-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BEbJS3/Xpn7+IIL4oaIwnvA0QJypacPOWYow06WmQcxVfMaRfcEsca9qOEjgOMkn ovfVWKFIASs80VJEi0htRQ== 0000908195-08-000009.txt : 20081223 0000908195-08-000009.hdr.sgml : 20081223 20081223152300 ACCESSION NUMBER: 0000908195-08-000009 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060630 FILED AS OF DATE: 20081223 DATE AS OF CHANGE: 20081223 EFFECTIVENESS DATE: 20081223 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHUFRO ROSE & CO LLC CENTRAL INDEX KEY: 0000908195 IRS NUMBER: 135390713 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-04541 FILM NUMBER: 081267156 BUSINESS ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151-2600 BUSINESS PHONE: 2127545100 MAIL ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151-2600 FORMER COMPANY: FORMER CONFORMED NAME: SHUFRO ROSE EHRMAN DATE OF NAME CHANGE: 19930624 13F-HR/A 1 shufrorose06302006a1.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30,2006 Check here if Amendment (X); Amendment Number: 1 This Amendment (Check only one): (X) is a restatement. ( ) adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Shufro Rose & Co, LLC Address: 745 Fifth Avenue 26th Floor New York, NY 10151 13F File Number:28-792 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Steven J. Glass Title: Managing Director Phone: 212-754-5100 Signature, Place, and Date of Signing: Steven J. Glass New York, NY December 22, 2008 Report Type (Check only one): (X) 13F HOLDINGS REPORT ( ) 13F NOTICE ( ) 13F COMBINATION REPORT I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE AS OF DATE: 06/30/06 RUN DATE: 12/22/08 11:00 A.M. REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 352 FORM 13F INFORMATION TABLE VALUE TOTAL: $925,012,498.47 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME Shufro, Rose & CO LLC Page: 1 Form 13F Information Table As of Date: 6/30/2006 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None NUVEEN NY DIV ADVTG MUNI FD FUND 67066X107 231 15,000 SH SOLE 0 0 15,000 SALOMON(MNP)MUNI PARTNERS FD FUND 794916106 412 30,750 SH SOLE 0 0 30,750 SALOMON MUNICIPAL PRNRS FD II FUND 794918102 237 19,700 SH SOLE 0 0 19,700 VAN KAMPEN TR FOR INVESTMENT FUND 920931102 224 15,673 SH SOLE 0 0 15,673 BROOKS AUTOMATION 4.75% 6-1-08 BOND 11434AAB6 388 400,000 PRN SOLE 0 0 400,000 NETWORK EQP TECH 7.25% 5-15-14 CONV BND 641208AA1 2,817 3,517,000 PRN SOLE 0 0 3,517,000 EATON VANCE LTD DURATION INC PFD 27828H105 814 47,003 SH SOLE 0 0 47,003 HUNTSMAN CORP 5% CONV PFD CONV PFD 447011206 343 8,850 SH SOLE 0 0 8,850 NUVEEN (JQC) PFD CV INC FUND PFD 67073D102 497 40,500 SH SOLE 0 0 40,500 NUVEEN (JTP) QLTY PFD INC FUND PFD 67071S101 698 54,000 SH SOLE 0 0 54,000 NUVEEN (JPS) QLTY PFD FD 2 PFD 67072C105 354 26,000 SH SOLE 0 0 26,000 NUVEEN (JHP) QLTY PFD INC FD 3 PFD 67072W101 853 65,700 SH SOLE 0 0 65,700 ROYAL BANK SCOTLAND 6.40% PFD PFD 780097796 1,966 81,800 SH SOLE 0 0 81,800 DWS MULTI MKT INCOME TR FUND 23338L108 269 27,500 SH SOLE 0 0 27,500 1ST TR / 4 CORNERS SR FLOAT FD FUND 33733U108 608 34,100 SH SOLE 0 0 34,100 ISHARES MSCI EMU INDEX FUND FUND 464286608 364 4,130 SH SOLE 0 0 4,130 LIBERTY ALL-STAR GROWTH FUND FUND 529900102 87 16,952 SH SOLE 0 0 16,952 LIBERTY ALL STAR EQ FD FUND 530158104 125 16,626 SH SOLE 0 0 16,626 PUTNAM PREMIER INCOME TRUST FUND 746853100 889 147,967 SH SOLE 0 0 147,967 SALOMON GLOBAL PARTNERS INC FD FUND 794914101 173 15,700 SH SOLE 0 0 15,700 TEMPLETON DRAGON FD INC FUND 88018T101 1,518 73,600 SH SOLE 0 0 73,600 ABERDEEN ASIA PACIFIC FUND COM 003009107 449 75,300 SH SOLE 0 0 75,300 ADAPTEC COM 00651F108 7,592 1,749,325 SH SOLE 0 0 1,749,325 ADVANCED DIGITAL INFORMATION COM 007525108 1,765 150,027 SH SOLE 0 0 150,027 AGCO CORP COM 001084102 2,142 81,395 SH SOLE 0 0 81,395 AGRIUM INC COM 008916108 15,865 683,260 SH SOLE 0 0 683,260 ALASKA PACIFIC BANCSHARES COM 011757101 565 26,300 SH SOLE 0 0 26,300 ALBANY MOLECULAR RESEARCH COM 012423109 1,217 114,000 SH SOLE 0 0 114,000 ALLEGHANY CORP COM 017175100 5,065 18,329 SH SOLE 0 0 18,329 ALLEN ORGAN CLASS B COM 017753104 497 6,300 SH SOLE 0 0 6,300 ALLOY INC COM 019855303 181 17,275 SH SOLE 0 0 17,275 ALLTEL CORP COM 020039103 759 11,900 SH SOLE 0 0 11,900 AMERICAN AXLE & MANUFACTURING COM 024061103 2,733 159,750 SH SOLE 0 0 159,750 AMERICAN EAGLE OUTFITTERS COM 02553E106 1,109 32,600 SH SOLE 0 0 32,600 AMERICAN ELECTRIC POWER COM 025537101 691 20,201 SH SOLE 0 0 20,201 AMERICAN EXPRESS COM 025816109 2,853 53,620 SH SOLE 0 0 53,620 AMERICAN FINANCIAL GROUP COM 025932104 214 5,000 SH SOLE 0 0 5,000 AMERICAN INTL GROUP COM 026874107 5,943 100,660 SH SOLE 0 0 100,660 AMERICAN POWER CONVERSION COM 029066107 7,659 393,010 SH SOLE 0 0 393,010 AMERICAN SOFTWARE COM 029683109 107 16,000 SH SOLE 0 0 16,000 AMERISERV FINANCIAL COM 03074A102 219 44,762 SH SOLE 0 0 44,762 ANDRX GROUP COM 034553107 313 13,500 SH SOLE 0 0 13,500 ANHEUSER-BUSCH COM 035229103 535 11,750 SH SOLE 0 0 11,750 APAC CUSTOMER SERVICES COM 00185E106 98 51,100 SH SOLE 0 0 51,100 APPLIED MATERIALS COM 038222105 3,209 197,157 SH SOLE 0 0 197,157 APRIA HEALTH GROUP COM 037933108 210 11,150 SH SOLE 0 0 11,150 ASYST TECHNOLOGIES COM 04648X107 826 109,765 SH SOLE 0 0 109,765 AT&T INC COM 00206R102 613 22,003 SH SOLE 0 0 22,003 ATMEL CORP COM 049513104 3,709 668,350 SH SOLE 0 0 668,350 AUTOMATIC DATA PROCESSING COM 053015103 603 13,298 SH SOLE 0 0 13,298 AVAYA COM 053499109 516 45,257 SH SOLE 0 0 45,257 Shufro, Rose & CO LLC Page: 2 Form 13F Information Table As of Date: 6/30/2006 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None AXCAN PHARMA COM 054923107 330 25,200 SH SOLE 0 0 25,200 BANK OF AMERICA COM 060505104 2,453 51,001 SH SOLE 0 0 51,001 BAR HARBOR BANKSHARES COM 066849100 5,281 182,450 SH SOLE 0 0 182,450 BARR PHARMACEUTICALS COM 068306109 286 6,012 SH SOLE 0 0 6,012 BAUSCH & LOMB COM 071707103 6,840 139,485 SH SOLE 0 0 139,485 BAXTER INTERNATIONAL COM 071813109 409 11,140 SH SOLE 0 0 11,140 BEAR STEARNS COMPANIES COM 073902108 812 5,800 SH SOLE 0 0 5,800 BELLSOUTH COM 079860102 387 10,691 SH SOLE 0 0 10,691 BERKSHIRE BANCORP COM 084597202 1,425 87,270 SH SOLE 0 0 87,270 BERKSHIRE HATHAWAY A SHARES COM 084670108 1,833 20 SH SOLE 0 0 20 BERKSHIRE HATHAWAY B SHARES COM 084670207 7,093 2,331 SH SOLE 0 0 2,331 B&G FOODS COM 05508R205 415 25,650 SH SOLE 0 0 25,650 BIG LOTS COM 089302103 1,015 59,435 SH SOLE 0 0 59,435 BNCCORP INC COM 055936108 210 16,500 SH SOLE 0 0 16,500 BOMBAY STORES COM 097924104 232 95,900 SH SOLE 0 0 95,900 BORLAND SOFTWARE COM 099849101 1,181 223,800 SH SOLE 0 0 223,800 BOSTON COMMUNICATIONS GROUP COM 100582105 243 198,200 SH SOLE 0 0 198,200 BP PLC COM 055622104 2,198 31,589 SH SOLE 0 0 31,589 BRESLER & REINER COM 107336109 734 25,300 SH SOLE 0 0 25,300 BRIGGS & STRATTON CORP COM 109043109 640 20,600 SH SOLE 0 0 20,600 BRISTOL-MYERS SQUIBB COM 110122108 430 16,631 SH SOLE 0 0 16,631 BROOKS AUTOMATION COM 114340102 3,461 293,312 SH SOLE 0 0 293,312 BRUKER BIOSCIENCES COM 116794108 5,807 1,083,400 SH SOLE 0 0 1,083,400 CABELA'S INC COM 126804301 10,633 552,100 SH SOLE 0 0 552,100 CALIFORNIA PIZZA KITCHEN COM 13054D109 10,057 365,985 SH SOLE 0 0 365,985 CAMBREX CORP COM 132011107 622 29,900 SH SOLE 0 0 29,900 CARBO CERAMICS COM 140781105 879 17,900 SH SOLE 0 0 17,900 CARNIVAL CRUISE LINES COM 143658300 669 16,030 SH SOLE 0 0 16,030 CARRIAGE SERVICES COM 143905107 356 77,700 SH SOLE 0 0 77,700 CARTER'S INC COM 146229109 563 21,325 SH SOLE 0 0 21,325 CASUAL MALE RETAIL GROUP COM 148711104 5,366 534,000 SH SOLE 0 0 534,000 CBRL GROUP COM 12489V106 305 9,002 SH SOLE 0 0 9,002 CBS CLASS B COM 124857202 6,046 223,538 SH SOLE 0 0 223,538 C & D TECHNOLOGIES COM 124661109 209 27,900 SH SOLE 0 0 27,900 CENTRAL EUROPEAN DISTR COM 153435102 747 29,700 SH SOLE 0 0 29,700 CHARMING SHOPPES COM 161133103 9,996 889,400 SH SOLE 0 0 889,400 CHEMICAL FINANCIAL COM 163731102 728 23,810 SH SOLE 0 0 23,810 CHESAPEAKE ENERGY COM 165167107 1,043 34,500 SH SOLE 0 0 34,500 CHEVRON CORP COM 166764100 2,777 44,762 SH SOLE 0 0 44,762 CIMAREX ENERGY COM 171798101 1,732 40,300 SH SOLE 0 0 40,300 CISCO SYSTEMS COM 17275R102 699 35,834 SH SOLE 0 0 35,834 CITIGROUP COM 172967101 5,436 112,687 SH SOLE 0 0 112,687 CITIZENS BANKING COM 174420109 427 17,500 SH SOLE 0 0 17,500 CMGI INC COM 125750109 1,226 1,013,430 SH SOLE 0 0 1,013,430 COCA-COLA COM 191216100 351 8,181 SH SOLE 0 0 8,181 COLGATE PALMOLIVE COM 194162103 3,513 58,655 SH SOLE 0 0 58,655 COLUMBIA FINANCIAL COM 197642101 174 10,400 SH SOLE 0 0 10,400 COMCAST NEW CLASS A COM 20030N101 886 27,077 SH SOLE 0 0 27,077 COMMERCE GROUP COM 200641108 8,630 292,170 SH SOLE 0 0 292,170 COMMUNITY BANK SYSTEMS COM 203607106 1,137 56,375 SH SOLE 0 0 56,375 CONCORD CAMERA COM 206156101 62 98,200 SH SOLE 0 0 98,200 Shufro, Rose & CO LLC Page: 3 Form 13F Information Table As of Date: 6/30/2006 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None CONOCOPHILLIPS COM 20825C104 253 3,864 SH SOLE 0 0 3,864 COOLBRANDS INTERNATIONAL COM 21639P208 653 317,000 SH SOLE 0 0 317,000 CORGI INTERNATIONAL LTD ADR COM 21872Q103 174 84,200 SH SOLE 0 0 84,200 CORNING COM 219350105 300 12,403 SH SOLE 0 0 12,403 COSTCO WHOLESALE COM 22160K105 879 15,400 SH SOLE 0 0 15,400 COST PLUS COM 221485105 1,422 97,000 SH SOLE 0 0 97,000 CRAWFORD & CO COM 224633107 1,662 231,500 SH SOLE 0 0 231,500 CREDENCE SYSTEMS COM 225302108 4,161 1,189,035 SH SOLE 0 0 1,189,035 CSS INDUSTRIES COM 125906107 209 7,300 SH SOLE 0 0 7,300 CURAGEN COM 23126R101 49 14,000 SH SOLE 0 0 14,000 CVS CORP COM 126650100 581 18,932 SH SOLE 0 0 18,932 DEL MONTE FOODS COM 24522P103 407 36,267 SH SOLE 0 0 36,267 DESIGN WITHIN REACH COM 250557105 205 30,000 SH SOLE 0 0 30,000 DIGIMARC CORP COM 253807101 262 42,500 SH SOLE 0 0 42,500 DISCOVERY HOLDING CLASS A COM 25468Y107 398 27,269 SH SOLE 0 0 27,269 DISNEY WALT COM 254687106 6,151 205,040 SH SOLE 0 0 205,040 DOLLAR TREE STORES COM 256747106 11,284 425,825 SH SOLE 0 0 425,825 DORAL FINANCIAL CORP COM 25811P100 192 30,100 SH SOLE 0 0 30,100 D R HORTON COM 23331A109 7,707 323,575 SH SOLE 0 0 323,575 DRUGSTORE.COM COM 262241102 916 316,200 SH SOLE 0 0 316,200 DUPONT COM 263534109 19,944 479,429 SH SOLE 0 0 479,429 EMDEON CORPORATION COM 290849108 347 28,000 SH SOLE 0 0 28,000 EMERSON ELECTRIC COM 291011104 212 2,539 SH SOLE 0 0 2,539 ENESCO GROUP COM 292973104 150 263,200 SH SOLE 0 0 263,200 ENZO BIOCHEM COM 294100102 766 50,847 SH SOLE 0 0 50,847 EPLUS INC COM 294268107 113 10,000 SH SOLE 0 0 10,000 ESPEED INC COM 296643109 3,909 469,300 SH SOLE 0 0 469,300 ESS TECHNOLOGY COM 269151106 82 38,350 SH SOLE 0 0 38,350 ETHAN ALLEN INTERIORS COM 297602104 12,014 328,710 SH SOLE 0 0 328,710 EUROPEAN EQUITY FUND COM 298768102 3,092 301,699 SH SOLE 0 0 301,699 EXELON CORP COM 30161N101 352 6,200 SH SOLE 0 0 6,200 EXXON MOBIL COM 30231G102 27,398 446,592 SH SOLE 0 0 446,592 FAMILY DOLLAR STORES COM 307000109 774 31,700 SH SOLE 0 0 31,700 FRIEDMAN BILLINGS RAMSEY GROUP COM 358434108 2,707 246,800 SH SOLE 0 0 246,800 FEDERAL SIGNAL COM 313855108 9,160 605,030 SH SOLE 0 0 605,030 FEDEX CORP COM 31428X106 5,889 50,401 SH SOLE 0 0 50,401 FIFTH THIRD BANCORP COM 316773100 642 17,400 SH SOLE 0 0 17,400 FIRST ALBANY COMPANIES COM 318465101 4,087 908,300 SH SOLE 0 0 908,300 FIRST BANK OF DELAWARE COM 319307104 373 149,245 SH SOLE 0 0 149,245 FIRST DATA COM 319963104 2,480 55,070 SH SOLE 0 0 55,070 FIRST NATIONAL BANK ALASKA COM 32112J106 6,218 2,994 SH SOLE 0 0 2,994 FIRST NIAGARA FINANCIAL COM 33582V108 832 59,400 SH SOLE 0 0 59,400 FLEXIINTERNATIONAL SOFTWARE COM 338923105 7 25,000 SH SOLE 0 0 25,000 FLEXTRONICS INTERNATIONAL LTD COM Y2573F102 9,816 924,381 SH SOLE 0 0 924,381 FORD MOTOR CO COM 345370860 73 10,602 SH SOLE 0 0 10,602 FOREST LABORATORIES COM 345838106 359 9,300 SH SOLE 0 0 9,300 FOSSIL INC COM 349882100 1,807 100,335 SH SOLE 0 0 100,335 FRANKLIN BANK COM 352451108 1,304 64,600 SH SOLE 0 0 64,600 FRIEDMAN INDUSTRIES COM 358435105 627 69,300 SH SOLE 0 0 69,300 GENAERA CORP COM 36867G100 7 14,000 SH SOLE 0 0 14,000 GENERAL ELECTRIC COM 369604103 54,212 1,644,804 SH SOLE 0 0 1,644,804 Shufro, Rose & CO LLC Page: 4 Form 13F Information Table As of Date: 6/30/2006 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None GENERAL MILLS COM 370334104 258 5,000 SH SOLE 0 0 5,000 GERON CORP COM 374163103 340 49,300 SH SOLE 0 0 49,300 GIGA TRONICS COM 375175106 29 15,700 SH SOLE 0 0 15,700 GLATFELTER COM 377316104 474 29,900 SH SOLE 0 0 29,900 GLOBAL AIRCRAFT SOLUTIONS COM 378964100 25 20,000 SH SOLE 0 0 20,000 GLOBAL INDUSTRIES COM 379336100 517 31,000 SH SOLE 0 0 31,000 GREATER CHINA FUND COM 39167B102 442 24,765 SH SOLE 0 0 24,765 GSI GROUP COM 36229U102 85 10,000 SH SOLE 0 0 10,000 HANCOCK FABRICS COM 409900107 464 139,200 SH SOLE 0 0 139,200 HANDLEMAN CO COM 410252100 709 87,000 SH SOLE 0 0 87,000 HARVEST NATURAL RESOURCES COM 41754V103 135 10,000 SH SOLE 0 0 10,000 HEALTH FITNESS COM 42217V102 85 47,500 SH SOLE 0 0 47,500 HEARST-ARGYLE TELEVISION COM 422317107 7,161 324,650 SH SOLE 0 0 324,650 HEWLETT PACKARD COM 428236103 14,481 457,106 SH SOLE 0 0 457,106 HOME DEPOT COM 437076102 4,919 137,465 SH SOLE 0 0 137,465 HONEYWELL INTL COM 438516106 229 5,684 SH SOLE 0 0 5,684 HOOPER HOLMES COM 439104100 2,597 851,700 SH SOLE 0 0 851,700 HUDSON HOLDING COM 443793104 18 10,000 SH SOLE 0 0 10,000 HUMAN GENOME SCIENCES COM 444903108 360 33,702 SH SOLE 0 0 33,702 INTERNATIONAL COAL GROUP COM 45928H106 8,282 1,151,910 SH SOLE 0 0 1,151,910 IDERA PHARMACEUTICALS COM 45168K108 49 93,500 SH SOLE 0 0 93,500 IMMERSION CORP COM 452521107 239 40,900 SH SOLE 0 0 40,900 INFOCUS GROUP COM 45665B106 403 141,200 SH SOLE 0 0 141,200 INTEL COM 458140100 17,145 902,420 SH SOLE 0 0 902,420 INTERPUBLIC GROUP OF COMPANIES COM 460690100 1,005 120,470 SH SOLE 0 0 120,470 INTERVIDEO INC COM 46114Y101 512 52,500 SH SOLE 0 0 52,500 INTL BUSINESS MACHINES COM 459200101 10,644 138,561 SH SOLE 0 0 138,561 INTL PAPER COM 460146103 27,264 844,105 SH SOLE 0 0 844,105 INTERNATIONAL RECTIFIER COM 460254105 3,360 85,980 SH SOLE 0 0 85,980 INTERPOOL INC COM 46062R108 10,215 459,740 SH SOLE 0 0 459,740 ISHARES TRUST S&P GLOBAL ENERG COM 464287341 275 2,600 SH SOLE 0 0 2,600 JAKKS PACIFIC COM 47012E106 883 44,000 SH SOLE 0 0 44,000 JAPAN EQUITY FUND COM 471057109 8,032 973,800 SH SOLE 0 0 973,800 JOHNSON & JOHNSON COM 478160104 11,056 184,527 SH SOLE 0 0 184,527 KADANT COM 48282T104 11,204 487,155 SH SOLE 0 0 487,155 KEMET CORP COM 488360108 3,396 368,400 SH SOLE 0 0 368,400 KIMBERLY-CLARK COM 494368103 948 15,376 SH SOLE 0 0 15,376 KINDRED HEALTHCARE COM 494580103 1,047 40,300 SH SOLE 0 0 40,300 KYOCERA CORP ADR COM 501556203 5,608 72,130 SH SOLE 0 0 72,130 LA BARGE INC COM 502470107 241 18,200 SH SOLE 0 0 18,200 LEAPFROG ENTERPRISES COM 52186N106 194 19,228 SH SOLE 0 0 19,228 LEAR CORP COM 521865105 539 24,300 SH SOLE 0 0 24,300 LEXINGTON PROPERTY TRUST COM 529043101 3,276 151,700 SH SOLE 0 0 151,700 LIBBEY INC COM 529898108 111 15,200 SH SOLE 0 0 15,200 LIBERTY MEDIA HLDG CAPITAL A COM 53071M302 5,567 66,464 SH SOLE 0 0 66,464 LIBERTY GLOBAL A COM 530555101 702 32,667 SH SOLE 0 0 32,667 LIBERTY GLOBAL SERIES C COM 530555309 268 13,042 SH SOLE 0 0 13,042 LIBERTY MEDIA HLDG INTRACTVE A COM 53071M104 5,736 332,350 SH SOLE 0 0 332,350 LINCOLN NATIONAL COM 534187109 464 8,224 SH SOLE 0 0 8,224 LOWES COMPANIES COM 548661107 290 4,789 SH SOLE 0 0 4,789 LSI LOGIC COM 502161102 2,016 225,300 SH SOLE 0 0 225,300 Shufro, Rose & CO LLC Page: 5 Form 13F Information Table As of Date: 6/30/2006 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None LUCENT TECHNOLOGIES COM 549463107 81 33,628 SH SOLE 0 0 33,628 M & T BANK COM 55261F104 11,829 100,318 SH SOLE 0 0 100,318 MANHATTAN PHARMACEUTICALS COM 563118207 8 10,000 SH SOLE 0 0 10,000 MANULIFE FINANCIAL COM 56501R106 255 8,040 SH SOLE 0 0 8,040 MARSH & MCLENNAN COM 571748102 882 32,803 SH SOLE 0 0 32,803 MCDATA CORP CL B COM 580031102 78 21,200 SH SOLE 0 0 21,200 MEADOWBROOK INSURANCE GROUP COM 58319P108 464 55,800 SH SOLE 0 0 55,800 MELLON FINANCIAL COM 58551A108 1,093 31,763 SH SOLE 0 0 31,763 MEMORY PHARMACEUTICALS COM 58606R403 35 33,000 SH SOLE 0 0 33,000 MERCK & CO COM 589331107 976 26,803 SH SOLE 0 0 26,803 MERRILL LYNCH COM 590188108 10,297 148,033 SH SOLE 0 0 148,033 META FINANCIAL GROUP COM 59100U108 534 24,717 SH SOLE 0 0 24,717 METLIFE COM 59156R108 12,488 243,865 SH SOLE 0 0 243,865 MFA MORTGAGE INVESTMENTS COM 55272X102 1,404 204,100 SH SOLE 0 0 204,100 MFS CHARTER INCOME TRUST COM 552727109 729 88,800 SH SOLE 0 0 88,800 MICHAELS STORES COM 594087108 2,253 54,650 SH SOLE 0 0 54,650 MICROSOFT COM 594918104 1,347 57,822 SH SOLE 0 0 57,822 MITTAL STEEL COM 60684P101 564 18,500 SH SOLE 0 0 18,500 MONACO COACH COM 60886R103 11,315 891,005 SH SOLE 0 0 891,005 MONMOUTH REAL ESTATE INVT CORP COM 609720107 312 38,750 SH SOLE 0 0 38,750 JPMORGAN CHASE & CO COM 46625H100 23,147 551,125 SH SOLE 0 0 551,125 MORGAN STANLEY COM 617446448 456 7,221 SH SOLE 0 0 7,221 MORGAN STANLEY ASIA PACIFIC FD COM 61744U106 2,090 132,700 SH SOLE 0 0 132,700 MOVADO GROUP COM 624580106 6,625 288,700 SH SOLE 0 0 288,700 MYLAN LABORATORIES COM 628530107 510 25,500 SH SOLE 0 0 25,500 NANOPHASE TECHNOLOGIES COM 630079101 85 11,800 SH SOLE 0 0 11,800 NASDAQ 100 SHARES COM 631100104 487 12,568 SH SOLE 0 0 12,568 NATURES SUNSHINE PRODUCTS COM 639027101 205 22,000 SH SOLE 0 0 22,000 NATUZZI SPA COM 63905A101 107 15,000 SH SOLE 0 0 15,000 NATIONAL WESTERN LIFE INSUR COM 638522102 11,646 48,600 SH SOLE 0 0 48,600 NBTY INC COM 628782104 310 13,000 SH SOLE 0 0 13,000 NEOMAGIC CORP COM 640497202 373 118,660 SH SOLE 0 0 118,660 NESTLE SA ADR COM 641069406 329 4,200 SH SOLE 0 0 4,200 NETWORK EQUIPMENT TECHNOLOGIES COM 641208103 2,332 742,800 SH SOLE 0 0 742,800 NEWALLIANCE BANCSHARES COM 650203102 269 18,818 SH SOLE 0 0 18,818 NEWCASTLE INVESTMENT COM 65105M108 1,425 56,300 SH SOLE 0 0 56,300 NEW PLAN EXCEL REALTY TRUST COM 648053106 544 22,050 SH SOLE 0 0 22,050 NEWPORT CORP COM 651824104 2,232 138,500 SH SOLE 0 0 138,500 NOVELL COM 670006105 311 47,000 SH SOLE 0 0 47,000 NYSE GROUP COM 62949W103 672 9,818 SH SOLE 0 0 9,818 OLD REPUBLIC COM 680223104 1,446 67,711 SH SOLE 0 0 67,711 ON ASSIGNMENT COM 682159108 453 49,400 SH SOLE 0 0 49,400 OVERLAND STORAGE COM 690310107 3,482 519,800 SH SOLE 0 0 519,800 PAMRAPO BANCORP COM 697738102 764 38,500 SH SOLE 0 0 38,500 PARAMETRIC TECHNOLOGY NEW COM 699173209 645 50,800 SH SOLE 0 0 50,800 PATHMARK STORES COM 70322A101 668 71,000 SH SOLE 0 0 71,000 PCTEL COM 69325Q105 333 39,100 SH SOLE 0 0 39,100 PDI INC COM 69329V100 672 46,750 SH SOLE 0 0 46,750 PEPSICO INC COM 713448108 2,160 35,978 SH SOLE 0 0 35,978 PERINI CORP COM 713839108 477 21,200 SH SOLE 0 0 21,200 PFIZER INC COM 717081103 16,932 721,442 SH SOLE 0 0 721,442 Shufro, Rose & CO LLC Page: 6 Form 13F Information Table As of Date: 6/30/2006 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None PHILIPS ELECTRONICS COM 500472303 612 19,669 SH SOLE 0 0 19,669 PHOENIX TECHNOLOGIES LTD COM 719153108 1,082 225,100 SH SOLE 0 0 225,100 PIPER JAFFRAY COM 724078100 618 10,100 SH SOLE 0 0 10,100 PLANAR SYSTEMS COM 726900103 4,258 353,700 SH SOLE 0 0 353,700 PMA CAPITAL CL A COM 693419202 180 17,500 SH SOLE 0 0 17,500 PNC FINANCIAL SERVICES GROUP COM 693475105 1,377 19,625 SH SOLE 0 0 19,625 PRICESMART INC COM 741511109 264 26,440 SH SOLE 0 0 26,440 PROCTER & GAMBLE COM 742718109 204 3,673 SH SOLE 0 0 3,673 QLT INC COM 746927102 145 20,500 SH SOLE 0 0 20,500 QUALCOMM COM 747525103 326 8,142 SH SOLE 0 0 8,142 QUEST DIAGNOSTICS COM 74834L100 874 14,600 SH SOLE 0 0 14,600 QUICKSILVER COM 74838C106 472 38,800 SH SOLE 0 0 38,800 RADIOSHACK CORP COM 750438103 287 20,500 SH SOLE 0 0 20,500 RAMCO GERSHENSON PROPERTIES TR COM 751452202 325 12,100 SH SOLE 0 0 12,100 REGAL-BELOIT COM 758750103 5,055 114,500 SH SOLE 0 0 114,500 REGENERON PHARMACEUTICALS COM 75886F107 451 35,200 SH SOLE 0 0 35,200 REGIS COM 758932107 381 10,700 SH SOLE 0 0 10,700 REPUBLIC FIRST BANCORP COM 760416107 879 64,463 SH SOLE 0 0 64,463 RESTORATION HARDWARE COM 760981100 233 32,500 SH SOLE 0 0 32,500 RICHARDSON ELECTRONICS COM 763165107 246 33,524 SH SOLE 0 0 33,524 ROHM & HAAS COM 775371107 230 4,600 SH SOLE 0 0 4,600 THE ROWE COMPANIES COM 779528108 109 67,700 SH SOLE 0 0 67,700 ROYAL DUTCH SHELL PLC ADR A COM 780259206 1,076 16,066 SH SOLE 0 0 16,066 SAFECO COM 786429100 405 7,200 SH SOLE 0 0 7,200 ST JOE CO COM 790148100 221 4,750 SH SOLE 0 0 4,750 SAKS INC COM 79377W108 14,542 899,355 SH SOLE 0 0 899,355 S & P DEPOSITORY RECEIPTS COM 78462F103 416 3,276 SH SOLE 0 0 3,276 S & P MIDCAP SPDRS COM 595635103 557 4,009 SH SOLE 0 0 4,009 SANOFI SYNTHELABO COM 80105N105 686 14,100 SH SOLE 0 0 14,100 SCHEIN (HENRY) COM 806407102 1,420 30,400 SH SOLE 0 0 30,400 SCHLUMBERGER LTD COM 806857108 366 5,628 SH SOLE 0 0 5,628 SCHMITT INDUSTRIES COM 806870200 992 133,200 SH SOLE 0 0 133,200 SCIENCE DYNAMICS COM 808631105 32 469,350 SH SOLE 0 0 469,350 SEABOARD CORP COM 811543107 1,113 870 SH SOLE 0 0 870 SE FINANCIAL COM 78412R108 685 53,800 SH SOLE 0 0 53,800 SEMCO ENERGY COM 78412D109 61 11,000 SH SOLE 0 0 11,000 SENECA FOODS NEW COM 817070501 652 28,400 SH SOLE 0 0 28,400 SHAW GROUP COM 820280105 222 8,000 SH SOLE 0 0 8,000 SIFCO INDUSTRIES COM 826546103 218 45,300 SH SOLE 0 0 45,300 SILICON STORAGE TECHNOLOGY COM 827057100 296 73,000 SH SOLE 0 0 73,000 SIMPLETECH COM 828823104 110 29,500 SH SOLE 0 0 29,500 SITEL CORP COM 82980K107 457 116,800 SH SOLE 0 0 116,800 SONOSITE COM 83568G104 8,829 226,160 SH SOLE 0 0 226,160 SPANSION INC COM 84649R101 2,094 131,400 SH SOLE 0 0 131,400 STARRETT L S COM 855668109 769 56,400 SH SOLE 0 0 56,400 STATE STREET COM 857477103 7,645 131,610 SH SOLE 0 0 131,610 STMICROELECTRONICS N V COM 861012102 176 11,000 SH SOLE 0 0 11,000 STONERIDGE COM 86183P102 2,411 290,500 SH SOLE 0 0 290,500 SUN MICROSYSTEMS COM 866810104 95 23,000 SH SOLE 0 0 23,000 SONOCO PRODUCTS COM 835495102 10,946 345,850 SH SOLE 0 0 345,850 SUNTERRA CORPORATION COM 86787D208 688 67,275 SH SOLE 0 0 67,275 Shufro, Rose & CO LLC Page: 7 Form 13F Information Table As of Date: 6/30/2006 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None SUPERIOR INDUSTRIES INTL COM 868168105 954 52,200 SH SOLE 0 0 52,200 SWISS HELVETIA FUND COM 870875101 11,028 662,380 SH SOLE 0 0 662,380 SYMMETRICOM INC COM 871543104 1,961 277,500 SH SOLE 0 0 277,500 SYNOPSYS INC COM 871607107 225 12,000 SH SOLE 0 0 12,000 SYSCO CORP COM 871829107 252 8,271 SH SOLE 0 0 8,271 TARGET CORP COM 87612E106 923 18,900 SH SOLE 0 0 18,900 TASTY BAKING COM 876553306 364 38,800 SH SOLE 0 0 38,800 TECUMSEH PRODUCTS CLASS A COM 878895200 253 13,180 SH SOLE 0 0 13,180 TELLABS COM 879664100 1,068 80,300 SH SOLE 0 0 80,300 TEVA PHARMACEUTICAL COM 881624209 266 8,430 SH SOLE 0 0 8,430 TEXAS INSTRUMENTS COM 882508104 278 9,180 SH SOLE 0 0 9,180 THERMO ELECTRON COM 883556102 3,397 93,750 SH SOLE 0 0 93,750 TIME WARNER COM 887317105 2,976 172,065 SH SOLE 0 0 172,065 TOOTSIE ROLL INDUSTRIES COM 890516107 206 7,076 SH SOLE 0 0 7,076 TRANSATLANTIC HOLDINGS COM 893521104 7,785 139,280 SH SOLE 0 0 139,280 21ST CENTURY INSURANCE GROUP COM 90130N103 9,277 644,300 SH SOLE 0 0 644,300 TYCO INTERNATIONAL LTD COM 902124106 704 25,602 SH SOLE 0 0 25,602 UNIONBANCORP COM 908908106 343 17,100 SH SOLE 0 0 17,100 UNITED CAPITAL COM 909912107 519 19,600 SH SOLE 0 0 19,600 UNITED PARCEL SERVICE COM 911312106 361 4,390 SH SOLE 0 0 4,390 UNITED TECHNOLOGIES COM 913017109 961 15,160 SH SOLE 0 0 15,160 UNIVISION COMMUNICATIONS COM 914906102 351 10,500 SH SOLE 0 0 10,500 UNUMPROVIDENT CORP COM 91529Y106 522 28,800 SH SOLE 0 0 28,800 USEC INC COM 90333E108 337 28,500 SH SOLE 0 0 28,500 UTSTARCOM INC COM 918076100 2,948 378,440 SH SOLE 0 0 378,440 VALENCE TECH COM 918914102 391 226,200 SH SOLE 0 0 226,200 VARIAN INC COM 922206107 15,796 380,547 SH SOLE 0 0 380,547 VIACOM CLASS B COM 92553P201 7,644 213,290 SH SOLE 0 0 213,290 VILLAGE SUPERMARKET COM 927107409 326 5,000 SH SOLE 0 0 5,000 VIRBAC CORP COM 927649103 858 205,500 SH SOLE 0 0 205,500 VISHAY INTERTECHNOLOGY COM 928298108 274 17,450 SH SOLE 0 0 17,450 VITESSE SEMICONDUCTOR COM 928497106 1,106 768,550 SH SOLE 0 0 768,550 VIVENDI COM 92851S204 349 10,000 SH SOLE 0 0 10,000 VODAFONE GROUP PLC NEW COM 92857W100 490 23,015 SH SOLE 0 0 23,015 WAL-MART STORES COM 931142103 611 12,686 SH SOLE 0 0 12,686 WASHINGTON POST COM 939640108 1,473 1,889 SH SOLE 0 0 1,889 WATSON PHARMACEUTICALS COM 942683103 9,427 404,945 SH SOLE 0 0 404,945 WESTAFF INC COM 957070105 691 163,000 SH SOLE 0 0 163,000 WILSONS LEATHER EXPERTS COM 972463103 288 70,100 SH SOLE 0 0 70,100 WIRELESS FACILITIES COM 97653A103 2,098 763,000 SH SOLE 0 0 763,000 WRIGLEY WILLIAM JR COM 982526105 5,357 118,100 SH SOLE 0 0 118,100 WYETH COM 983024100 751 16,932 SH SOLE 0 0 16,932 YANKEE CANDLE COM 984757104 420 16,825 SH SOLE 0 0 16,825 YUM BRANDS COM 988498101 944 18,791 SH SOLE 0 0 18,791 ZEBRA TECHNOLOGIES COM 989207105 324 9,500 SH SOLE 0 0 9,500 3M COMPANY COM 88579Y101 28,023 346,960 SH SOLE 0 0 346,960 Line Count: 352
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