-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IpTVzJKX4ZWxVEcQkZCmNWP0VGpHIPQQrFAcf5/bb0W+p2dUUzHuqwAghE8Up3y1 sR2E0CxfgNxLemFGa1mjkg== 0000908195-09-000005.txt : 20090513 0000908195-09-000005.hdr.sgml : 20090513 20090513111511 ACCESSION NUMBER: 0000908195-09-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090513 DATE AS OF CHANGE: 20090513 EFFECTIVENESS DATE: 20090513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHUFRO ROSE & CO LLC CENTRAL INDEX KEY: 0000908195 IRS NUMBER: 135390713 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04541 FILM NUMBER: 09821036 BUSINESS ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151-2600 BUSINESS PHONE: 2127545100 MAIL ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151-2600 FORMER COMPANY: FORMER CONFORMED NAME: SHUFRO ROSE EHRMAN DATE OF NAME CHANGE: 19930624 13F-HR 1 shufrorose03312009.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2009 Check here if Amendment (); Amendment Number: This Amendment (Check only one): ( ) is a restatement. (X) adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Shufro Rose & Co, LLC Address: 745 Fifth Avenue 26th Floor New York, NY 10151 13F File Number:28-792 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Steven J. Glass Title: Managing Director Phone: 212-754-5100 Signature, Place, and Date of Signing: Steven J. Glass New York, NY May 13, 2009 Report Type (Check only one): (X) 13F HOLDINGS REPORT ( ) 13F NOTICE ( ) 13F COMBINATION REPORT I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE AS OF DATE: 03/31/09 RUN DATE: 5/13/09 11:10 A.M. REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 278 FORM 13F INFORMATION TABLE VALUE TOTAL: $472,409,732.26 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME Shufro, Rose & CO LLC Page: 1 Form 13F Information Table As of Date: 3/31/2009 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None BLACKROCK MUNIYIELD NY INSD FD FUND 09255E102 216 22,000 SH SOLE 0 0 22,000 VAN KAMPEN TR FOR INVESTMENT FUND 920931102 124 11,573 SH SOLE 0 0 11,573 VAN KAMPEN TR FOR INVESTMENT FUND 920929106 224 20,680 SH SOLE 0 0 20,680 WESTERN ASSET MUN PARTNERS FD FUND 95766P108 241 21,746 SH SOLE 0 0 21,746 NETWORK EQP TECH 7.25% 5-15-14 CONV BND 641208AA1 2,278 3,401,000 PRN SOLE 0 0 3,401,000 NUVEEN (JTP) QLTY PFD INC FUND PFD 67071S101 64 16,800 SH SOLE 0 0 16,800 NUVEEN (JHP) QLTY PFD INC FD 3 PFD 67072W101 76 20,350 SH SOLE 0 0 20,350 NUVEEN MULTI-STRATEGY INCOME & PFD 67073B106 36 10,000 SH SOLE 0 0 10,000 NUVEEN MULTI-STRATEGY INC AND PFD 67073D102 62 16,300 SH SOLE 0 0 16,300 ROYAL BANK SCOTLAND 6.40% PFD PFD 780097796 388 67,700 SH SOLE 0 0 67,700 BLACKROCK FLT RT STRATEGIES FD FUND 09255X100 394 44,000 SH SOLE 0 0 44,000 DREYFUS HIGH YIELD STRATEGIES FUND 26200S101 36 15,000 SH SOLE 0 0 15,000 DWS MULTI MKT INCOME TR FUND 23338L108 275 45,200 SH SOLE 0 0 45,200 1ST TR / 4 CORNERS SR FLOAT FD FUND 33733U108 291 36,200 SH SOLE 0 0 36,200 PUTNAM PREMIER INCOME TRUST FUND 746853100 94 22,216 SH SOLE 0 0 22,216 COHEN STEERS REIT ULTY INC FD FUND 19247Y108 66 15,475 SH SOLE 0 0 15,475 WESTERN ASSET GLBL PTNS INC FD FUND 95766G108 134 19,700 SH SOLE 0 0 19,700 ABERCROMBIE & FITCH COM 002896207 214 9,000 SH SOLE 0 0 9,000 ACUSPHERE INC COM 00511R870 1 36,000 SH SOLE 0 0 36,000 ADAPTEC COM 00651F108 346 144,400 SH SOLE 0 0 144,400 AGILYSYS COM 00847J105 4,091 951,595 SH SOLE 0 0 951,595 AGRIUM INC COM 008916108 6,522 182,240 SH SOLE 0 0 182,240 AIR TRANSPORT SERVICES GROUP COM 00922R105 7 10,100 SH SOLE 0 0 10,100 AIRTRAN HOLDINGS COM 00949P108 45 10,000 SH SOLE 0 0 10,000 ALASKA PACIFIC BANCSHARES COM 011757101 72 22,350 SH SOLE 0 0 22,350 ALCON INC COM H01301102 264 2,909 SH SOLE 0 0 2,909 AMERICAN EAGLE OUTFITTERS COM 02553E106 834 68,200 SH SOLE 0 0 68,200 AMERICAN EXPRESS COM 025816109 579 42,490 SH SOLE 0 0 42,490 AMERICAN INTL GROUP COM 026874107 58 58,000 SH SOLE 0 0 58,000 AMERICAN SOFTWARE COM 029683109 124 23,550 SH SOLE 0 0 23,550 APPLIED MATERIALS COM 038222105 2,234 207,887 SH SOLE 0 0 207,887 ASYST TECHNOLOGIES COM 04648X107 6 24,990 SH SOLE 0 0 24,990 AT&T INC COM 00206R102 907 36,028 SH SOLE 0 0 36,028 AUTOMATIC DATA PROCESSING COM 053015103 300 8,555 SH SOLE 0 0 8,555 AVX COM 002444107 6,335 697,740 SH SOLE 0 0 697,740 BAFFINLAND IRON MINES COM 056620107 3 10,000 SH SOLE 0 0 10,000 BANK OF AMERICA COM 060505104 744 109,110 SH SOLE 0 0 109,110 BANK OF NEW YORK COM 064058100 630 22,328 SH SOLE 0 0 22,328 BAR HARBOR BANKSHARES COM 066849100 4,897 212,950 SH SOLE 0 0 212,950 BARNES & NOBLE COM 067774109 1,872 87,600 SH SOLE 0 0 87,600 BENCHMARK ELECTRONICS COM 08160H101 141 12,600 SH SOLE 0 0 12,600 BERKSHIRE BANCORP COM 084597202 313 78,070 SH SOLE 0 0 78,070 BERKSHIRE HATHAWAY A SHARES COM 084670108 1,040 12 SH SOLE 0 0 12 BERKSHIRE HATHAWAY B SHARES COM 084670207 5,958 2,113 SH SOLE 0 0 2,113 BGC PARTNERS COM 05541T101 232 105,000 SH SOLE 0 0 105,000 BNCCORP INC COM 055936108 68 12,500 SH SOLE 0 0 12,500 BOLT TECHNOLOGY COM 097698104 85 12,000 SH SOLE 0 0 12,000 BOSTON PRIVATE FINANCIAL HLDGS COM 101119105 66 18,900 SH SOLE 0 0 18,900 BORLAND SOFTWARE COM 099849101 56 122,100 SH SOLE 0 0 122,100 BP PLC COM 055622104 958 23,910 SH SOLE 0 0 23,910 BRESLER & REINER COM 107336109 171 20,100 SH SOLE 0 0 20,100 Shufro, Rose & CO LLC Page: 2 Form 13F Information Table As of Date: 3/31/2009 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None BRISTOL-MYERS SQUIBB COM 110122108 443 20,219 SH SOLE 0 0 20,219 BROADPOINT SECURITIES GROUP COM 11133V108 38 11,600 SH SOLE 0 0 11,600 BROOKS AUTOMATION COM 114340102 440 95,600 SH SOLE 0 0 95,600 BROWN SHOE COMPANY COM 115736100 1,105 294,800 SH SOLE 0 0 294,800 CABELA'S INC COM 126804301 840 92,255 SH SOLE 0 0 92,255 CALAMP CORP COM 128126109 110 200,306 SH SOLE 0 0 200,306 CARNIVAL CRUISE LINES COM 143658300 250 11,600 SH SOLE 0 0 11,600 CARRIAGE SERVICES COM 143905107 82 53,650 SH SOLE 0 0 53,650 CBS CLASS B COM 124857202 44 11,500 SH SOLE 0 0 11,500 CENTRUE FINANCIAL COM 15643B106 64 11,300 SH SOLE 0 0 11,300 CHARLOTTE RUSSE HOLDING COM 161048103 541 66,500 SH SOLE 0 0 66,500 CHESAPEAKE ENERGY COM 165167107 526 30,850 SH SOLE 0 0 30,850 CHEVRON CORP COM 166764100 2,840 42,241 SH SOLE 0 0 42,241 CHICOS FAS COM 168615102 6,632 1,235,125 SH SOLE 0 0 1,235,125 CHRISTOPHER & BANKS COM 171046105 801 195,900 SH SOLE 0 0 195,900 CISCO SYSTEMS COM 17275R102 990 59,091 SH SOLE 0 0 59,091 CITADEL BROADCASTING COM 17285T106 0 12,779 SH SOLE 0 0 12,779 CITIGROUP COM 172967101 537 212,333 SH SOLE 0 0 212,333 COACH INC COM 189754104 1,063 63,700 SH SOLE 0 0 63,700 COEUR D ALENE MINES COM 192108108 16 18,000 SH SOLE 0 0 18,000 COMCAST NEW CLASS A COM 20030N101 182 13,409 SH SOLE 0 0 13,409 COMMERCIAL METALS COM 201723103 190 16,500 SH SOLE 0 0 16,500 CONCORD CAMERA NEW COM 206156200 81 31,880 SH SOLE 0 0 31,880 CONOCOPHILLIPS COM 20825C104 223 5,703 SH SOLE 0 0 5,703 COOLBRANDS INTERNATIONAL COM 21639P307 94 167,500 SH SOLE 0 0 167,500 CORNING COM 219350105 332 25,033 SH SOLE 0 0 25,033 COSTCO WHOLESALE COM 22160K105 449 9,700 SH SOLE 0 0 9,700 CRAWFORD & CO COM 224633107 834 124,200 SH SOLE 0 0 124,200 CRAFT BREWERS ALLIANCE COM 224122101 11 10,000 SH SOLE 0 0 10,000 DELL INC COM 24702R101 234 24,775 SH SOLE 0 0 24,775 DESIGN WITHIN REACH COM 250557105 16 30,000 SH SOLE 0 0 30,000 DISNEY WALT COM 254687106 3,123 171,978 SH SOLE 0 0 171,978 DONEGAL GROUP COM 257701201 424 27,630 SH SOLE 0 0 27,630 DOT HILL SYSTEMS COM 25848T109 137 237,050 SH SOLE 0 0 237,050 DOVER CORP COM 260003108 5,066 192,040 SH SOLE 0 0 192,040 DOW CHEMICAL COM 260543103 1,900 225,440 SH SOLE 0 0 225,440 DRESS BARN COM 261570105 1,957 159,300 SH SOLE 0 0 159,300 D R HORTON COM 23331A109 226 23,310 SH SOLE 0 0 23,310 DRUGSTORE.COM COM 262241102 75 64,200 SH SOLE 0 0 64,200 DUPONT COM 263534109 8,428 377,455 SH SOLE 0 0 377,455 EAGLE MATERIALS COM 26969P108 1,491 61,520 SH SOLE 0 0 61,520 EATON VANCE LTD DURATION INC COM 27828H105 489 46,603 SH SOLE 0 0 46,603 ELECTRONIC ARTS INC COM 285512109 363 20,000 SH SOLE 0 0 20,000 EL PASO CORPORATION COM 28336L109 161 25,800 SH SOLE 0 0 25,800 ENER1 INC COM 29267A203 144 27,975 SH SOLE 0 0 27,975 ENZO BIOCHEM COM 294100102 154 38,556 SH SOLE 0 0 38,556 ETHAN ALLEN INTERIORS COM 297602104 4,281 380,230 SH SOLE 0 0 380,230 EUROPEAN EQUITY FUND COM 298768102 1,523 346,350 SH SOLE 0 0 346,350 EXCAPSA SOFTWARE COM 30066E107 2 38,000 SH SOLE 0 0 38,000 EXXON MOBIL COM 30231G102 20,063 294,618 SH SOLE 0 0 294,618 FEDERAL SIGNAL COM 313855108 2,344 444,880 SH SOLE 0 0 444,880 Shufro, Rose & CO LLC Page: 3 Form 13F Information Table As of Date: 3/31/2009 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None FINISH LINE CL A COM 317923100 140 21,200 SH SOLE 0 0 21,200 FIRST BANK OF DELAWARE COM 319307104 120 118,307 SH SOLE 0 0 118,307 FIRST NATIONAL BANK ALASKA COM 32112J106 3,562 2,206 SH SOLE 0 0 2,206 FIRST CITIZENS BANCORP SC COM 319460101 1,123 4,781 SH SOLE 0 0 4,781 FLEXIINTERNATIONAL SOFTWARE COM 338923105 6 75,000 SH SOLE 0 0 75,000 FLEXTRONICS INTERNATIONAL LTD COM Y2573F102 3,408 1,179,452 SH SOLE 0 0 1,179,452 FOOT LOCKER COM 344849104 2,244 214,200 SH SOLE 0 0 214,200 FORD MOTOR CO COM 345370860 677 257,431 SH SOLE 0 0 257,431 FREIGHTCAR AMERICA COM 357023100 5,821 332,065 SH SOLE 0 0 332,065 FRIEDMAN INDUSTRIES COM 358435105 467 94,500 SH SOLE 0 0 94,500 FULL METAL MINERALS COM 35968C109 1 10,000 SH SOLE 0 0 10,000 GENERAL ELECTRIC COM 369604103 16,682 1,650,073 SH SOLE 0 0 1,650,073 GERON CORP COM 374163103 435 97,500 SH SOLE 0 0 97,500 GEVITY HR COM 374393106 142 36,000 SH SOLE 0 0 36,000 GIGA TRONICS COM 375175106 17 16,100 SH SOLE 0 0 16,100 GLATFELTER COM 377316104 164 26,300 SH SOLE 0 0 26,300 GLOBAL AIRCRAFT SOLUTIONS COM 378964100 0 30,000 SH SOLE 0 0 30,000 GLOBAL INDUSTRIES COM 379336100 344 89,700 SH SOLE 0 0 89,700 GOLFSMITH INTL COM 38168Y103 65 68,100 SH SOLE 0 0 68,100 GREATER CHINA FUND COM 39167B102 308 38,013 SH SOLE 0 0 38,013 GSI GROUP COM 36229U102 15 16,000 SH SOLE 0 0 16,000 GUARANTY BANCORP COM 40075T102 68 39,200 SH SOLE 0 0 39,200 HARDINGE INC COM 412324303 129 46,500 SH SOLE 0 0 46,500 HARLEYSVILLE NATIONAL COM 412850109 90 14,908 SH SOLE 0 0 14,908 HARRIS & HARRIS GROUP COM 413833104 2,356 636,900 SH SOLE 0 0 636,900 HARRY WINSTON DIAMOND COM 41587B100 34 12,000 SH SOLE 0 0 12,000 HCC INSURANCE HOLDINGS COM 404132102 1,568 62,285 SH SOLE 0 0 62,285 HEALTH FITNESS CORPORATION COM 42217V201 262 122,250 SH SOLE 0 0 122,250 HECLA MINING COM 422704106 288 144,000 SH SOLE 0 0 144,000 HEWLETT PACKARD COM 428236103 10,678 333,092 SH SOLE 0 0 333,092 HOME DEPOT COM 437076102 1,141 48,468 SH SOLE 0 0 48,468 HORNBECK OFFSHORE SERVICES COM 440543106 228 15,000 SH SOLE 0 0 15,000 H3 ENTERPRISES COM 404369100 0 13,000 SH SOLE 0 0 13,000 HUDSON HOLDING COM 443793104 3 15,000 SH SOLE 0 0 15,000 ILLINOIS TOOL WORKS COM 452308109 5,117 165,890 SH SOLE 0 0 165,890 IMI PLC ORD 25P COM G47152106 466 120,000 SH SOLE 0 0 120,000 IMMUCELL CORP NEW COM 452525306 14 10,000 SH SOLE 0 0 10,000 INFOSONICS CORP COM 456784107 41 229,200 SH SOLE 0 0 229,200 INTEL COM 458140100 17,468 1,160,680 SH SOLE 0 0 1,160,680 INTL BUSINESS MACHINES COM 459200101 6,935 71,583 SH SOLE 0 0 71,583 INTL COAL GROUP COM 45928H106 370 229,985 SH SOLE 0 0 229,985 INTL FRONTIER RESOURCES COM 459976106 1 25,000 SH SOLE 0 0 25,000 INTL PAPER COM 460146103 5,552 788,771 SH SOLE 0 0 788,771 INTL RECTIFIER COM 460254105 6,360 470,775 SH SOLE 0 0 470,775 JABIL CIRCUIT COM 466313103 272 49,000 SH SOLE 0 0 49,000 JAPAN EQUITY FUND COM 471057109 3,791 918,026 SH SOLE 0 0 918,026 JAPAN SMALLER CAP FUND COM 47109U104 3,014 504,100 SH SOLE 0 0 504,100 JETBLUE AIRWAYS COM 477143101 41 11,500 SH SOLE 0 0 11,500 JOHNSON & JOHNSON COM 478160104 14,622 277,998 SH SOLE 0 0 277,998 KADANT COM 48282T104 6,039 524,250 SH SOLE 0 0 524,250 KELLY SERVICES CL A COM 488152208 2,491 309,500 SH SOLE 0 0 309,500 Shufro, Rose & CO LLC Page: 4 Form 13F Information Table As of Date: 3/31/2009 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None KEMET CORP COM 488360108 95 388,400 SH SOLE 0 0 388,400 KIMBERLY-CLARK COM 494368103 490 10,640 SH SOLE 0 0 10,640 KING PHARMACEUTICALS COM 495582108 169 24,000 SH SOLE 0 0 24,000 KLEGG ELECTRONICS COM 498499300 0 14,300 SH SOLE 0 0 14,300 KOHLS COM 500255104 1,002 23,700 SH SOLE 0 0 23,700 KRATOS DEFENSE & SECURITY COM 50077B108 1,252 1,585,600 SH SOLE 0 0 1,585,600 LAKELAND INDUSTRIES COM 511795106 1,420 262,658 SH SOLE 0 0 262,658 LATTICE INCORPORATED COM 518414107 3 33,035 SH SOLE 0 0 33,035 LECROY CORP COM 52324W109 31 10,000 SH SOLE 0 0 10,000 LEXINGTON PROPERTY TRUST COM 529043101 59 25,000 SH SOLE 0 0 25,000 LIBERTY MEDIA HLDG CAPITAL A COM 53071M302 75 10,751 SH SOLE 0 0 10,751 LIBERTY MEDIA ENTERTAINMENT A COM 53071M500 409 20,504 SH SOLE 0 0 20,504 LIBERTY MEDIA HLDG INTRACTVE A COM 53071M104 108 37,446 SH SOLE 0 0 37,446 LSI CORPORATION COM 502161102 1,078 354,846 SH SOLE 0 0 354,846 LTX CREDENCE COM 502403108 29 105,836 SH SOLE 0 0 105,836 M & T BANK CORP COM 55261F104 3,471 76,730 SH SOLE 0 0 76,730 MANHATTAN PHARMACEUTICALS COM 563118207 0 10,000 SH SOLE 0 0 10,000 MATTSON TECHNOLOGY COM 577223100 67 80,000 SH SOLE 0 0 80,000 MCCORMICK SCHMICKS SEAFOOD RES COM 579793100 156 39,825 SH SOLE 0 0 39,825 MEADOWBROOK INSURANCE GROUP COM 58319P108 248 40,800 SH SOLE 0 0 40,800 MEDTRONIC COM 585055106 5,421 183,973 SH SOLE 0 0 183,973 MERCER INTERNATIONAL COM 588056101 6 10,000 SH SOLE 0 0 10,000 MERCK & CO COM 589331107 528 19,756 SH SOLE 0 0 19,756 MEREDITH CORP COM 589433101 5,206 312,900 SH SOLE 0 0 312,900 METLIFE COM 59156R108 5,215 229,070 SH SOLE 0 0 229,070 MICROSOFT COM 594918104 426 23,244 SH SOLE 0 0 23,244 MOBILE MINI COM 60740F105 5,371 466,280 SH SOLE 0 0 466,280 MODUSLINK GLOBAL SOLUTIONS COM 60786L107 232 89,680 SH SOLE 0 0 89,680 MONMOUTH REAL ESTATE INVT CORP COM 609720107 227 34,350 SH SOLE 0 0 34,350 MONSTER WORLDWIDE COM 611742107 562 69,070 SH SOLE 0 0 69,070 JPMORGAN CHASE & CO COM 46625H100 9,773 367,704 SH SOLE 0 0 367,704 MORGAN STANLEY ASIA PACIFIC FD COM 61744U106 128 13,700 SH SOLE 0 0 13,700 MOVADO GROUP COM 624580106 904 120,000 SH SOLE 0 0 120,000 MUELLER WATER PRODUCTS COM 624758108 185 56,300 SH SOLE 0 0 56,300 MYLAN INC COM 628530107 12,149 905,995 SH SOLE 0 0 905,995 NAM TAI ELECTRONICS COM 629865205 439 118,100 SH SOLE 0 0 118,100 NANOPHASE TECHNOLOGIES COM 630079101 18 20,300 SH SOLE 0 0 20,300 NATIONAL WESTERN LIFE INSUR COM 638522102 5,182 45,864 SH SOLE 0 0 45,864 NAUTILUS GROUP COM 63910B102 7 12,000 SH SOLE 0 0 12,000 NAVARRE CORP COM 639208107 125 278,900 SH SOLE 0 0 278,900 NAVIOS MARITIME COM Y62196103 30 13,400 SH SOLE 0 0 13,400 NESTLE SA ADR COM 641069406 421 12,465 SH SOLE 0 0 12,465 NETGEAR INC COM 64111Q104 813 67,500 SH SOLE 0 0 67,500 NETWORK EQUIPMENT TECHNOLOGIES COM 641208103 3,158 892,300 SH SOLE 0 0 892,300 NEWCASTLE INVESTMENT COM 65105M108 15 23,200 SH SOLE 0 0 23,200 NEWPORT CORP COM 651824104 2,960 669,725 SH SOLE 0 0 669,725 NORTHERN TRUST CORP COM 665859104 210 3,525 SH SOLE 0 0 3,525 NVIDIA COM 67066G104 946 96,000 SH SOLE 0 0 96,000 OFFICE DEPOT COM 676220106 219 167,600 SH SOLE 0 0 167,600 OLD REPUBLIC COM 680223104 849 78,550 SH SOLE 0 0 78,550 ON ASSIGNMENT COM 682159108 271 100,100 SH SOLE 0 0 100,100 Shufro, Rose & CO LLC Page: 5 Form 13F Information Table As of Date: 3/31/2009 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None ONE BEACON INSURANCE LTD COM G67742109 1,662 172,150 SH SOLE 0 0 172,150 OPNEXT INC COM 68375V105 95 56,000 SH SOLE 0 0 56,000 PACIFIC ASIA PETROLEUM COM 693864100 21 20,000 SH SOLE 0 0 20,000 PAMRAPO BANCORP COM 697738102 222 30,600 SH SOLE 0 0 30,600 PDI INC COM 69329V100 436 143,700 SH SOLE 0 0 143,700 PEPSICO INC COM 713448108 1,155 22,449 SH SOLE 0 0 22,449 PF CHANGS CHINA BISTRO COM 69333Y108 869 38,000 SH SOLE 0 0 38,000 PFIZER INC COM 717081103 8,557 628,323 SH SOLE 0 0 628,323 PHILIPS ELECTRONICS COM 500472303 348 23,462 SH SOLE 0 0 23,462 PIPER JAFFRAY COM 724078100 291 11,300 SH SOLE 0 0 11,300 PLANAR SYSTEMS COM 726900103 6 10,000 SH SOLE 0 0 10,000 PRIMEENERGY CORP COM 74158E104 1,362 27,300 SH SOLE 0 0 27,300 PROCTER & GAMBLE COM 742718109 271 5,775 SH SOLE 0 0 5,775 PROSHARES TR ULTRA FINANCIALS COM 74347R743 541 207,395 SH SOLE 0 0 207,395 PROSPECT CAPITAL COM 74348T102 454 53,300 SH SOLE 0 0 53,300 QUALCOMM COM 747525103 922 23,700 SH SOLE 0 0 23,700 RAMCO GERSHENSON PROPERTIES TR COM 751452202 272 42,300 SH SOLE 0 0 42,300 REGAL-BELOIT COM 758750103 3,635 118,650 SH SOLE 0 0 118,650 REPUBLIC FIRST BANCORP COM 760416107 186 26,158 SH SOLE 0 0 26,158 ROCKWELL AUTOMATION COM 773903109 5,667 259,500 SH SOLE 0 0 259,500 ROFIN SINAR TECHNOLOGIES COM 775043102 624 38,760 SH SOLE 0 0 38,760 ROYAL DUTCH SHELL PLC ADR A COM 780259206 320 7,240 SH SOLE 0 0 7,240 SAKS INC COM 79377W108 458 245,046 SH SOLE 0 0 245,046 SALISBURY BANCORP COM 795226109 1,928 78,550 SH SOLE 0 0 78,550 SANOFI AVENTIS COM 80105N105 304 10,900 SH SOLE 0 0 10,900 SCHEIN (HENRY) COM 806407102 856 21,400 SH SOLE 0 0 21,400 SCHMITT INDUSTRIES COM 806870200 612 221,000 SH SOLE 0 0 221,000 SEAGATE TECHNOLOGY COM G7945J104 72 12,000 SH SOLE 0 0 12,000 SE FINANCIAL COM 78412R108 213 42,745 SH SOLE 0 0 42,745 SENECA FOODS NEW COM 817070501 508 24,400 SH SOLE 0 0 24,400 SILICON IMAGE COM 82705T102 99 41,500 SH SOLE 0 0 41,500 SILICON STORAGE TECHNOLOGY COM 827057100 268 162,600 SH SOLE 0 0 162,600 SIMPSON MANUFACTURING COM 829073105 5,501 305,295 SH SOLE 0 0 305,295 SIRIUS XM RADIO COM 82967N108 5 16,600 SH SOLE 0 0 16,600 SONOCO PRODUCTS COM 835495102 11,690 557,232 SH SOLE 0 0 557,232 SONOSITE COM 83568G104 1,007 56,325 SH SOLE 0 0 56,325 STRATTEC SECURITY COM 863111100 1,575 188,945 SH SOLE 0 0 188,945 SUPERIOR INDUSTRIES INTL COM 868168105 1,138 96,050 SH SOLE 0 0 96,050 SWISS HELVETIA FUND COM 870875101 4,956 557,522 SH SOLE 0 0 557,522 SYMMETRICOM INC COM 871543104 483 138,000 SH SOLE 0 0 138,000 SYNERON MEDICAL COM M87245102 179 30,200 SH SOLE 0 0 30,200 SYSCO CORP COM 871829107 227 9,990 SH SOLE 0 0 9,990 TARGET CORP COM 87612E106 562 16,364 SH SOLE 0 0 16,364 TELLABS COM 879664100 273 59,700 SH SOLE 0 0 59,700 TEMPLETON DRAGON FD COM 88018T101 715 40,400 SH SOLE 0 0 40,400 TERADYNE COM 880770102 3,851 879,275 SH SOLE 0 0 879,275 THERMO FISHER SCIENTIFIC COM 883556102 7,718 216,385 SH SOLE 0 0 216,385 THOR INDUSTRIES COM 885160101 290 18,600 SH SOLE 0 0 18,600 TIMBERLAND CO COM 887100105 214 18,000 SH SOLE 0 0 18,000 TIME WARNER COM 887317105 741 115,321 SH SOLE 0 0 115,321 TITANIUM METALS COM 888339207 1,310 239,500 SH SOLE 0 0 239,500 Shufro, Rose & CO LLC Page: 6 Form 13F Information Table As of Date: 3/31/2009 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None TRANSWITCH CORP COM 894065101 18 60,000 SH SOLE 0 0 60,000 TRINITY INDUSTRIES COM 896522109 252 27,600 SH SOLE 0 0 27,600 TUESDAY MORNING COM 899035505 73 58,000 SH SOLE 0 0 58,000 UNITED CAPITAL COM 909912107 268 15,550 SH SOLE 0 0 15,550 UNITED PARCEL SERVICE COM 911312106 11,989 243,594 SH SOLE 0 0 243,594 U S CONCRETE COM 90333L102 30 15,000 SH SOLE 0 0 15,000 US GYPSUM COM 903293405 2,403 315,870 SH SOLE 0 0 315,870 VALENCE TECH COM 918914102 418 196,500 SH SOLE 0 0 196,500 VERIZON COMMUNICATIONS COM 92343V104 930 30,804 SH SOLE 0 0 30,804 VISHAY INTERTECHNOLOGY COM 928298108 191 55,100 SH SOLE 0 0 55,100 VITESSE SEMICONDUCTOR COM 928497106 417 1,326,100 SH SOLE 0 0 1,326,100 VODAFONE GROUP PLC NEW COM 92857W209 375 21,554 SH SOLE 0 0 21,554 WABASH NATIONAL COM 929566107 1,453 1,181,550 SH SOLE 0 0 1,181,550 WAL-MART STORES COM 931142103 18,581 356,655 SH SOLE 0 0 356,655 WARWICK VALLEY TELEPHONE COM 936750108 136 12,400 SH SOLE 0 0 12,400 WASHINGTON POST COM 939640108 1,970 5,519 SH SOLE 0 0 5,519 WATSON PHARMACEUTICALS COM 942683103 6,431 206,750 SH SOLE 0 0 206,750 WESTLAKE CHEMICAL COM 960413102 10,437 713,450 SH SOLE 0 0 713,450 WHIRLPOOL CORP COM 963320106 4,153 140,373 SH SOLE 0 0 140,373 XTO ENERGY COM 98385X106 526 17,200 SH SOLE 0 0 17,200 ZORAN COM 98975F101 212 24,100 SH SOLE 0 0 24,100 3COM COM 885535104 1,508 488,300 SH SOLE 0 0 488,300 3M COMPANY COM 88579Y101 18,984 381,833 SH SOLE 0 0 381,833 Line Count: 278
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