-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WbqHrNw/h3yfH2+pguZ6dm16FM5qT7jfAaARnzzSum8A7wuucpzqgZygi8f4chBa lD+tX6nf9LJznHbU0vZ4xQ== 0000908195-08-000012.txt : 20081229 0000908195-08-000012.hdr.sgml : 20081225 20081229133145 ACCESSION NUMBER: 0000908195-08-000012 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070331 FILED AS OF DATE: 20081229 DATE AS OF CHANGE: 20081229 EFFECTIVENESS DATE: 20081229 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHUFRO ROSE & CO LLC CENTRAL INDEX KEY: 0000908195 IRS NUMBER: 135390713 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-04541 FILM NUMBER: 081272029 BUSINESS ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151-2600 BUSINESS PHONE: 2127545100 MAIL ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151-2600 FORMER COMPANY: FORMER CONFORMED NAME: SHUFRO ROSE EHRMAN DATE OF NAME CHANGE: 19930624 13F-HR/A 1 shufrorose03312007a1.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2007 Check here if Amendment (X); Amendment Number: 1 This Amendment (Check only one): (X) is a restatement. ( ) adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Shufro Rose & Co, LLC Address: 745 Fifth Avenue 26th Floor New York, NY 10151 13F File Number:28-792 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Steven J. Glass Title: Managing Director Phone: 212-754-5100 Signature, Place, and Date of Signing: Steven J. Glass New York, NY December 22, 2008 Report Type (Check only one): (X) 13F HOLDINGS REPORT ( ) 13F NOTICE ( ) 13F COMBINATION REPORT I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE AS OF DATE: 03/31/07 RUN DATE: 12/22/08 11:17 A.M. REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 315 FORM 13F INFORMATION TABLE VALUE TOTAL: $988,687,999.32 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME Shufro, Rose & CO LLC Page: 1 Form 13F Information Table As of Date: 3/31/2007 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None NUVEEN NY DIV ADVTG MUNI FD FUND 67066X107 231 15,000 SH SOLE 0 0 15,000 VAN KAMPEN TR FOR INVESTMENT FUND 920931102 189 12,123 SH SOLE 0 0 12,123 WESTERN ASSET MUN PARTNERS FD FUND 95766P108 203 14,796 SH SOLE 0 0 14,796 WESTERN ASSSET MUN PTNRS FD II FUND 95766V105 261 19,700 SH SOLE 0 0 19,700 NETWORK EQP TECH 7.25% 5-15-14 CONV BND 641208AA1 3,060 3,606,000 PRN SOLE 0 0 3,606,000 EATON VANCE LTD DURATION INC PFD 27828H105 891 48,403 SH SOLE 0 0 48,403 HUNTSMAN CORP 5% CONV PFD CONV PFD 447011206 396 9,350 SH SOLE 0 0 9,350 NUVEEN (JQC) PFD CV INC FUND PFD 67073D102 518 37,000 SH SOLE 0 0 37,000 NUVEEN (JTP) QLTY PFD INC FUND PFD 67071S101 264 18,800 SH SOLE 0 0 18,800 NUVEEN (JPS) QLTY PFD FD 2 PFD 67072C105 360 24,400 SH SOLE 0 0 24,400 NUVEEN (JHP) QLTY PFD INC FD 3 PFD 67072W101 519 35,800 SH SOLE 0 0 35,800 ROYAL BANK SCOTLAND 6.40% PFD PFD 780097796 1,932 75,000 SH SOLE 0 0 75,000 DREYFUS HIGH YIELD STRATEGIES FUND 26200S101 64 15,000 SH SOLE 0 0 15,000 DWS MULTI MKT INCOME TR FUND 23338L108 208 18,300 SH SOLE 0 0 18,300 1ST TR / 4 CORNERS SR FLOAT FD FUND 33733U108 873 47,200 SH SOLE 0 0 47,200 LIBERTY ALL-STAR GROWTH FUND FUND 529900102 76 14,000 SH SOLE 0 0 14,000 PUTNAM PREMIER INCOME TRUST FUND 746853100 850 129,069 SH SOLE 0 0 129,069 TEMPLETON DRAGON FD INC FUND 88018T101 1,547 68,050 SH SOLE 0 0 68,050 WESTERN ASSET GLBL PTNS INC FD FUND 95766G108 206 15,700 SH SOLE 0 0 15,700 ABX AIR COM 00080S101 171 25,000 SH SOLE 0 0 25,000 ACUSPHERE INC COM 00511R870 96 35,000 SH SOLE 0 0 35,000 ADAPTEC COM 00651F108 7,231 1,868,600 SH SOLE 0 0 1,868,600 AGILYSYS COM 00847J105 8,135 362,080 SH SOLE 0 0 362,080 AGRIUM INC COM 008916108 25,360 661,625 SH SOLE 0 0 661,625 ALASKA PACIFIC BANCSHARES COM 011757101 647 25,600 SH SOLE 0 0 25,600 ALBANY MOLECULAR RESEARCH COM 012423109 1,477 150,000 SH SOLE 0 0 150,000 ALLOY INC COM 019855303 145 12,275 SH SOLE 0 0 12,275 ALLTEL CORP COM 020039103 700 11,300 SH SOLE 0 0 11,300 AMERICAN AXLE & MANUFACTURING COM 024061103 15,305 559,600 SH SOLE 0 0 559,600 AMERICAN EXPRESS COM 025816109 2,836 50,290 SH SOLE 0 0 50,290 AMERICAN FINANCIAL GROUP COM 025932104 255 7,500 SH SOLE 0 0 7,500 AMERICAN INTL GROUP COM 026874107 10,003 148,811 SH SOLE 0 0 148,811 AMERICAN SOFTWARE COM 029683109 209 26,000 SH SOLE 0 0 26,000 AMERISERV FINANCIAL COM 03074A102 118 24,762 SH SOLE 0 0 24,762 AMGEN INC COM 031162100 221 3,960 SH SOLE 0 0 3,960 APPLE COMPUTER COM 037833100 427 4,600 SH SOLE 0 0 4,600 APPLIED MATERIALS COM 038222105 3,498 190,985 SH SOLE 0 0 190,985 APRIA HEALTH GROUP COM 037933108 295 9,150 SH SOLE 0 0 9,150 ASYST TECHNOLOGIES COM 04648X107 769 109,485 SH SOLE 0 0 109,485 AT&T INC COM 00206R102 1,394 35,377 SH SOLE 0 0 35,377 AUTOMATIC DATA PROCESSING COM 053015103 467 9,655 SH SOLE 0 0 9,655 AVX COM 002444107 4,705 309,600 SH SOLE 0 0 309,600 BANK OF AMERICA COM 060505104 2,164 42,419 SH SOLE 0 0 42,419 BAR HARBOR BANKSHARES COM 066849100 6,417 199,250 SH SOLE 0 0 199,250 BARR PHARMACEUTICALS COM 068306109 750 16,200 SH SOLE 0 0 16,200 BAUSCH & LOMB COM 071707103 5,602 109,510 SH SOLE 0 0 109,510 BEAR STEARNS COMPANIES COM 073902108 751 5,000 SH SOLE 0 0 5,000 BENCHMARK ELECTRONICS COM 08160H101 843 40,850 SH SOLE 0 0 40,850 BERKSHIRE BANCORP COM 084597202 1,374 87,270 SH SOLE 0 0 87,270 BERKSHIRE HATHAWAY A SHARES COM 084670108 2,179 20 SH SOLE 0 0 20 BERKSHIRE HATHAWAY B SHARES COM 084670207 7,891 2,168 SH SOLE 0 0 2,168 Shufro, Rose & CO LLC Page: 2 Form 13F Information Table As of Date: 3/31/2007 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None BNCCORP INC COM 055936108 403 24,500 SH SOLE 0 0 24,500 BOSTON PRIVATE FINANCIAL HLDGS COM 101119105 932 33,400 SH SOLE 0 0 33,400 BORLAND SOFTWARE COM 099849101 2,536 481,250 SH SOLE 0 0 481,250 BOSTON COMMUNICATIONS GROUP COM 100582105 397 220,700 SH SOLE 0 0 220,700 BP PLC COM 055622104 1,778 27,464 SH SOLE 0 0 27,464 BRESLER & REINER COM 107336109 904 23,800 SH SOLE 0 0 23,800 BRIGGS & STRATTON CORP COM 109043109 644 20,900 SH SOLE 0 0 20,900 BRISTOL-MYERS SQUIBB COM 110122108 581 20,944 SH SOLE 0 0 20,944 BROOKS AUTOMATION COM 114340102 4,910 286,300 SH SOLE 0 0 286,300 BRUKER BIOSCIENCES COM 116794108 1,819 173,000 SH SOLE 0 0 173,000 CABELA'S INC COM 126804301 12,918 520,715 SH SOLE 0 0 520,715 CALAMP CORP COM 128126109 1,863 215,906 SH SOLE 0 0 215,906 CALIFORNIA PIZZA KITCHEN COM 13054D109 10,854 330,035 SH SOLE 0 0 330,035 CARNIVAL CRUISE LINES COM 143658300 716 15,280 SH SOLE 0 0 15,280 CARRIAGE SERVICES COM 143905107 525 65,000 SH SOLE 0 0 65,000 CBS CLASS B COM 124857202 846 27,686 SH SOLE 0 0 27,686 CENTENNIAL BANK HOLDINGS COM 151345303 116 13,500 SH SOLE 0 0 13,500 CENTRUE FINANCIAL COM 15643B106 331 17,100 SH SOLE 0 0 17,100 CHARMING SHOPPES COM 161133103 9,619 742,850 SH SOLE 0 0 742,850 CHEMICAL FINANCIAL COM 163731102 646 21,710 SH SOLE 0 0 21,710 CHESAPEAKE ENERGY COM 165167107 1,460 47,300 SH SOLE 0 0 47,300 CHEVRON CORP COM 166764100 3,250 43,952 SH SOLE 0 0 43,952 CHICOS FAS COM 168615102 12,073 494,200 SH SOLE 0 0 494,200 CIMAREX ENERGY COM 171798101 1,304 35,250 SH SOLE 0 0 35,250 CISCO SYSTEMS COM 17275R102 690 27,047 SH SOLE 0 0 27,047 CITIGROUP COM 172967101 5,731 111,637 SH SOLE 0 0 111,637 CITIZENS BANKING COM 174420109 753 34,000 SH SOLE 0 0 34,000 CMGI INC COM 125750109 1,080 509,800 SH SOLE 0 0 509,800 COCA-COLA COM 191216100 323 6,730 SH SOLE 0 0 6,730 COHERENT INC COM 192479103 710 22,400 SH SOLE 0 0 22,400 COLGATE PALMOLIVE COM 194162103 3,466 51,905 SH SOLE 0 0 51,905 COLUMBIA FINANCIAL COM 197642101 206 12,800 SH SOLE 0 0 12,800 COMCAST NEW CLASS A COM 20030N101 408 15,757 SH SOLE 0 0 15,757 COMMERCE GROUP COM 200641108 19,186 638,690 SH SOLE 0 0 638,690 COMMUNITY BANK SYSTEMS COM 203607106 938 44,875 SH SOLE 0 0 44,875 CONCORD CAMERA NEW COM 206156200 92 19,880 SH SOLE 0 0 19,880 CONOCOPHILLIPS COM 20825C104 387 5,676 SH SOLE 0 0 5,676 CONSOLIDATED ENERGY COM 20854P109 915 23,400 SH SOLE 0 0 23,400 CONSOLIDATED TOMOKA LAND COM 210226106 377 5,000 SH SOLE 0 0 5,000 COOLBRANDS INTERNATIONAL COM 21639P208 245 246,800 SH SOLE 0 0 246,800 CORGI INTERNATIONAL LTD ADR COM 21872Q202 90 18,531 SH SOLE 0 0 18,531 CORNING COM 219350105 332 14,633 SH SOLE 0 0 14,633 COSTCO WHOLESALE COM 22160K105 608 11,300 SH SOLE 0 0 11,300 COST PLUS COM 221485105 1,108 110,800 SH SOLE 0 0 110,800 CRAWFORD & CO COM 224633107 1,394 240,500 SH SOLE 0 0 240,500 CREDENCE SYSTEMS COM 225302108 2,302 695,470 SH SOLE 0 0 695,470 CURAGEN COM 23126R101 73 24,000 SH SOLE 0 0 24,000 DELL INC COM 24702R101 792 34,165 SH SOLE 0 0 34,165 DESIGN WITHIN REACH COM 250557105 172 30,000 SH SOLE 0 0 30,000 DIGIMARC CORP COM 253807101 429 42,500 SH SOLE 0 0 42,500 DISCOVERY HOLDING CLASS A COM 25468Y107 199 10,441 SH SOLE 0 0 10,441 Shufro, Rose & CO LLC Page: 3 Form 13F Information Table As of Date: 3/31/2007 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None DISNEY WALT COM 254687106 6,465 187,784 SH SOLE 0 0 187,784 DOLLAR TREE STORES COM 256747106 12,755 333,565 SH SOLE 0 0 333,565 DONEGAL GROUP COM 257701201 5,272 310,540 SH SOLE 0 0 310,540 DOT HILL SYSTEMS COM 25848T109 904 247,900 SH SOLE 0 0 247,900 DOW CHEMICAL COM 260543103 10,174 221,855 SH SOLE 0 0 221,855 D R HORTON COM 23331A109 7,404 336,565 SH SOLE 0 0 336,565 DRUGSTORE.COM COM 262241102 815 316,200 SH SOLE 0 0 316,200 DUPONT COM 263534109 21,152 427,928 SH SOLE 0 0 427,928 EASTERN CO COM 276317104 205 7,575 SH SOLE 0 0 7,575 EBAY COM 278642103 228 6,900 SH SOLE 0 0 6,900 EL PASO CORPORATION COM 28336L109 607 42,000 SH SOLE 0 0 42,000 EMERSON ELECTRIC COM 291011104 215 5,000 SH SOLE 0 0 5,000 ENESCO GROUP COM 292973104 0 12,100 SH SOLE 0 0 12,100 ENZO BIOCHEM COM 294100102 717 47,555 SH SOLE 0 0 47,555 EPLUS INC COM 294268107 105 10,000 SH SOLE 0 0 10,000 ESPEED INC COM 296643109 1,102 116,000 SH SOLE 0 0 116,000 ETHAN ALLEN INTERIORS COM 297602104 12,434 351,845 SH SOLE 0 0 351,845 EUROPEAN EQUITY FUND COM 298768102 3,634 299,903 SH SOLE 0 0 299,903 EXCAPSA SOFTWARE COM 30066E107 6 38,000 SH SOLE 0 0 38,000 EXTREME NETWORKS COM 30226D106 84 20,000 SH SOLE 0 0 20,000 EXXON MOBIL COM 30231G102 28,295 375,027 SH SOLE 0 0 375,027 FAMILY DOLLAR STORES COM 307000109 897 30,300 SH SOLE 0 0 30,300 FASTENAL COM 311900104 1,040 29,700 SH SOLE 0 0 29,700 FRESH DEL MONTE PRODUCE INC COM G36738105 511 25,500 SH SOLE 0 0 25,500 FEDERAL SIGNAL COM 313855108 9,906 638,315 SH SOLE 0 0 638,315 FIFTH THIRD BANCORP COM 316773100 5,701 147,365 SH SOLE 0 0 147,365 FIRST ALBANY COMPANIES COM 318465101 100 62,800 SH SOLE 0 0 62,800 FIRST BANK OF DELAWARE COM 319307104 519 140,047 SH SOLE 0 0 140,047 FIRST DATA COM 319963104 1,240 46,100 SH SOLE 0 0 46,100 FIRST HORIZON NATIONAL COM 320517105 473 11,400 SH SOLE 0 0 11,400 FIRST NATIONAL BANK ALASKA COM 32112J106 6,590 3,051 SH SOLE 0 0 3,051 FIRST NIAGARA FINANCIAL COM 33582V108 378 27,200 SH SOLE 0 0 27,200 FLEXIINTERNATIONAL SOFTWARE COM 338923105 18 75,000 SH SOLE 0 0 75,000 FLEXTRONICS INTERNATIONAL LTD COM Y2573F102 11,660 1,065,869 SH SOLE 0 0 1,065,869 FLORIDA ROCK INDUSTRIES COM 341140101 316 4,700 SH SOLE 0 0 4,700 FORD MOTOR CO COM 345370860 99 12,602 SH SOLE 0 0 12,602 FOSSIL INC COM 349882100 1,079 40,800 SH SOLE 0 0 40,800 FRANKLIN BANK COM 352451108 1,020 57,100 SH SOLE 0 0 57,100 FREDS INC COM 356108100 646 44,000 SH SOLE 0 0 44,000 FRIEDMAN INDUSTRIES COM 358435105 724 78,400 SH SOLE 0 0 78,400 GENERAL ELECTRIC COM 369604103 55,212 1,561,429 SH SOLE 0 0 1,561,429 GENESIS MICROCHIP COM 37184C103 4,652 500,850 SH SOLE 0 0 500,850 GERON CORP COM 374163103 275 39,300 SH SOLE 0 0 39,300 GIGA TRONICS COM 375175106 31 15,700 SH SOLE 0 0 15,700 GLATFELTER COM 377316104 445 29,900 SH SOLE 0 0 29,900 GLAXO SMITHKLINE PLC COM 37733W105 290 5,255 SH SOLE 0 0 5,255 GLOBAL AIRCRAFT SOLUTIONS COM 378964100 16 30,000 SH SOLE 0 0 30,000 GRAND BANKS ENERGY COM 38522T105 10 10,000 SH SOLE 0 0 10,000 GREATER CHINA FUND COM 39167B102 446 19,466 SH SOLE 0 0 19,466 GSI GROUP COM 36229U102 158 16,000 SH SOLE 0 0 16,000 HEALTH FITNESS COM 42217V102 112 40,500 SH SOLE 0 0 40,500 Shufro, Rose & CO LLC Page: 4 Form 13F Information Table As of Date: 3/31/2007 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None HELEN OF TROY LTD BERMUDA COM G4388N106 510 22,500 SH SOLE 0 0 22,500 HEWLETT PACKARD COM 428236103 12,677 315,843 SH SOLE 0 0 315,843 HOME DEPOT COM 437076102 4,477 121,860 SH SOLE 0 0 121,860 HOOPER HOLMES COM 439104100 2,301 514,800 SH SOLE 0 0 514,800 HORNBECK OFFSHORE SERVICES COM 440543106 2,226 77,700 SH SOLE 0 0 77,700 HUDSON HOLDING COM 443793104 11 15,000 SH SOLE 0 0 15,000 HUMAN GENOME SCIENCES COM 444903108 345 32,502 SH SOLE 0 0 32,502 ILLINOIS TOOL WORKS COM 452308109 417 8,100 SH SOLE 0 0 8,100 IMMERSION CORP COM 452521107 368 40,900 SH SOLE 0 0 40,900 INFOCUS GROUP COM 45665B106 165 59,200 SH SOLE 0 0 59,200 INFOSONICS CORP COM 456784107 130 36,000 SH SOLE 0 0 36,000 INTEL COM 458140100 25,832 1,350,373 SH SOLE 0 0 1,350,373 INTERPUBLIC GROUP OF COMPANIES COM 460690100 800 65,000 SH SOLE 0 0 65,000 INTL BUSINESS MACHINES COM 459200101 14,942 158,522 SH SOLE 0 0 158,522 INTL COAL GROUP COM 45928H106 1,689 321,795 SH SOLE 0 0 321,795 INTL FRONTIER RESOURCES COM 459976106 13 10,000 SH SOLE 0 0 10,000 INTL PAPER COM 460146103 33,291 914,594 SH SOLE 0 0 914,594 INTERNATIONAL RECTIFIER COM 460254105 3,859 101,015 SH SOLE 0 0 101,015 INTERPOOL INC COM 46062R108 7,289 298,490 SH SOLE 0 0 298,490 INVACARE CORP COM 461203101 4,562 261,610 SH SOLE 0 0 261,610 JAKKS PACIFIC COM 47012E106 788 33,000 SH SOLE 0 0 33,000 JAPAN EQUITY FUND COM 471057109 8,805 1,033,500 SH SOLE 0 0 1,033,500 JETBLUE AIRWAYS COM 477143101 142 12,417 SH SOLE 0 0 12,417 JOHNSON & JOHNSON COM 478160104 10,144 168,350 SH SOLE 0 0 168,350 JOY GLOBAL COM 481165108 565 13,180 SH SOLE 0 0 13,180 KADANT COM 48282T104 10,620 418,790 SH SOLE 0 0 418,790 KEMET CORP COM 488360108 6,194 809,750 SH SOLE 0 0 809,750 KIMBERLY-CLARK COM 494368103 790 11,540 SH SOLE 0 0 11,540 KINDRED HEALTHCARE COM 494580103 839 25,600 SH SOLE 0 0 25,600 KOMAG INC COM 500453204 371 11,350 SH SOLE 0 0 11,350 KYOCERA CORP ADR COM 501556203 6,775 71,970 SH SOLE 0 0 71,970 LA BARGE INC COM 502470107 230 17,700 SH SOLE 0 0 17,700 LAKELAND INDUSTRIES COM 511795106 170 12,197 SH SOLE 0 0 12,197 LATTICE INCORPORATED COM 518414107 23 46,085 SH SOLE 0 0 46,085 LEAR CORP COM 521865105 423 11,600 SH SOLE 0 0 11,600 LEXINGTON PROPERTY TRUST COM 529043101 1,294 61,250 SH SOLE 0 0 61,250 LIBBEY INC COM 529898108 213 15,200 SH SOLE 0 0 15,200 LIBERTY MEDIA HLDG CAPITAL A COM 53071M302 4,800 43,404 SH SOLE 0 0 43,404 LIBERTY GLOBAL A COM 530555101 494 15,014 SH SOLE 0 0 15,014 LIBERTY MEDIA HLDG INTRACTVE A COM 53071M104 6,124 257,103 SH SOLE 0 0 257,103 LOWES COMPANIES COM 548661107 562 17,878 SH SOLE 0 0 17,878 LSI LOGIC COM 502161102 2,150 205,980 SH SOLE 0 0 205,980 M & T BANK COM 55261F104 11,446 98,818 SH SOLE 0 0 98,818 MAGELLAN PETROLEUM COM 559091301 14 10,000 SH SOLE 0 0 10,000 MANHATTAN PHARMACEUTICALS COM 563118207 8 10,000 SH SOLE 0 0 10,000 MARSH & MCLENNAN COM 571748102 579 19,800 SH SOLE 0 0 19,800 MEADOWBROOK INSURANCE GROUP COM 58319P108 506 46,100 SH SOLE 0 0 46,100 MEDTRONIC COM 585055106 361 7,361 SH SOLE 0 0 7,361 MELLON FINANCIAL COM 58551A108 1,277 29,613 SH SOLE 0 0 29,613 MEMORY PHARMACEUTICALS COM 58606R403 47 28,000 SH SOLE 0 0 28,000 MERCK & CO COM 589331107 1,171 26,525 SH SOLE 0 0 26,525 Shufro, Rose & CO LLC Page: 5 Form 13F Information Table As of Date: 3/31/2007 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None MEREDITH CORP COM 589433101 3,457 60,245 SH SOLE 0 0 60,245 MERRILL LYNCH COM 590188108 10,891 133,363 SH SOLE 0 0 133,363 META FINANCIAL GROUP COM 59100U108 549 17,792 SH SOLE 0 0 17,792 METLIFE COM 59156R108 15,134 239,665 SH SOLE 0 0 239,665 MFA MORTGAGE INVESTMENTS COM 55272X102 333 43,300 SH SOLE 0 0 43,300 MFS CHARTER INCOME TRUST COM 552727109 751 87,800 SH SOLE 0 0 87,800 MICROSOFT COM 594918104 619 22,233 SH SOLE 0 0 22,233 MONACO COACH COM 60886R103 14,198 891,325 SH SOLE 0 0 891,325 MONMOUTH REAL ESTATE INVT CORP COM 609720107 334 38,750 SH SOLE 0 0 38,750 JPMORGAN CHASE & CO COM 46625H100 24,836 513,359 SH SOLE 0 0 513,359 MORGAN STANLEY COM 617446448 568 7,221 SH SOLE 0 0 7,221 MORGAN STANLEY ASIA PACIFIC FD COM 61744U106 2,077 109,100 SH SOLE 0 0 109,100 MUELLER WATER PRODUCTS COM 624758108 984 71,300 SH SOLE 0 0 71,300 MYLAN LABORATORIES COM 628530107 1,150 54,400 SH SOLE 0 0 54,400 NANOPHASE TECHNOLOGIES COM 630079101 69 11,800 SH SOLE 0 0 11,800 NASDAQ 100 SHARES COM 631100104 414 9,527 SH SOLE 0 0 9,527 NATURES SUNSHINE PRODUCTS COM 639027101 261 22,000 SH SOLE 0 0 22,000 NATIONAL WESTERN LIFE INSUR COM 638522102 11,784 48,140 SH SOLE 0 0 48,140 NAVARRE CORP COM 639208107 583 155,700 SH SOLE 0 0 155,700 NEOMAGIC CORP COM 640497202 599 185,460 SH SOLE 0 0 185,460 NESTLE SA ADR COM 641069406 402 4,150 SH SOLE 0 0 4,150 NETWORK EQUIPMENT TECHNOLOGIES COM 641208103 2,933 302,400 SH SOLE 0 0 302,400 NEWALLIANCE BANCSHARES COM 650203102 199 12,300 SH SOLE 0 0 12,300 NEWCASTLE INVESTMENT COM 65105M108 1,688 60,900 SH SOLE 0 0 60,900 NEWPORT CORP COM 651824104 3,740 228,500 SH SOLE 0 0 228,500 NIKE COM 654106103 478 4,500 SH SOLE 0 0 4,500 NYSE GROUP COM 62949W103 3,358 35,829 SH SOLE 0 0 35,829 OLD REPUBLIC COM 680223104 1,873 84,686 SH SOLE 0 0 84,686 ON ASSIGNMENT COM 682159108 613 49,400 SH SOLE 0 0 49,400 ORACLE COM 68389X105 349 19,295 SH SOLE 0 0 19,295 PAMRAPO BANCORP COM 697738102 799 35,500 SH SOLE 0 0 35,500 PARAMETRIC TECHNOLOGY NEW COM 699173209 228 12,000 SH SOLE 0 0 12,000 PCTEL COM 69325Q105 346 34,100 SH SOLE 0 0 34,100 PDI INC COM 69329V100 1,214 127,550 SH SOLE 0 0 127,550 PEPSICO INC COM 713448108 1,980 31,153 SH SOLE 0 0 31,153 PFIZER INC COM 717081103 14,750 583,953 SH SOLE 0 0 583,953 PHOENIX TECHNOLOGIES LTD COM 719153108 1,136 181,900 SH SOLE 0 0 181,900 PIPER JAFFRAY COM 724078100 538 8,700 SH SOLE 0 0 8,700 PLANAR SYSTEMS COM 726900103 4,693 541,300 SH SOLE 0 0 541,300 PMA CAPITAL CL A COM 693419202 164 17,500 SH SOLE 0 0 17,500 PNC FINANCIAL SERVICES GROUP COM 693475105 901 12,525 SH SOLE 0 0 12,525 PROCTER & GAMBLE COM 742718109 203 3,226 SH SOLE 0 0 3,226 QUALCOMM COM 747525103 959 22,500 SH SOLE 0 0 22,500 RAIT FINANCIAL TRUST COM 749227104 734 26,300 SH SOLE 0 0 26,300 REGAL-BELOIT COM 758750103 5,240 113,000 SH SOLE 0 0 113,000 REGENERON PHARMACEUTICALS COM 75886F107 205 9,500 SH SOLE 0 0 9,500 REPUBLIC FIRST BANCORP COM 760416107 710 55,137 SH SOLE 0 0 55,137 RICHARDSON ELECTRONICS COM 763165107 275 29,524 SH SOLE 0 0 29,524 ROYAL DUTCH SHELL PLC ADR A COM 780259206 454 6,860 SH SOLE 0 0 6,860 SAFECO COM 786429100 345 5,200 SH SOLE 0 0 5,200 SAKS INC COM 79377W108 19,690 944,860 SH SOLE 0 0 944,860 Shufro, Rose & CO LLC Page: 6 Form 13F Information Table As of Date: 3/31/2007 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None SALISBURY BANCORP COM 795226109 2,199 60,000 SH SOLE 0 0 60,000 SAPIENT COM 803062108 768 112,000 SH SOLE 0 0 112,000 SCHEIN (HENRY) COM 806407102 1,699 30,800 SH SOLE 0 0 30,800 SCHLUMBERGER LTD COM 806857108 375 5,428 SH SOLE 0 0 5,428 SCHMITT INDUSTRIES COM 806870200 1,050 137,800 SH SOLE 0 0 137,800 SEABOARD CORP COM 811543107 700 310 SH SOLE 0 0 310 SE FINANCIAL COM 78412R108 654 53,195 SH SOLE 0 0 53,195 SEMCO ENERGY COM 78412D109 76 10,000 SH SOLE 0 0 10,000 SENECA FOODS NEW COM 817070501 609 22,900 SH SOLE 0 0 22,900 SIFCO INDUSTRIES COM 826546103 364 38,100 SH SOLE 0 0 38,100 SILICON STORAGE TECHNOLOGY COM 827057100 502 102,000 SH SOLE 0 0 102,000 SIMPSON MANUFACTURING COM 829073105 553 17,935 SH SOLE 0 0 17,935 SONOSITE COM 83568G104 8,761 310,020 SH SOLE 0 0 310,020 SPANISH BROADCASTING SYSTEM A COM 846425882 168 42,000 SH SOLE 0 0 42,000 SPANSION INC COM 84649R101 1,610 132,150 SH SOLE 0 0 132,150 STARRETT L S COM 855668109 388 21,600 SH SOLE 0 0 21,600 STATE STREET COM 857477103 8,235 127,185 SH SOLE 0 0 127,185 STONERIDGE COM 86183P102 2,885 278,500 SH SOLE 0 0 278,500 STRATTEC SECURITY COM 863111100 4,229 98,430 SH SOLE 0 0 98,430 SUNTERRA CORPORATION COM 86787D208 988 62,975 SH SOLE 0 0 62,975 SUPERIOR INDUSTRIES INTL COM 868168105 2,956 141,920 SH SOLE 0 0 141,920 SWISS HELVETIA FUND COM 870875101 12,622 627,380 SH SOLE 0 0 627,380 SYMMETRICOM INC COM 871543104 1,912 230,400 SH SOLE 0 0 230,400 TARGET CORP COM 87612E106 999 16,864 SH SOLE 0 0 16,864 TARRAGON REALTY INVESTORS COM 876287103 313 30,200 SH SOLE 0 0 30,200 TASTY BAKING COM 876553306 338 38,800 SH SOLE 0 0 38,800 TELLABS COM 879664100 1,181 119,300 SH SOLE 0 0 119,300 TERADYNE COM 880770102 13,519 817,385 SH SOLE 0 0 817,385 TEXAS INSTRUMENTS COM 882508104 528 17,550 SH SOLE 0 0 17,550 THERMO FISHER SCIENTIFIC COM 883556102 4,351 93,073 SH SOLE 0 0 93,073 TIME WARNER COM 887317105 3,023 153,317 SH SOLE 0 0 153,317 TRANSATLANTIC HOLDINGS COM 893521104 9,346 143,520 SH SOLE 0 0 143,520 TRANSWITCH CORP COM 894065101 95 60,000 SH SOLE 0 0 60,000 UNITED CAPITAL COM 909912107 617 18,100 SH SOLE 0 0 18,100 UNITED PANAM FINANCIAL COM 911301109 315 25,200 SH SOLE 0 0 25,200 UNITED PARCEL SERVICE COM 911312106 8,774 125,165 SH SOLE 0 0 125,165 UNUM GROUP COM 91529Y106 1,169 50,800 SH SOLE 0 0 50,800 USEC INC COM 90333E108 799 49,200 SH SOLE 0 0 49,200 US ENERGY SYSTEMS COM 902951102 113 24,728 SH SOLE 0 0 24,728 UTSTARCOM INC COM 918076100 3,005 362,540 SH SOLE 0 0 362,540 VALENCE TECH COM 918914102 275 233,100 SH SOLE 0 0 233,100 VARIAN INC COM 922206107 12,836 220,327 SH SOLE 0 0 220,327 VERIZON COMMUNICATIONS COM 92343V104 244 6,440 SH SOLE 0 0 6,440 VIACOM CLASS B COM 92553P201 5,537 134,708 SH SOLE 0 0 134,708 VITESSE SEMICONDUCTOR COM 928497106 1,133 1,011,862 SH SOLE 0 0 1,011,862 VODAFONE GROUP PLC NEW COM 92857W209 560 20,855 SH SOLE 0 0 20,855 WAL-MART STORES COM 931142103 541 11,536 SH SOLE 0 0 11,536 WASHINGTON POST COM 939640108 1,436 1,881 SH SOLE 0 0 1,881 WATSON PHARMACEUTICALS COM 942683103 12,008 454,345 SH SOLE 0 0 454,345 WEBMETHODS INC COM 94768C108 266 37,000 SH SOLE 0 0 37,000 WESTERN UNION COM 959802109 999 45,550 SH SOLE 0 0 45,550 Shufro, Rose & CO LLC Page: 7 Form 13F Information Table As of Date: 3/31/2007 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None WILLIAMS-SONOMA COM 969904101 333 9,400 SH SOLE 0 0 9,400 WILLOW FINANCIAL BANCORP COM 97111W101 331 25,700 SH SOLE 0 0 25,700 WILSONS LEATHER EXPERTS COM 972463103 105 70,300 SH SOLE 0 0 70,300 WIRELESS FACILITIES COM 97653A103 1,352 1,040,300 SH SOLE 0 0 1,040,300 WRIGLEY WILLIAM JR COM 982526105 4,436 87,115 SH SOLE 0 0 87,115 WYETH COM 983024100 882 17,632 SH SOLE 0 0 17,632 YUM BRANDS COM 988498101 218 3,775 SH SOLE 0 0 3,775 3COM COM 885535104 1,009 258,200 SH SOLE 0 0 258,200 3M COMPANY COM 88579Y101 29,979 392,253 SH SOLE 0 0 392,253 Line Count: 315
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