-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OxwhE6B1vERj7jbTPwTBSWFUIMLAyLEI3TWSH7Ktd4EVhvW5ZdsKcFBd2FAKOCe7 okHfTMQJq/qx8+MW4V4I5g== 0000908195-10-000007.txt : 20100514 0000908195-10-000007.hdr.sgml : 20100514 20100514135519 ACCESSION NUMBER: 0000908195-10-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100514 DATE AS OF CHANGE: 20100514 EFFECTIVENESS DATE: 20100514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHUFRO ROSE & CO LLC CENTRAL INDEX KEY: 0000908195 IRS NUMBER: 135390713 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04541 FILM NUMBER: 10832224 BUSINESS ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151-2600 BUSINESS PHONE: 2127545100 MAIL ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151-2600 FORMER COMPANY: FORMER CONFORMED NAME: SHUFRO ROSE EHRMAN DATE OF NAME CHANGE: 19930624 13F-HR 1 shufrorose03312010.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2010 Check here if Amendment (); Amendment Number: This Amendment (Check only one): ( ) is a restatement. (X) adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Shufro Rose & Co, LLC Address: 745 Fifth Avenue 26th Floor New York, NY 10151 13F File Number:28-792 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Steven J. Glass Title: Managing Director Phone: 212-754-5100 Signature, Place, and Date of Signing: Steven J. Glass New York, NY May 14, 2010 Report Type (Check only one): (X) 13F HOLDINGS REPORT ( ) 13F NOTICE ( ) 13F COMBINATION REPORT I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE AS OF DATE: 03/31/10 RUN DATE: 5/14/10 1:17 P.M. REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 238 FORM 13F INFORMATION TABLE VALUE TOTAL: $708,314,439.12 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME Shufro, Rose & CO LLC Page: 1 Form 13F Information Table As of Date: 3/31/2010 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None BLACKROCK MUNIHOLDINGS NY INSD FUND 09255C106 155 11,171 SH SOLE 0 0 11,171 BLACKROCK MUNIYIELD NY INSD FD FUND 09255E102 273 22,000 SH SOLE 0 0 22,000 VAN KAMPEN TR FOR INVESTMENT FUND 920929106 294 20,680 SH SOLE 0 0 20,680 VAN KAMPEN TR FOR INVESTMENT FUND 920931102 164 11,573 SH SOLE 0 0 11,573 WESTERN ASSET MUN PARTNERS FD FUND 95766P108 217 15,900 SH SOLE 0 0 15,900 NETWORK EQP CV 7.25% 5-15-14 CONV BND 641208AA1 2,864 3,331,000 PRN SOLE 0 0 3,331,000 ROYAL BANK SCOTLAND 6.40% PFD PFD 780097796 852 67,100 SH SOLE 0 0 67,100 BLACKROCK FLT RT STRATEGIES FD FUND 09255X100 969 62,600 SH SOLE 0 0 62,600 DREYFUS HIGH YIELD STRATEGIES FUND 26200S101 65 15,000 SH SOLE 0 0 15,000 DWS MULTI MKT INCOME TR FUND 23338L108 395 42,300 SH SOLE 0 0 42,300 EATON VANCE FL RT INCOME TRUST FUND 278279104 181 11,500 SH SOLE 0 0 11,500 EATON VANCE LTD DURATION INC FUND 27828H105 731 45,951 SH SOLE 0 0 45,951 NUVEEN (JTP) QLTY PFD INC FUND FUND 67071S101 129 17,800 SH SOLE 0 0 17,800 NUVEEN (JHP) QLTY PFD INC FD 3 FUND 67072W101 151 19,850 SH SOLE 0 0 19,850 NUVEEN MULTI-STRATEGY INCOME & FUND 67073B106 78 10,000 SH SOLE 0 0 10,000 NUVEEN MULTI-STRATEGY INC AND FUND 67073D102 134 16,300 SH SOLE 0 0 16,300 PIMCO FLOATING RATE INCOME FD FUND 72201H108 488 43,000 SH SOLE 0 0 43,000 PIMCO (PFN) FLOAT STRATEGY FD FUND 72201J104 258 26,800 SH SOLE 0 0 26,800 PUTNAM PREMIER INCOME TRUST FUND 746853100 116 17,920 SH SOLE 0 0 17,920 COHEN & STEERS INFRASTRUCTURED FUND 19248A109 224 15,055 SH SOLE 0 0 15,055 WESTERN ASSET GLBL PTNS INC FD FUND 95766G108 221 18,200 SH SOLE 0 0 18,200 ABB LTD SPONSORED ADR COM 000375204 349 16,000 SH SOLE 0 0 16,000 ACUSPHERE INC COM 00511R870 1 16,000 SH SOLE 0 0 16,000 ADAPTEC COM 00651F108 326 99,800 SH SOLE 0 0 99,800 AGILYSYS COM 00847J105 9,961 891,805 SH SOLE 0 0 891,805 AGRIUM INC COM 008916108 11,218 158,835 SH SOLE 0 0 158,835 AMERICAN EAGLE OUTFITTERS COM 02553E106 513 27,700 SH SOLE 0 0 27,700 AMERICAN EXPRESS COM 025816109 1,447 35,090 SH SOLE 0 0 35,090 AMERICAN FINANCIAL GROUP COM 025932104 213 7,500 SH SOLE 0 0 7,500 AMERICAN SOFTWARE COM 029683109 154 26,550 SH SOLE 0 0 26,550 AMGEN INC COM 031162100 225 3,775 SH SOLE 0 0 3,775 APPLE COMPUTER COM 037833100 218 930 SH SOLE 0 0 930 APPLIED MATERIALS COM 038222105 1,714 127,338 SH SOLE 0 0 127,338 AT&T INC COM 00206R102 1,010 39,091 SH SOLE 0 0 39,091 ATLANTIC AMERICAN CORP COM 048209100 113 78,800 SH SOLE 0 0 78,800 AUTOMATIC DATA PROCESSING COM 053015103 4,982 112,035 SH SOLE 0 0 112,035 AVERY DENNISON COM 053611109 11,832 324,990 SH SOLE 0 0 324,990 AVX COM 002444107 9,747 686,440 SH SOLE 0 0 686,440 BAFFINLAND IRON MINES COM 056620107 5 10,000 SH SOLE 0 0 10,000 BANK OF AMERICA COM 060505104 1,665 93,285 SH SOLE 0 0 93,285 BANK OF NEW YORK MELLON COM 064058100 738 23,928 SH SOLE 0 0 23,928 BAR HARBOR BANKSHARES COM 066849100 6,859 224,900 SH SOLE 0 0 224,900 BERKSHIRE BANCORP COM 084597202 469 75,070 SH SOLE 0 0 75,070 BERKSHIRE HATHAWAY A SHARES COM 084670108 1,218 10 SH SOLE 0 0 10 BERKSHIRE HATHAWAY B SHARES COM 084670702 6,543 80,515 SH SOLE 0 0 80,515 BIODELIVERY SCIENCES INTL COM 09060J106 200 52,400 SH SOLE 0 0 52,400 BNCCORP INC COM 055936108 26 11,500 SH SOLE 0 0 11,500 BOSTON PRIVATE FINANCIAL HLDGS COM 101119105 117 15,900 SH SOLE 0 0 15,900 BP PLC COM 055622104 1,344 23,565 SH SOLE 0 0 23,565 BRESLER & REINER COM 107336109 26 12,600 SH SOLE 0 0 12,600 BRISTOL-MYERS SQUIBB COM 110122108 539 20,194 SH SOLE 0 0 20,194 Shufro, Rose & CO LLC Page: 2 Form 13F Information Table As of Date: 3/31/2010 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None BROWN SHOE COMPANY COM 115736100 2,879 186,000 SH SOLE 0 0 186,000 CABELA'S INC COM 126804301 1,366 78,120 SH SOLE 0 0 78,120 CALAMP CORP COM 128126109 45 16,300 SH SOLE 0 0 16,300 CARNIVAL CRUISE LINES COM 143658300 441 11,350 SH SOLE 0 0 11,350 CARRIAGE SERVICES COM 143905107 231 50,450 SH SOLE 0 0 50,450 CENTRUE FINANCIAL COM 15643B106 49 14,300 SH SOLE 0 0 14,300 CHESAPEAKE ENERGY COM 165167107 521 22,050 SH SOLE 0 0 22,050 CHEVRON CORP COM 166764100 3,070 40,493 SH SOLE 0 0 40,493 CHICOS FAS COM 168615102 9,877 684,975 SH SOLE 0 0 684,975 CHYRON CORP COM 171605306 29 15,000 SH SOLE 0 0 15,000 CISCO SYSTEMS COM 17275R102 723 27,796 SH SOLE 0 0 27,796 CITADEL BROADCASTING COM 17285T106 0 12,281 SH SOLE 0 0 12,281 CITIGROUP COM 172967101 836 206,619 SH SOLE 0 0 206,619 CLARIENT INC COM 180489106 55 21,000 SH SOLE 0 0 21,000 COCA-COLA COM 191216100 215 3,910 SH SOLE 0 0 3,910 COMCAST NEW CLASS A COM 20030N101 357 19,015 SH SOLE 0 0 19,015 COMMERCIAL METALS COM 201723103 921 61,200 SH SOLE 0 0 61,200 CONOCOPHILLIPS COM 20825C104 576 11,263 SH SOLE 0 0 11,263 COOLBRANDS INTERNATIONAL COM 21639P307 172 153,500 SH SOLE 0 0 153,500 CORNING COM 219350105 444 21,983 SH SOLE 0 0 21,983 CVS CAREMARK COM 126650100 2,539 69,460 SH SOLE 0 0 69,460 DELL INC COM 24702R101 361 24,075 SH SOLE 0 0 24,075 DISNEY WALT COM 254687106 5,389 154,385 SH SOLE 0 0 154,385 DONEGAL GROUP COM 257701201 383 26,430 SH SOLE 0 0 26,430 DOT HILL SYSTEMS COM 25848T109 94 63,150 SH SOLE 0 0 63,150 DOVER CORP COM 260003108 8,986 192,220 SH SOLE 0 0 192,220 DRESSER RAND GROUP COM 261608103 201 6,400 SH SOLE 0 0 6,400 D R HORTON COM 23331A109 266 21,170 SH SOLE 0 0 21,170 DRUGSTORE.COM COM 262241102 74 20,900 SH SOLE 0 0 20,900 DUPONT COM 263534109 13,307 357,343 SH SOLE 0 0 357,343 EAGLE MATERIALS COM 26969P108 2,094 78,910 SH SOLE 0 0 78,910 EL PASO CORPORATION COM 28336L109 301 27,800 SH SOLE 0 0 27,800 EMERSON ELECTRIC COM 291011104 271 5,400 SH SOLE 0 0 5,400 ENERGY TRANSFER PARTNERS COM 29273R109 229 4,890 SH SOLE 0 0 4,890 ENER1 INC COM 29267A203 182 38,675 SH SOLE 0 0 38,675 ENERPLUS RESOURCES TRUST (ERF) COM 29274D604 263 11,100 SH SOLE 0 0 11,100 ENZO BIOCHEM COM 294100102 200 33,369 SH SOLE 0 0 33,369 ETHAN ALLEN INTERIORS COM 297602104 6,330 306,835 SH SOLE 0 0 306,835 EUROPEAN EQUITY FUND COM 298768102 1,969 298,829 SH SOLE 0 0 298,829 EXCAPSA SOFTWARE COM 30066E107 0 38,000 SH SOLE 0 0 38,000 EXELON CORP COM 30161N101 24,299 554,650 SH SOLE 0 0 554,650 EXXON MOBIL COM 30231G102 25,654 383,014 SH SOLE 0 0 383,014 FIRST BANK OF DELAWARE COM 319307104 180 116,297 SH SOLE 0 0 116,297 FIRST CITIZENS BANCORP SC COM 319460101 2,183 4,531 SH SOLE 0 0 4,531 FIRST NATIONAL BANK ALASKA COM 32112J106 3,741 2,090 SH SOLE 0 0 2,090 FLEXIINTERNATIONAL SOFTWARE COM 338923105 12 75,000 SH SOLE 0 0 75,000 FLEXTRONICS INTERNATIONAL LTD COM Y2573F102 8,661 1,104,835 SH SOLE 0 0 1,104,835 FORD MOTOR CO COM 345370860 201 16,002 SH SOLE 0 0 16,002 FREIGHTCAR AMERICA COM 357023100 8,965 371,080 SH SOLE 0 0 371,080 FRIEDMAN INDUSTRIES COM 358435105 690 120,800 SH SOLE 0 0 120,800 FULL METAL MINERALS COM 35968C109 2 10,000 SH SOLE 0 0 10,000 Shufro, Rose & CO LLC Page: 3 Form 13F Information Table As of Date: 3/31/2010 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None GAMESTOP CLASS A COM 36467W109 1,599 73,008 SH SOLE 0 0 73,008 GARMIN LTD COM G37260109 300 7,810 SH SOLE 0 0 7,810 GENERAL ELECTRIC COM 369604103 29,077 1,597,641 SH SOLE 0 0 1,597,641 GERON CORP COM 374163103 645 113,700 SH SOLE 0 0 113,700 GREATER CHINA FUND COM 39167B102 980 80,997 SH SOLE 0 0 80,997 GUARANTY BANCORP COM 40075T102 48 30,700 SH SOLE 0 0 30,700 HARDINGE INC COM 412324303 356 39,650 SH SOLE 0 0 39,650 HARRIS & HARRIS GROUP COM 413833104 2,877 624,200 SH SOLE 0 0 624,200 HARRY WINSTON DIAMOND COM 41587B100 121 12,300 SH SOLE 0 0 12,300 HCC INSURANCE HOLDINGS COM 404132102 1,623 58,820 SH SOLE 0 0 58,820 OPKO HEALTH INC COM 68375N103 19 10,000 SH SOLE 0 0 10,000 HECLA MINING COM 422704106 56 10,400 SH SOLE 0 0 10,400 HEWLETT PACKARD COM 428236103 16,466 309,813 SH SOLE 0 0 309,813 HOME DEPOT COM 437076102 1,326 41,018 SH SOLE 0 0 41,018 HUDSON CITY BANCORP COM 443683107 162 11,500 SH SOLE 0 0 11,500 HUDSON HOLDING COM 443793104 24 131,000 SH SOLE 0 0 131,000 ILLINOIS TOOL WORKS COM 452308109 7,498 158,325 SH SOLE 0 0 158,325 IMMUCELL CORP NEW COM 452525306 36 10,000 SH SOLE 0 0 10,000 INFOSONICS CORP COM 456784107 26 27,500 SH SOLE 0 0 27,500 INTEL COM 458140100 25,280 1,135,678 SH SOLE 0 0 1,135,678 INTL BUSINESS MACHINES COM 459200101 1,779 13,874 SH SOLE 0 0 13,874 INTL COAL GROUP COM 45928H106 995 217,870 SH SOLE 0 0 217,870 INTL FRONTIER RESOURCES COM 459976106 1 25,000 SH SOLE 0 0 25,000 INTL PAPER COM 460146103 17,876 726,381 SH SOLE 0 0 726,381 INTL RECTIFIER COM 460254105 9,917 433,090 SH SOLE 0 0 433,090 ISTA PHARMACEUTICALS COM 45031X204 61 15,000 SH SOLE 0 0 15,000 JACOBS ENGINEERING GROUP COM 469814107 10,871 240,565 SH SOLE 0 0 240,565 JAPAN EQUITY FUND COM 471057109 5,406 927,326 SH SOLE 0 0 927,326 JAPAN SMALLER CAP FUND COM 47109U104 4,197 473,716 SH SOLE 0 0 473,716 JETBLUE AIRWAYS COM 477143101 174 31,300 SH SOLE 0 0 31,300 JOHNSON & JOHNSON COM 478160104 20,889 320,396 SH SOLE 0 0 320,396 JOY GLOBAL COM 481165108 316 5,600 SH SOLE 0 0 5,600 KADANT COM 48282T104 7,461 517,830 SH SOLE 0 0 517,830 KELLY SERVICES CL A COM 488152208 10,155 609,600 SH SOLE 0 0 609,600 KEMET CORP COM 488360108 659 471,200 SH SOLE 0 0 471,200 KIMBERLY-CLARK COM 494368103 1,355 21,550 SH SOLE 0 0 21,550 KRATOS DEFENSE & SEC SOLUTIONS COM 50077B207 2,523 176,850 SH SOLE 0 0 176,850 KREISLER MANUFACTURING COM 500773106 53 10,500 SH SOLE 0 0 10,500 LAKELAND INDUSTRIES COM 511795106 2,290 269,497 SH SOLE 0 0 269,497 LEGEND INTERNATIONAL HOLDINGS COM 52467C100 23 20,000 SH SOLE 0 0 20,000 LEGG MASON COM 524901105 719 25,100 SH SOLE 0 0 25,100 LEXINGTON PROPERTY TRUST COM 529043101 177 27,309 SH SOLE 0 0 27,309 LOUISIANA PACIFIC COM 546347105 104 11,500 SH SOLE 0 0 11,500 LSI CORPORATION COM 502161102 159 26,110 SH SOLE 0 0 26,110 LTX CREDENCE COM 502403108 50 16,518 SH SOLE 0 0 16,518 M & T BANK CORP COM 55261F104 1,599 20,150 SH SOLE 0 0 20,150 MARTEK BIOSCIENCES COM 572901106 10,400 462,050 SH SOLE 0 0 462,050 MCCORMICK SCHMICKS SEAFOOD RES COM 579793100 490 48,700 SH SOLE 0 0 48,700 MEADOWBROOK INSURANCE GROUP COM 58319P108 393 49,800 SH SOLE 0 0 49,800 MEDTRONIC COM 585055106 10,239 227,383 SH SOLE 0 0 227,383 MERCK & CO INC COM 58933Y105 789 21,125 SH SOLE 0 0 21,125 Shufro, Rose & CO LLC Page: 4 Form 13F Information Table As of Date: 3/31/2010 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None MEREDITH CORP COM 589433101 9,811 285,140 SH SOLE 0 0 285,140 MERITOR SAVINGS BANK COM 590007100 1,621 569,000 SH SOLE 0 0 569,000 METLIFE COM 59156R108 10,243 236,345 SH SOLE 0 0 236,345 MFS INTERMED INCOME TRUST COM 55273C107 122 17,900 SH SOLE 0 0 17,900 MICROSOFT COM 594918104 610 20,851 SH SOLE 0 0 20,851 MOBILE MINI COM 60740F105 9,405 607,210 SH SOLE 0 0 607,210 MONMOUTH REAL ESTATE INVT CORP COM 609720107 249 29,650 SH SOLE 0 0 29,650 JPMORGAN CHASE & CO COM 46625H100 15,463 345,563 SH SOLE 0 0 345,563 MUELLER WATER PRODUCTS COM 624758108 267 55,900 SH SOLE 0 0 55,900 MYLAN INC COM 628530107 251 11,070 SH SOLE 0 0 11,070 NAM TAI ELECTRONICS COM 629865205 61 12,200 SH SOLE 0 0 12,200 NATIONAL FUEL GAS COM 636180101 267 5,300 SH SOLE 0 0 5,300 NATIONAL WESTERN LIFE INSUR COM 638522102 9,490 51,480 SH SOLE 0 0 51,480 NAVARRE CORP COM 639208107 49 24,000 SH SOLE 0 0 24,000 NAVIOS MARITIME COM Y62196103 122 18,500 SH SOLE 0 0 18,500 NESTLE SA ADR COM 641069406 446 8,708 SH SOLE 0 0 8,708 NEWCASTLE INVESTMENT COM 65105M108 35 11,100 SH SOLE 0 0 11,100 NEWPORT CORP COM 651824104 9,598 767,875 SH SOLE 0 0 767,875 OFFICE DEPOT COM 676220106 533 66,900 SH SOLE 0 0 66,900 OLD REPUBLIC COM 680223104 914 72,100 SH SOLE 0 0 72,100 OMEGA PROTEIN COM 68210P107 921 160,200 SH SOLE 0 0 160,200 ON ASSIGNMENT COM 682159108 87 12,300 SH SOLE 0 0 12,300 ONE BEACON INSURANCE LTD COM G67742109 2,588 150,050 SH SOLE 0 0 150,050 OPNEXT INC COM 68375V105 45 19,400 SH SOLE 0 0 19,400 PACIFIC ASIA PETROLEUM COM 693864100 569 146,700 SH SOLE 0 0 146,700 PAMRAPO BANCORP COM 697738102 243 30,100 SH SOLE 0 0 30,100 PDL BIOPHARMA COM 69329Y104 93 15,000 SH SOLE 0 0 15,000 PENN VIRGINIA GP HOLDINGS COM 70788P105 925 50,600 SH SOLE 0 0 50,600 PEPSICO INC COM 713448108 1,524 23,037 SH SOLE 0 0 23,037 PETROLEUM DEVELOPMENT COM 716578109 1,494 64,500 SH SOLE 0 0 64,500 PFIZER INC COM 717081103 9,681 564,545 SH SOLE 0 0 564,545 PHILIPS ELECTRONICS COM 500472303 342 10,684 SH SOLE 0 0 10,684 POLYCOM COM 73172K104 458 15,000 SH SOLE 0 0 15,000 POWERSHARES QQQ TRUST SERIES 1 COM 73935A104 282 5,855 SH SOLE 0 0 5,855 PRIMEENERGY CORP COM 74158E104 783 29,100 SH SOLE 0 0 29,100 PROCTER & GAMBLE COM 742718109 422 6,675 SH SOLE 0 0 6,675 PROSPECT CAPITAL COM 74348T102 1,664 137,000 SH SOLE 0 0 137,000 QUALCOMM COM 747525103 1,032 24,600 SH SOLE 0 0 24,600 RAMCO GERSHENSON PROPERTIES TR COM 751452202 489 43,500 SH SOLE 0 0 43,500 REGAL-BELOIT COM 758750103 3,837 64,600 SH SOLE 0 0 64,600 ROCKWELL AUTOMATION COM 773903109 16,411 291,192 SH SOLE 0 0 291,192 ROYAL DUTCH SHELL PLC ADR A COM 780259206 341 5,910 SH SOLE 0 0 5,910 ST JOE CO COM 790148100 268 8,315 SH SOLE 0 0 8,315 SAKS INC COM 79377W108 1,852 215,421 SH SOLE 0 0 215,421 SALISBURY BANCORP COM 795226109 1,820 73,750 SH SOLE 0 0 73,750 SANOFI AVENTIS COM 80105N105 403 10,800 SH SOLE 0 0 10,800 SEACOAST BANKING CORP COM 811707306 17 10,000 SH SOLE 0 0 10,000 SCHEIN (HENRY) COM 806407102 918 15,600 SH SOLE 0 0 15,600 SCHLUMBERGER LTD COM 806857108 206 3,250 SH SOLE 0 0 3,250 SCHMITT INDUSTRIES COM 806870200 783 222,000 SH SOLE 0 0 222,000 SEABOARD CORP COM 811543107 207 160 SH SOLE 0 0 160 Shufro, Rose & CO LLC Page: 5 Form 13F Information Table As of Date: 3/31/2010 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None SE FINANCIAL COM 78412R108 216 38,395 SH SOLE 0 0 38,395 SENECA FOODS NEW COM 817070501 1,109 38,100 SH SOLE 0 0 38,100 SIMPSON MANUFACTURING COM 829073105 8,698 313,345 SH SOLE 0 0 313,345 SONOCO PRODUCTS COM 835495102 18,693 607,123 SH SOLE 0 0 607,123 SONOSITE COM 83568G104 1,658 51,650 SH SOLE 0 0 51,650 STRATTEC SECURITY COM 863111100 3,834 188,695 SH SOLE 0 0 188,695 SUNCOR ENERGY NEW COM 867224107 253 7,800 SH SOLE 0 0 7,800 SUPERIOR INDUSTRIES INTL COM 868168105 2,998 186,465 SH SOLE 0 0 186,465 SWISS HELVETIA FUND COM 870875101 6,468 547,273 SH SOLE 0 0 547,273 SYMMETRICOM INC COM 871543104 638 109,500 SH SOLE 0 0 109,500 SYNERON MEDICAL COM M87245102 227 20,800 SH SOLE 0 0 20,800 SYSCO CORP COM 871829107 418 14,190 SH SOLE 0 0 14,190 TARGET CORP COM 87612E106 823 15,664 SH SOLE 0 0 15,664 TELLABS COM 879664100 340 44,975 SH SOLE 0 0 44,975 TEMPLETON DRAGON FD COM 88018T101 883 34,100 SH SOLE 0 0 34,100 TERADYNE COM 880770102 1,696 151,890 SH SOLE 0 0 151,890 THERMO FISHER SCIENTIFIC COM 883556102 11,152 216,805 SH SOLE 0 0 216,805 TIME WARNER CABLE COM 88732J207 473 8,874 SH SOLE 0 0 8,874 TIME WARNER COM 887317303 1,122 35,906 SH SOLE 0 0 35,906 TRINITY INDUSTRIES COM 896522109 518 26,000 SH SOLE 0 0 26,000 UNITED CAPITAL COM 909912107 317 13,400 SH SOLE 0 0 13,400 UNITED PARCEL SERVICE COM 911312106 16,036 248,971 SH SOLE 0 0 248,971 US GYPSUM COM 903293405 5,110 297,790 SH SOLE 0 0 297,790 VALENCE TECH COM 918914102 17 21,000 SH SOLE 0 0 21,000 VERIZON COMMUNICATIONS COM 92343V104 937 30,207 SH SOLE 0 0 30,207 VISHAY INTERTECHNOLOGY COM 928298108 117 11,500 SH SOLE 0 0 11,500 VITESSE SEMICONDUCTOR COM 928497106 118 293,300 SH SOLE 0 0 293,300 VODAFONE GROUP PLC NEW COM 92857W209 573 24,626 SH SOLE 0 0 24,626 WAL-MART STORES COM 931142103 19,516 351,013 SH SOLE 0 0 351,013 WARWICK VALLEY TELEPHONE COM 936750108 176 12,400 SH SOLE 0 0 12,400 WASHINGTON POST COM 939640108 2,274 5,120 SH SOLE 0 0 5,120 WESTLAKE CHEMICAL COM 960413102 9,760 378,460 SH SOLE 0 0 378,460 WHIRLPOOL CORP COM 963320106 7,049 80,801 SH SOLE 0 0 80,801 3M COMPANY COM 88579Y101 29,576 353,917 SH SOLE 0 0 353,917 Line Count: 238
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