-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F52z/54cKuKXjM06ME2Jd72yf7GeKE/1243xATD+2jhg9SIntbOR1eIBfiVG9k0e HlqFjzksgkJY54FjvPDh1g== 0000908195-08-000015.txt : 20081229 0000908195-08-000015.hdr.sgml : 20081225 20081229133328 ACCESSION NUMBER: 0000908195-08-000015 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071231 FILED AS OF DATE: 20081229 DATE AS OF CHANGE: 20081229 EFFECTIVENESS DATE: 20081229 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHUFRO ROSE & CO LLC CENTRAL INDEX KEY: 0000908195 IRS NUMBER: 135390713 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-04541 FILM NUMBER: 081272043 BUSINESS ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151-2600 BUSINESS PHONE: 2127545100 MAIL ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151-2600 FORMER COMPANY: FORMER CONFORMED NAME: SHUFRO ROSE EHRMAN DATE OF NAME CHANGE: 19930624 13F-HR/A 1 shufrorose12312007a1.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2007 Check here if Amendment (X); Amendment Number: This Amendment (Check only one): (X) is a restatement. ( ) adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Shufro Rose & Co, LLC Address: 745 Fifth Avenue 26th Floor New York, NY 10151 13F File Number:28-792 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Steven J. Glass Title: Managing Director Phone: 212-754-5100 Signature, Place, and Date of Signing: Steven J. Glass New York, NY December 22, 2008 Report Type (Check only one): (X) 13F HOLDINGS REPORT ( ) 13F NOTICE ( ) 13F COMBINATION REPORT I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE AS OF DATE: 12/31/07 RUN DATE: 12/22/08 11:10 A.M. REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 318 FORM 13F INFORMATION TABLE VALUE TOTAL: $967,640,858.43 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME Shufro, Rose & CO LLC Page: 1 Form 13F Information Table As of Date: 12/31/2007 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None VAN KAMPEN TR FOR INVESTMENT FUND 920931102 168 12,123 SH SOLE 0 0 12,123 WESTERN ASSET MUN PARTNERS FD FUND 95766P108 429 32,468 SH SOLE 0 0 32,468 NETWORK EQP TECH 7.25% 5-15-14 CONV BND 641208AA1 3,262 3,566,000 PRN SOLE 0 0 3,566,000 BLACKROCK FLT RT STRATEGIES FD PFD 09255X100 365 22,900 SH SOLE 0 0 22,900 EATON VANCE LTD DURATION INC PFD 27828H105 833 55,803 SH SOLE 0 0 55,803 NUVEEN (JTP) QLTY PFD INC FUND PFD 67071S101 185 18,000 SH SOLE 0 0 18,000 NUVEEN (JPS) QLTY PFD FD 2 PFD 67072C105 223 20,700 SH SOLE 0 0 20,700 NUVEEN (JHP) QLTY PFD INC FD 3 PFD 67072W101 351 33,400 SH SOLE 0 0 33,400 NUVEEN MULTI-STRATEGY INC AND PFD 67073D102 400 36,400 SH SOLE 0 0 36,400 ROYAL BANK SCOTLAND 6.40% PFD PFD 780097796 1,113 56,300 SH SOLE 0 0 56,300 ALLIANCE BERNSTEIN INCOME FD FUND 01881E101 134 16,650 SH SOLE 0 0 16,650 DREYFUS HIGH YIELD STRATEGIES FUND 26200S101 56 15,000 SH SOLE 0 0 15,000 DWS MULTI MKT INCOME TR FUND 23338L108 377 43,100 SH SOLE 0 0 43,100 1ST TR / 4 CORNERS SR FLOAT FD FUND 33733U108 693 46,200 SH SOLE 0 0 46,200 PUTNAM PREMIER INCOME TRUST FUND 746853100 193 31,131 SH SOLE 0 0 31,131 LIBERTY ALL-STAR GROWTH FUND FUND 529900102 77 13,071 SH SOLE 0 0 13,071 TEMPLETON DRAGON FD INC FUND 88018T101 1,745 56,500 SH SOLE 0 0 56,500 WESTERN ASSET GLBL PTNS INC FD FUND 95766G108 208 18,700 SH SOLE 0 0 18,700 ABX AIR COM 00080S101 46 11,100 SH SOLE 0 0 11,100 ACUSPHERE INC COM 00511R870 36 57,000 SH SOLE 0 0 57,000 ADAPTEC COM 00651F108 1,114 329,650 SH SOLE 0 0 329,650 AGILYSYS COM 00847J105 11,566 764,975 SH SOLE 0 0 764,975 AGRIUM INC COM 008916108 28,842 399,420 SH SOLE 0 0 399,420 ALASKA PACIFIC BANCSHARES COM 011757101 545 24,800 SH SOLE 0 0 24,800 ALBANY MOLECULAR RESEARCH COM 012423109 1,279 89,000 SH SOLE 0 0 89,000 AMERICAN AXLE & MANUFACTURING COM 024061103 3,753 201,560 SH SOLE 0 0 201,560 AMERICAN EXPRESS COM 025816109 2,521 48,465 SH SOLE 0 0 48,465 AMERICAN FINANCIAL GROUP COM 025932104 216 7,500 SH SOLE 0 0 7,500 AMERICAN INTL GROUP COM 026874107 13,289 227,957 SH SOLE 0 0 227,957 AMERICAN SOFTWARE COM 029683109 202 23,800 SH SOLE 0 0 23,800 AMERISERV FINANCIAL COM 03074A102 46 16,762 SH SOLE 0 0 16,762 AMGEN INC COM 031162100 207 4,460 SH SOLE 0 0 4,460 APPLE COMPUTER COM 037833100 257 1,300 SH SOLE 0 0 1,300 APPLIED MATERIALS COM 038222105 2,948 166,035 SH SOLE 0 0 166,035 ASYST TECHNOLOGIES COM 04648X107 507 155,635 SH SOLE 0 0 155,635 AT&T INC COM 00206R102 1,573 37,856 SH SOLE 0 0 37,856 AUTOMATIC DATA PROCESSING COM 053015103 429 9,655 SH SOLE 0 0 9,655 AVX COM 002444107 9,207 686,115 SH SOLE 0 0 686,115 BAFFINLAND IRON MINES COM 056620107 45 10,000 SH SOLE 0 0 10,000 BANK OF AMERICA COM 060505104 1,516 36,748 SH SOLE 0 0 36,748 BANK OF NEW YORK COM 064058100 1,381 28,328 SH SOLE 0 0 28,328 BAR HARBOR BANKSHARES COM 066849100 6,743 214,750 SH SOLE 0 0 214,750 BARNES & NOBLE COM 067774109 251 7,300 SH SOLE 0 0 7,300 BARR PHARMACEUTICALS COM 068306109 2,962 55,800 SH SOLE 0 0 55,800 BEAR STEARNS COMPANIES COM 073902108 441 5,000 SH SOLE 0 0 5,000 BEBE STORES COM 075571109 205 16,000 SH SOLE 0 0 16,000 BENCHMARK ELECTRONICS COM 08160H101 531 29,950 SH SOLE 0 0 29,950 BERKSHIRE BANCORP COM 084597202 1,381 86,270 SH SOLE 0 0 86,270 BERKSHIRE HATHAWAY A SHARES COM 084670108 1,982 14 SH SOLE 0 0 14 BERKSHIRE HATHAWAY B SHARES COM 084670207 10,087 2,130 SH SOLE 0 0 2,130 BJ SERVICES COM 055482103 225 9,300 SH SOLE 0 0 9,300 Shufro, Rose & CO LLC Page: 2 Form 13F Information Table As of Date: 12/31/2007 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None BNCCORP INC COM 055936108 266 20,500 SH SOLE 0 0 20,500 BOMBAY STORES COM 097924104 0 10,200 SH SOLE 0 0 10,200 BOSTON PRIVATE FINANCIAL HLDGS COM 101119105 847 31,300 SH SOLE 0 0 31,300 BORLAND SOFTWARE COM 099849101 715 237,650 SH SOLE 0 0 237,650 BP PLC COM 055622104 1,892 25,862 SH SOLE 0 0 25,862 BRESLER & REINER COM 107336109 649 22,800 SH SOLE 0 0 22,800 BRIGGS & STRATTON CORP COM 109043109 246 10,900 SH SOLE 0 0 10,900 BRISTOL-MYERS SQUIBB COM 110122108 524 19,769 SH SOLE 0 0 19,769 BROADPOINT SECURITIES GROUP COM 11133V108 13 11,600 SH SOLE 0 0 11,600 BROOKS AUTOMATION COM 114340102 3,943 298,500 SH SOLE 0 0 298,500 CABELA'S INC COM 126804301 1,766 117,190 SH SOLE 0 0 117,190 CALAMP CORP COM 128126109 525 188,906 SH SOLE 0 0 188,906 CALIFORNIA PIZZA KITCHEN COM 13054D109 5,521 354,620 SH SOLE 0 0 354,620 CARNIVAL CRUISE LINES COM 143658300 641 14,430 SH SOLE 0 0 14,430 CARRIAGE SERVICES COM 143905107 546 62,100 SH SOLE 0 0 62,100 CBRE REALTY FINANCE COM 12498B307 397 74,500 SH SOLE 0 0 74,500 CBS CLASS B COM 124857202 654 24,000 SH SOLE 0 0 24,000 CENTENNIAL BANK HOLDINGS COM 151345303 268 46,500 SH SOLE 0 0 46,500 CENTRUE FINANCIAL COM 15643B106 318 14,300 SH SOLE 0 0 14,300 CHARLOTTE RUSSE HOLDING COM 161048103 8,704 538,960 SH SOLE 0 0 538,960 CHARMING SHOPPES COM 161133103 5,289 977,800 SH SOLE 0 0 977,800 CHEMICAL FINANCIAL COM 163731102 450 18,940 SH SOLE 0 0 18,940 CHESAPEAKE ENERGY COM 165167107 1,756 44,800 SH SOLE 0 0 44,800 CHEVRON CORP COM 166764100 3,858 41,340 SH SOLE 0 0 41,340 CHICOS FAS COM 168615102 7,003 775,615 SH SOLE 0 0 775,615 CHRISTOPHER & BANKS COM 171046105 2,220 193,900 SH SOLE 0 0 193,900 CIMAREX ENERGY COM 171798101 1,456 34,250 SH SOLE 0 0 34,250 CISCO SYSTEMS COM 17275R102 734 27,147 SH SOLE 0 0 27,147 CITADEL BROADCASTING COM 17285T106 28 13,794 SH SOLE 0 0 13,794 CITIGROUP COM 172967101 6,444 218,917 SH SOLE 0 0 218,917 CMGI INC NEW COM 125750307 1,197 91,480 SH SOLE 0 0 91,480 COCA-COLA COM 191216100 419 6,830 SH SOLE 0 0 6,830 COLGATE PALMOLIVE COM 194162103 257 3,300 SH SOLE 0 0 3,300 COLUMBIA FINANCIAL COM 197642101 188 12,500 SH SOLE 0 0 12,500 COMMERCE ENERGY GROUP COM 20061Q106 17 15,000 SH SOLE 0 0 15,000 COMMERCIAL METALS COM 201723103 206 7,000 SH SOLE 0 0 7,000 COMMUNITY BANK SYSTEMS COM 203607106 389 19,600 SH SOLE 0 0 19,600 CONCORD CAMERA NEW COM 206156200 100 31,880 SH SOLE 0 0 31,880 CONOCOPHILLIPS COM 20825C104 501 5,676 SH SOLE 0 0 5,676 CONSOLIDATED ENERGY COM 20854P109 286 4,000 SH SOLE 0 0 4,000 CONSOLIDATED TOMOKA LAND COM 210226106 313 5,000 SH SOLE 0 0 5,000 COOLBRANDS INTERNATIONAL COM 21639P307 209 235,000 SH SOLE 0 0 235,000 CORNING COM 219350105 427 17,833 SH SOLE 0 0 17,833 COSTCO WHOLESALE COM 22160K105 1,116 16,000 SH SOLE 0 0 16,000 CRAWFORD & CO COM 224633107 979 236,100 SH SOLE 0 0 236,100 CREDENCE SYSTEMS COM 225302108 1,270 525,070 SH SOLE 0 0 525,070 DELL INC COM 24702R101 744 30,365 SH SOLE 0 0 30,365 DESIGN WITHIN REACH COM 250557105 111 30,000 SH SOLE 0 0 30,000 DIGIMARC CORP COM 253807101 374 42,500 SH SOLE 0 0 42,500 DISCOVERY HOLDING CLASS A COM 25468Y107 233 9,291 SH SOLE 0 0 9,291 DISNEY WALT COM 254687106 5,958 184,600 SH SOLE 0 0 184,600 Shufro, Rose & CO LLC Page: 3 Form 13F Information Table As of Date: 12/31/2007 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None DOMTAR CORP COM 257559104 1,442 187,550 SH SOLE 0 0 187,550 DONEGAL GROUP COM 257701201 8,415 490,100 SH SOLE 0 0 490,100 DOT HILL SYSTEMS COM 25848T109 603 248,300 SH SOLE 0 0 248,300 DOVER CORP COM 260003108 5,564 120,740 SH SOLE 0 0 120,740 DOW CHEMICAL COM 260543103 9,240 234,410 SH SOLE 0 0 234,410 DRESS BARN COM 261570105 4,145 331,400 SH SOLE 0 0 331,400 D R HORTON COM 23331A109 4,427 336,210 SH SOLE 0 0 336,210 DRUGSTORE.COM COM 262241102 910 276,000 SH SOLE 0 0 276,000 DUPONT COM 263534109 18,244 413,795 SH SOLE 0 0 413,795 DVL INC COM 233347103 3 22,200 SH SOLE 0 0 22,200 EBAY COM 278642103 205 6,200 SH SOLE 0 0 6,200 EL PASO CORPORATION COM 28336L109 703 40,800 SH SOLE 0 0 40,800 EMERSON ELECTRIC COM 291011104 283 5,000 SH SOLE 0 0 5,000 ENERGY TRANSFER PARTNERS COM 29273R109 258 4,800 SH SOLE 0 0 4,800 ENTERTAINMENT DISTRIBUTION COM 29382J105 67 100,000 SH SOLE 0 0 100,000 ENZO BIOCHEM COM 294100102 615 48,305 SH SOLE 0 0 48,305 EPLUS INC COM 294268107 96 10,000 SH SOLE 0 0 10,000 ESPEED INC COM 296643109 1,197 106,000 SH SOLE 0 0 106,000 ETHAN ALLEN INTERIORS COM 297602104 10,814 379,445 SH SOLE 0 0 379,445 EUROPEAN EQUITY FUND COM 298768102 3,607 290,949 SH SOLE 0 0 290,949 EV3 INC COM 26928A200 242 19,050 SH SOLE 0 0 19,050 EXCAPSA SOFTWARE COM 30066E107 6 38,000 SH SOLE 0 0 38,000 EXTREME NETWORKS COM 30226D106 70 20,000 SH SOLE 0 0 20,000 EXXON MOBIL COM 30231G102 31,285 333,924 SH SOLE 0 0 333,924 FASTENAL COM 311900104 1,099 27,200 SH SOLE 0 0 27,200 FEDERAL SIGNAL COM 313855108 5,817 518,530 SH SOLE 0 0 518,530 FIFTH THIRD BANCORP COM 316773100 668 26,590 SH SOLE 0 0 26,590 FINISH LINE CL A COM 317923100 79 32,900 SH SOLE 0 0 32,900 FIRST BANK OF DELAWARE COM 319307104 399 140,047 SH SOLE 0 0 140,047 FIRST HORIZON NATIONAL COM 320517105 221 12,200 SH SOLE 0 0 12,200 FIRST NATIONAL BANK ALASKA COM 32112J106 4,554 2,277 SH SOLE 0 0 2,277 FIRST CITIZENS BANCORP SC COM 319460101 2,308 3,498 SH SOLE 0 0 3,498 FLEXIINTERNATIONAL SOFTWARE COM 338923105 30 75,000 SH SOLE 0 0 75,000 FLEXTRONICS INTERNATIONAL LTD COM Y2573F102 17,640 1,462,699 SH SOLE 0 0 1,462,699 FOOT LOCKER COM 344849104 2,215 162,200 SH SOLE 0 0 162,200 FOOTSTAR INC COM 344912209 94 20,000 SH SOLE 0 0 20,000 FORD MOTOR CO COM 345370860 110 16,428 SH SOLE 0 0 16,428 FOREST LABORATORIES COM 345838106 889 24,400 SH SOLE 0 0 24,400 FRANKLIN BANK COM 352451108 242 56,300 SH SOLE 0 0 56,300 FRIEDMAN INDUSTRIES COM 358435105 542 85,500 SH SOLE 0 0 85,500 FULL METAL MINERALS COM 35968C109 24 10,000 SH SOLE 0 0 10,000 GATX COM 361448103 300 8,200 SH SOLE 0 0 8,200 GENERAL ELECTRIC COM 369604103 55,173 1,488,356 SH SOLE 0 0 1,488,356 GERON CORP COM 374163103 618 108,900 SH SOLE 0 0 108,900 GETTY REALTY COM 374297109 215 8,061 SH SOLE 0 0 8,061 GIGA TRONICS COM 375175106 29 15,700 SH SOLE 0 0 15,700 GLATFELTER COM 377316104 459 30,000 SH SOLE 0 0 30,000 GLAXO SMITHKLINE PLC COM 37733W105 254 5,055 SH SOLE 0 0 5,055 GLOBAL AIRCRAFT SOLUTIONS COM 378964100 13 30,000 SH SOLE 0 0 30,000 GOLFSMITH INTL COM 38168Y103 263 68,500 SH SOLE 0 0 68,500 GRAND BANKS ENERGY COM 38522T105 12 10,000 SH SOLE 0 0 10,000 Shufro, Rose & CO LLC Page: 4 Form 13F Information Table As of Date: 12/31/2007 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None GREATER CHINA FUND COM 39167B102 437 17,633 SH SOLE 0 0 17,633 GSI GROUP COM 36229U102 147 16,000 SH SOLE 0 0 16,000 HARDINGE INC COM 412324303 411 24,500 SH SOLE 0 0 24,500 HARRIS & HARRIS GROUP COM 413833104 949 108,000 SH SOLE 0 0 108,000 HEALTH FITNESS COM 42217V102 569 215,000 SH SOLE 0 0 215,000 HELEN OF TROY LTD BERMUDA COM G4388N106 385 22,500 SH SOLE 0 0 22,500 HEWLETT PACKARD COM 428236103 14,970 296,558 SH SOLE 0 0 296,558 HOME DEPOT COM 437076102 662 24,596 SH SOLE 0 0 24,596 HORNBECK OFFSHORE SERVICES COM 440543106 3,298 73,380 SH SOLE 0 0 73,380 H3 ENTERPRISES COM 404369100 1 13,000 SH SOLE 0 0 13,000 HUDSON HOLDING COM 443793104 6 20,000 SH SOLE 0 0 20,000 HUMAN GENOME SCIENCES COM 444903108 229 22,002 SH SOLE 0 0 22,002 IMATION CORP COM 45245A107 261 12,445 SH SOLE 0 0 12,445 IMMUCELL CORP NEW COM 452525306 35 10,000 SH SOLE 0 0 10,000 INFOSONICS CORP COM 456784107 294 206,100 SH SOLE 0 0 206,100 INTEL COM 458140100 34,237 1,284,222 SH SOLE 0 0 1,284,222 INTL BUSINESS MACHINES COM 459200101 16,641 153,944 SH SOLE 0 0 153,944 INTL COAL GROUP COM 45928H106 1,699 317,095 SH SOLE 0 0 317,095 INTL FRONTIER RESOURCES COM 459976106 21 25,000 SH SOLE 0 0 25,000 INTL PAPER COM 460146103 30,888 953,952 SH SOLE 0 0 953,952 INTL RECTIFIER COM 460254105 22,003 647,745 SH SOLE 0 0 647,745 INVACARE CORP COM 461203101 1,316 52,225 SH SOLE 0 0 52,225 JAPAN EQUITY FUND COM 471057109 7,545 1,019,631 SH SOLE 0 0 1,019,631 JAPAN SMALLER CAP FUND COM 47109U104 4,363 458,850 SH SOLE 0 0 458,850 JETBLUE AIRWAYS COM 477143101 59 10,000 SH SOLE 0 0 10,000 JOHNSON & JOHNSON COM 478160104 17,773 266,467 SH SOLE 0 0 266,467 JOY GLOBAL COM 481165108 1,960 29,780 SH SOLE 0 0 29,780 KADANT COM 48282T104 11,823 398,505 SH SOLE 0 0 398,505 KELLY SERVICES CL A COM 488152208 2,095 112,325 SH SOLE 0 0 112,325 KEMET CORP COM 488360108 4,325 652,450 SH SOLE 0 0 652,450 KIMBERLY-CLARK COM 494368103 793 11,440 SH SOLE 0 0 11,440 KINDRED HEALTHCARE COM 494580103 324 13,000 SH SOLE 0 0 13,000 KING PHARMACEUTICALS COM 495582108 122 12,000 SH SOLE 0 0 12,000 KLEGG ELECTRONICS COM 498499300 0 14,300 SH SOLE 0 0 14,300 KOHLS COM 500255104 1,085 23,700 SH SOLE 0 0 23,700 KRATOS DEFENSE & SECURITY COM 50077B108 731 311,100 SH SOLE 0 0 311,100 KYOCERA CORP ADR COM 501556203 6,246 71,620 SH SOLE 0 0 71,620 LAKELAND INDUSTRIES COM 511795106 165 14,397 SH SOLE 0 0 14,397 LATTICE INCORPORATED COM 518414107 14 41,185 SH SOLE 0 0 41,185 LECROY CORP COM 52324W109 96 10,000 SH SOLE 0 0 10,000 LEXINGTON PROPERTY TRUST COM 529043101 796 54,750 SH SOLE 0 0 54,750 LIBERTY MEDIA HLDG CAPITAL A COM 53071M302 953 8,186 SH SOLE 0 0 8,186 LIBERTY GLOBAL A COM 530555101 294 7,508 SH SOLE 0 0 7,508 LIBERTY MEDIA HLDG INTRACTVE A COM 53071M104 1,222 64,081 SH SOLE 0 0 64,081 LSI CORPORATION COM 502161102 2,406 453,136 SH SOLE 0 0 453,136 M & T BANK COM 55261F104 9,213 112,946 SH SOLE 0 0 112,946 MAGELLAN PETROLEUM COM 559091301 10 10,000 SH SOLE 0 0 10,000 MANHATTAN PHARMACEUTICALS COM 563118207 0 10,000 SH SOLE 0 0 10,000 MARSH & MCLENNAN COM 571748102 285 10,800 SH SOLE 0 0 10,800 MEADOWBROOK INSURANCE GROUP COM 58319P108 454 48,300 SH SOLE 0 0 48,300 MEDTRONIC COM 585055106 6,631 131,924 SH SOLE 0 0 131,924 Shufro, Rose & CO LLC Page: 5 Form 13F Information Table As of Date: 12/31/2007 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None MERCK & CO COM 589331107 1,213 20,887 SH SOLE 0 0 20,887 MERITOR SAVINGS BANK COM 590007100 6,235 1,558,800 SH SOLE 0 0 1,558,800 MERRILL LYNCH COM 590188108 9,553 177,963 SH SOLE 0 0 177,963 META FINANCIAL GROUP COM 59100U108 285 6,992 SH SOLE 0 0 6,992 METLIFE COM 59156R108 14,439 234,325 SH SOLE 0 0 234,325 MICROSOFT COM 594918104 845 23,756 SH SOLE 0 0 23,756 MOBILE MINI COM 60740F105 2,818 152,000 SH SOLE 0 0 152,000 MONACO COACH COM 60886R103 7,665 863,240 SH SOLE 0 0 863,240 MONMOUTH REAL ESTATE INVT CORP COM 609720107 305 37,750 SH SOLE 0 0 37,750 JPMORGAN CHASE & CO COM 46625H100 21,751 498,321 SH SOLE 0 0 498,321 MORGAN STANLEY ASIA PACIFIC FD COM 61744U106 739 36,700 SH SOLE 0 0 36,700 MUELLER WATER PRODUCTS COM 624758108 779 81,900 SH SOLE 0 0 81,900 MYLAN INC COM 628530107 15,519 1,103,830 SH SOLE 0 0 1,103,830 NAM TAI ELECTRONICS COM 629865205 960 85,200 SH SOLE 0 0 85,200 NANOPHASE TECHNOLOGIES COM 630079101 44 11,800 SH SOLE 0 0 11,800 NATURES SUNSHINE PRODUCTS COM 639027101 213 22,000 SH SOLE 0 0 22,000 NATIONAL WESTERN LIFE INSUR COM 638522102 11,674 56,296 SH SOLE 0 0 56,296 NAUTILUS GROUP COM 63910B102 61 12,675 SH SOLE 0 0 12,675 NAVARRE CORP COM 639208107 556 267,700 SH SOLE 0 0 267,700 NEOMAGIC CORP COM 640497202 558 179,660 SH SOLE 0 0 179,660 NESTLE SA ADR COM 641069406 476 4,150 SH SOLE 0 0 4,150 NEWALLIANCE BANCSHARES COM 650203102 148 12,900 SH SOLE 0 0 12,900 NEWCASTLE INVESTMENT COM 65105M108 738 57,000 SH SOLE 0 0 57,000 NEWPORT CORP COM 651824104 5,707 446,225 SH SOLE 0 0 446,225 NYSE EURONEXT COM 629491101 2,554 29,109 SH SOLE 0 0 29,109 OFFICE DEPOT COM 676220106 4,974 357,600 SH SOLE 0 0 357,600 OLD REPUBLIC COM 680223104 1,279 83,061 SH SOLE 0 0 83,061 ON ASSIGNMENT COM 682159108 381 54,400 SH SOLE 0 0 54,400 ONE BEACON INSURANCE LTD COM G67742109 5,742 267,100 SH SOLE 0 0 267,100 PAMRAPO BANCORP COM 697738102 696 34,500 SH SOLE 0 0 34,500 PCTEL COM 69325Q105 165 24,100 SH SOLE 0 0 24,100 PDI INC COM 69329V100 1,293 138,000 SH SOLE 0 0 138,000 PEPSICO INC COM 713448108 2,243 29,553 SH SOLE 0 0 29,553 PETROLEUM DEVELOPMENT COM 716578109 295 5,000 SH SOLE 0 0 5,000 PEYTO ENERGY TRUST COM 717045108 195 11,500 SH SOLE 0 0 11,500 PF CHANGS CHINA BISTRO COM 69333Y108 721 31,600 SH SOLE 0 0 31,600 PFIZER INC COM 717081103 14,546 639,958 SH SOLE 0 0 639,958 PHILIPS ELECTRONICS COM 500472303 204 4,784 SH SOLE 0 0 4,784 PHOENIX TECHNOLOGIES LTD COM 719153108 135 10,500 SH SOLE 0 0 10,500 PIPER JAFFRAY COM 724078100 699 15,100 SH SOLE 0 0 15,100 PLANAR SYSTEMS COM 726900103 163 25,500 SH SOLE 0 0 25,500 PMA CAPITAL CL A COM 693419202 115 14,000 SH SOLE 0 0 14,000 PNC FINANCIAL SERVICES GROUP COM 693475105 822 12,525 SH SOLE 0 0 12,525 POWERSHARES QQQ TRUST SERIES 1 COM 73935A104 466 9,105 SH SOLE 0 0 9,105 PRIMEENERGY CORP COM 74158E104 893 15,890 SH SOLE 0 0 15,890 PROCTER & GAMBLE COM 742718109 308 4,196 SH SOLE 0 0 4,196 PROSPECT CAPITAL COM 74348T102 503 38,600 SH SOLE 0 0 38,600 QUADRA REALTY TRUST COM 746945104 1,561 194,200 SH SOLE 0 0 194,200 QUALCOMM COM 747525103 928 23,600 SH SOLE 0 0 23,600 QUANTA CAPITAL HOLDINGS COM G7313F106 63 25,000 SH SOLE 0 0 25,000 REGAL-BELOIT COM 758750103 4,814 107,100 SH SOLE 0 0 107,100 Shufro, Rose & CO LLC Page: 6 Form 13F Information Table As of Date: 12/31/2007 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None REGENERON PHARMACEUTICALS COM 75886F107 287 11,900 SH SOLE 0 0 11,900 RELIANT ENERGY COM 75952B105 314 12,000 SH SOLE 0 0 12,000 REPUBLIC FIRST BANCORP COM 760416107 421 60,646 SH SOLE 0 0 60,646 RICHARDSON ELECTRONICS COM 763165107 136 19,524 SH SOLE 0 0 19,524 ROYAL DUTCH SHELL PLC ADR A COM 780259206 560 6,660 SH SOLE 0 0 6,660 SAFECO COM 786429100 250 4,500 SH SOLE 0 0 4,500 ST JOE CO COM 790148100 8,654 243,720 SH SOLE 0 0 243,720 SAKS INC COM 79377W108 6,460 311,196 SH SOLE 0 0 311,196 SALISBURY BANCORP COM 795226109 2,528 73,600 SH SOLE 0 0 73,600 SALTON INC COM 795757103 3 15,400 SH SOLE 0 0 15,400 SANOFI AVENTIS COM 80105N105 528 11,600 SH SOLE 0 0 11,600 SAPIENT COM 803062108 986 112,000 SH SOLE 0 0 112,000 SCHEIN (HENRY) COM 806407102 1,737 28,300 SH SOLE 0 0 28,300 SCHLUMBERGER LTD COM 806857108 524 5,328 SH SOLE 0 0 5,328 SCHMITT INDUSTRIES COM 806870200 862 137,500 SH SOLE 0 0 137,500 SEABOARD CORP COM 811543107 455 310 SH SOLE 0 0 310 SE FINANCIAL COM 78412R108 480 51,970 SH SOLE 0 0 51,970 SENECA FOODS NEW COM 817070501 543 22,900 SH SOLE 0 0 22,900 SILICON IMAGE COM 82705T102 219 48,500 SH SOLE 0 0 48,500 SILICON STORAGE TECHNOLOGY COM 827057100 414 138,600 SH SOLE 0 0 138,600 SIMPSON MANUFACTURING COM 829073105 5,814 218,665 SH SOLE 0 0 218,665 SONOSITE COM 83568G104 9,845 292,425 SH SOLE 0 0 292,425 SOUTHWEST AIRLINES COM 844741108 140 11,500 SH SOLE 0 0 11,500 STONERIDGE COM 86183P102 1,606 199,800 SH SOLE 0 0 199,800 STRATTEC SECURITY COM 863111100 4,142 99,985 SH SOLE 0 0 99,985 SUPERIOR INDUSTRIES INTL COM 868168105 2,541 139,870 SH SOLE 0 0 139,870 SWISS HELVETIA FUND COM 870875101 10,075 610,650 SH SOLE 0 0 610,650 SYMMETRICOM INC COM 871543104 985 209,200 SH SOLE 0 0 209,200 TARGET CORP COM 87612E106 843 16,864 SH SOLE 0 0 16,864 TASTY BAKING COM 876553306 157 18,981 SH SOLE 0 0 18,981 TELLABS COM 879664100 728 111,450 SH SOLE 0 0 111,450 TERADYNE COM 880770102 9,117 881,795 SH SOLE 0 0 881,795 TEXAS INSTRUMENTS COM 882508104 308 9,250 SH SOLE 0 0 9,250 THERMO FISHER SCIENTIFIC COM 883556102 5,010 86,860 SH SOLE 0 0 86,860 TIME WARNER COM 887317105 2,451 148,502 SH SOLE 0 0 148,502 TRANSWITCH CORP COM 894065101 52 60,000 SH SOLE 0 0 60,000 TRINITY INDUSTRIES COM 896522109 366 13,200 SH SOLE 0 0 13,200 UNITED CAPITAL COM 909912107 485 20,300 SH SOLE 0 0 20,300 UNITED PARCEL SERVICE COM 911312106 22,166 313,446 SH SOLE 0 0 313,446 U S CONCRETE COM 90333L102 116 35,000 SH SOLE 0 0 35,000 USEC INC COM 90333E108 234 26,000 SH SOLE 0 0 26,000 US GYPSUM COM 903293405 10,565 295,210 SH SOLE 0 0 295,210 UTSTARCOM INC COM 918076100 1,172 426,540 SH SOLE 0 0 426,540 VALENCE TECH COM 918914102 511 257,100 SH SOLE 0 0 257,100 VERIZON COMMUNICATIONS COM 92343V104 348 7,977 SH SOLE 0 0 7,977 VIACOM CLASS B COM 92553P201 400 9,116 SH SOLE 0 0 9,116 VISHAY INTERTECHNOLOGY COM 928298108 848 74,400 SH SOLE 0 0 74,400 VITESSE SEMICONDUCTOR COM 928497106 1,149 1,321,753 SH SOLE 0 0 1,321,753 VODAFONE GROUP PLC NEW COM 92857W209 771 20,684 SH SOLE 0 0 20,684 WABASH NATIONAL COM 929566107 1,394 181,400 SH SOLE 0 0 181,400 WAL-MART STORES COM 931142103 27,171 571,666 SH SOLE 0 0 571,666 Shufro, Rose & CO LLC Page: 7 Form 13F Information Table As of Date: 12/31/2007 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None WARWICK VALLEY TELEPHONE COM 936750108 142 12,000 SH SOLE 0 0 12,000 WASHINGTON POST COM 939640108 1,464 1,851 SH SOLE 0 0 1,851 WATSON PHARMACEUTICALS COM 942683103 11,746 432,810 SH SOLE 0 0 432,810 WESTERN UNION COM 959802109 605 24,950 SH SOLE 0 0 24,950 WESTLAKE CHEMICAL COM 960413102 9,614 506,285 SH SOLE 0 0 506,285 WHIRLPOOL CORP COM 963320106 8,934 109,448 SH SOLE 0 0 109,448 WILLOW FINANCIAL BANCORP COM 97111W101 492 58,700 SH SOLE 0 0 58,700 WRIGLEY WILLIAM JR COM 982526105 4,712 80,490 SH SOLE 0 0 80,490 WSB FINANCIAL GROUP COM 92933E108 146 25,000 SH SOLE 0 0 25,000 WYETH COM 983024100 955 21,632 SH SOLE 0 0 21,632 3COM COM 885535104 162 36,000 SH SOLE 0 0 36,000 3M COMPANY COM 88579Y101 32,543 385,947 SH SOLE 0 0 385,947 Line Count: 318
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