-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M4mzAQZf9u8M1eAp1HSOU1qVunjxhCK0G7hEifPuDKWoXzvpEBr29hrCTHN66mFE bktJEVSqaXi4zcgn4PKZQQ== 0000908195-07-000008.txt : 20070430 0000908195-07-000008.hdr.sgml : 20070430 20070430161611 ACCESSION NUMBER: 0000908195-07-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070331 FILED AS OF DATE: 20070430 DATE AS OF CHANGE: 20070430 EFFECTIVENESS DATE: 20070430 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHUFRO ROSE & CO LLC CENTRAL INDEX KEY: 0000908195 IRS NUMBER: 135390713 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04541 FILM NUMBER: 07800645 BUSINESS ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151-2600 BUSINESS PHONE: 2127545100 MAIL ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151-2600 FORMER COMPANY: FORMER CONFORMED NAME: SHUFRO ROSE EHRMAN DATE OF NAME CHANGE: 19930624 13F-HR 1 shufrorose03312007.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2007 Check here if Amendment (); Amendment Number: This Amendment (Check only one): ( ) is a restatement. (X) adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Shufro Rose & Co, LLC Address: 745 Fifth Avenue 26th Floor New York, NY 10151 13F File Number:28-792 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Steven J. Glass Title: Managing Director Phone: 212-754-5100 Signature, Place, and Date of Signing: Steven J. Glass New York, NY Apr 30, 2007 Report Type (Check only one): (X) 13F HOLDINGS REPORT ( ) 13F NOTICE ( ) 13F COMBINATION REPORT I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE AS OF DATE: 03/31/07 RUN DATE: 4/30/07 04:17 P.M. REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 296 FORM 13F INFORMATION TABLE VALUE TOTAL: $966,125,272.12 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME Shufro, Rose & CO LLC Page: 1 Form 13F Information Table As of Date: 3/31/2007 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Shared None (X $1000) Prn Amt Prn Call Dscretn - Managers - Sole NETWORK EQP TECH 7.25% 5-15-14 CONV BND 641208AA1 3,060,593 3,606,000 PRN SOLE 145,000 HUNTSMAN CORP 5% CONV PFD CONV PFD 447011206 396,253 9,350 SH SOLE 0 ABX AIR COM 00080S101 171,250 25,000 SH SOLE 13,000 ACUSPHERE INC COM 00511R870 96,600 35,000 SH SOLE 30,000 ADAPTEC COM 00651F108 7,231,482 1,868,600 SH SOLE 714,975 AGILYSYS COM 00847J105 8,135,938 362,080 SH SOLE 23,300 AGRIUM INC COM 008916108 25,360,086 661,625 SH SOLE 26,915 ALASKA PACIFIC BANCSHARES COM 011757101 647,680 25,600 SH SOLE 3,600 ALBANY MOLECULAR RESEARCH COM 012423109 1,477,500 150,000 SH SOLE 145,600 ALLOY INC COM 019855303 145,827 12,275 SH SOLE 12,275 ALLTEL CORP COM 020039103 700,600 11,300 SH SOLE 1,000 AMERICAN AXLE & MANUFACTURING COM 024061103 15,305,060 559,600 SH SOLE 164,035 AMERICAN EXPRESS COM 025816109 2,836,356 50,290 SH SOLE 2,100 AMERICAN FINANCIAL GROUP COM 025932104 255,300 7,500 SH SOLE 0 AMERICAN SOFTWARE COM 029683109 209,300 26,000 SH SOLE 7,500 AMERISERV FINANCIAL COM 03074A102 118,115 24,762 SH SOLE 0 AMGEN INC COM 031162100 221,285 3,960 SH SOLE 0 APPLE COMPUTER COM 037833100 427,386 4,600 SH SOLE 500 APPLIED MATERIALS COM 038222105 3,498,845 190,985 SH SOLE 6,500 APRIA HEALTH GROUP COM 037933108 295,088 9,150 SH SOLE 1,450 ASYST TECHNOLOGIES COM 04648X107 769,680 109,485 SH SOLE 101,920 AT&T INC COM 00206R102 1,394,915 35,377 SH SOLE 0 AUTOMATIC DATA PROCESSING COM 053015103 467,302 9,655 SH SOLE 0 AVX COM 002444107 4,705,920 309,600 SH SOLE 0 BANK OF AMERICA COM 060505104 2,164,217 42,419 SH SOLE 2,600 BAR HARBOR BANKSHARES COM 066849100 6,417,843 199,250 SH SOLE 6,400 BARR PHARMACEUTICALS COM 068306109 750,870 16,200 SH SOLE 16,200 BAUSCH & LOMB COM 071707103 5,602,532 109,510 SH SOLE 7,900 BEAR STEARNS COMPANIES COM 073902108 751,750 5,000 SH SOLE 1,000 BENCHMARK ELECTRONICS COM 08160H101 843,961 40,850 SH SOLE 3,150 BERKSHIRE BANCORP COM 084597202 1,374,503 87,270 SH SOLE 14,100 BERKSHIRE HATHAWAY A SHARES COM 084670108 2,179,800 20 SH SOLE 0 BERKSHIRE HATHAWAY B SHARES COM 084670207 7,891,520 2,168 SH SOLE 136 BNCCORP INC COM 055936108 403,025 24,500 SH SOLE 2,000 BOSTON PRIVATE FINANCIAL HLDGS COM 101119105 932,528 33,400 SH SOLE 3,000 BORLAND SOFTWARE COM 099849101 2,536,188 481,250 SH SOLE 462,100 BOSTON COMMUNICATIONS GROUP COM 100582105 397,260 220,700 SH SOLE 213,200 BP PLC COM 055622104 1,778,294 27,464 SH SOLE 0 BRESLER & REINER COM 107336109 904,400 23,800 SH SOLE 3,300 BRIGGS & STRATTON CORP COM 109043109 644,765 20,900 SH SOLE 2,800 BRISTOL-MYERS SQUIBB COM 110122108 581,414 20,944 SH SOLE 0 BROOKS AUTOMATION COM 114340102 4,910,045 286,300 SH SOLE 178,500 BRUKER BIOSCIENCES COM 116794108 1,819,960 173,000 SH SOLE 32,000 CABELA'S INC COM 126804301 12,918,939 520,715 SH SOLE 16,300 CALAMP CORP COM 128126109 1,863,269 215,906 SH SOLE 62,906 CALIFORNIA PIZZA KITCHEN COM 13054D109 10,854,851 330,035 SH SOLE 17,000 CARNIVAL CRUISE LINES COM 143658300 716,021 15,280 SH SOLE 0 CARRIAGE SERVICES COM 143905107 525,850 65,000 SH SOLE 2,800 CBS CLASS B COM 124857202 846,915 27,686 SH SOLE 1,500 CENTENNIAL BANK HOLDINGS COM 151345303 116,775 13,500 SH SOLE 6,000 CENTRUE FINANCIAL COM 15643B106 331,227 17,100 SH SOLE 2,000 Shufro, Rose & CO LLC Page: 2 Form 13F Information Table As of Date: 3/31/2007 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Shared None (X $1000) Prn Amt Prn Call Dscretn - Managers - Sole CHARMING SHOPPES COM 161133103 9,619,908 742,850 SH SOLE 41,900 CHEMICAL FINANCIAL COM 163731102 646,741 21,710 SH SOLE 1,575 CHESAPEAKE ENERGY COM 165167107 1,460,624 47,300 SH SOLE 3,000 CHEVRON CORP COM 166764100 3,250,690 43,952 SH SOLE 0 CHICOS FAS COM 168615102 12,073,306 494,200 SH SOLE 47,500 CIMAREX ENERGY COM 171798101 1,304,955 35,250 SH SOLE 2,700 CISCO SYSTEMS COM 17275R102 690,510 27,047 SH SOLE 100 CITIGROUP COM 172967101 5,731,444 111,637 SH SOLE 789 CITIZENS BANKING COM 174420109 753,440 34,000 SH SOLE 4,000 CMGI INC COM 125750109 1,080,776 509,800 SH SOLE 485,300 COCA-COLA COM 191216100 323,040 6,730 SH SOLE 0 COHERENT INC COM 192479103 710,976 22,400 SH SOLE 22,400 COLGATE PALMOLIVE COM 194162103 3,466,735 51,905 SH SOLE 0 COLUMBIA FINANCIAL COM 197642101 206,720 12,800 SH SOLE 3,000 COMCAST NEW CLASS A COM 20030N101 408,894 15,757 SH SOLE 0 COMMERCE GROUP COM 200641108 19,186,248 638,690 SH SOLE 17,670 COMMUNITY BANK SYSTEMS COM 203607106 938,785 44,875 SH SOLE 2,500 CONCORD CAMERA NEW COM 206156200 92,840 19,880 SH SOLE 19,880 CONOCOPHILLIPS COM 20825C104 387,955 5,676 SH SOLE 1,000 CONSOLIDATED ENERGY COM 20854P109 915,642 23,400 SH SOLE 2,000 CONSOLIDATED TOMOKA LAND COM 210226106 377,250 5,000 SH SOLE 1,000 COOLBRANDS INTERNATIONAL COM 21639P208 245,813 246,800 SH SOLE 42,500 CORGI INTERNATIONAL LTD ADR COM 21872Q202 90,802 18,531 SH SOLE 18,365 CORNING COM 219350105 332,754 14,633 SH SOLE 0 COSTCO WHOLESALE COM 22160K105 608,392 11,300 SH SOLE 0 COST PLUS COM 221485105 1,108,000 110,800 SH SOLE 110,800 CRAWFORD & CO COM 224633107 1,394,900 240,500 SH SOLE 240,500 CREDENCE SYSTEMS COM 225302108 2,302,006 695,470 SH SOLE 408,000 CURAGEN COM 23126R101 73,920 24,000 SH SOLE 5,000 DELL INC COM 24702R101 792,970 34,165 SH SOLE 0 DESIGN WITHIN REACH COM 250557105 172,200 30,000 SH SOLE 30,000 DIGIMARC CORP COM 253807101 429,675 42,500 SH SOLE 42,500 DISCOVERY HOLDING CLASS A COM 25468Y107 199,736 10,441 SH SOLE 2,500 DISNEY WALT COM 254687106 6,465,403 187,784 SH SOLE 3,000 DOLLAR TREE STORES COM 256747106 12,755,526 333,565 SH SOLE 80,980 DONEGAL GROUP COM 257701201 5,272,969 310,540 SH SOLE 21,250 DOT HILL SYSTEMS COM 25848T109 904,835 247,900 SH SOLE 230,600 DOW CHEMICAL COM 260543103 10,174,270 221,855 SH SOLE 6,000 D R HORTON COM 23331A109 7,404,430 336,565 SH SOLE 10,650 DRUGSTORE.COM COM 262241102 815,796 316,200 SH SOLE 303,400 DUPONT COM 263534109 21,152,481 427,928 SH SOLE 3,223 EASTERN CO COM 276317104 205,889 7,575 SH SOLE 0 EBAY COM 278642103 228,735 6,900 SH SOLE 0 EL PASO CORPORATION COM 28336L109 607,740 42,000 SH SOLE 5,000 EMERSON ELECTRIC COM 291011104 215,450 5,000 SH SOLE 0 ENESCO GROUP COM 292973104 48 12,100 SH SOLE 6,000 ENZO BIOCHEM COM 294100102 717,129 47,555 SH SOLE 6,520 EPLUS INC COM 294268107 105,800 10,000 SH SOLE 10,000 ESPEED INC COM 296643109 1,102,000 116,000 SH SOLE 106,000 ETHAN ALLEN INTERIORS COM 297602104 12,434,202 351,845 SH SOLE 12,890 EUROPEAN EQUITY FUND COM 298768102 3,634,824 299,903 SH SOLE 18,079 Shufro, Rose & CO LLC Page: 3 Form 13F Information Table As of Date: 3/31/2007 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Shared None (X $1000) Prn Amt Prn Call Dscretn - Managers - Sole EXCAPSA SOFTWARE COM 30066E107 6,840 38,000 SH SOLE 38,000 EXTREME NETWORKS COM 30226D106 84,600 20,000 SH SOLE 20,000 EXXON MOBIL COM 30231G102 28,295,787 375,027 SH SOLE 6,000 FAMILY DOLLAR STORES COM 307000109 897,486 30,300 SH SOLE 0 FASTENAL COM 311900104 1,040,985 29,700 SH SOLE 2,200 FRESH DEL MONTE PRODUCE INC COM G36738105 511,275 25,500 SH SOLE 25,500 FEDERAL SIGNAL COM 313855108 9,906,649 638,315 SH SOLE 26,100 FIFTH THIRD BANCORP COM 316773100 5,701,552 147,365 SH SOLE 8,500 FIRST ALBANY COMPANIES COM 318465101 100,480 62,800 SH SOLE 52,200 FIRST BANK OF DELAWARE COM 319307104 519,574 140,047 SH SOLE 12,635 FIRST DATA COM 319963104 1,240,090 46,100 SH SOLE 0 FIRST HORIZON NATIONAL COM 320517105 473,442 11,400 SH SOLE 2,100 FIRST NATIONAL BANK ALASKA COM 32112J106 6,590,160 3,051 SH SOLE 160 FIRST NIAGARA FINANCIAL COM 33582V108 378,352 27,200 SH SOLE 3,000 FLEXIINTERNATIONAL SOFTWARE COM 338923105 18,000 75,000 SH SOLE 75,000 FLEXTRONICS INTERNATIONAL LTD COM Y2573F102 11,660,607 1,065,869 SH SOLE 161,730 FLORIDA ROCK INDUSTRIES COM 341140101 316,263 4,700 SH SOLE 0 FORD MOTOR CO COM 345370860 99,430 12,602 SH SOLE 0 FOSSIL INC COM 349882100 1,079,976 40,800 SH SOLE 0 FRANKLIN BANK COM 352451108 1,020,377 57,100 SH SOLE 4,500 FREDS INC COM 356108100 646,800 44,000 SH SOLE 44,000 FRIEDMAN INDUSTRIES COM 358435105 724,416 78,400 SH SOLE 9,000 GENERAL ELECTRIC COM 369604103 55,212,129 1,561,429 SH SOLE 22,160 GENESIS MICROCHIP COM 37184C103 4,652,897 500,850 SH SOLE 75,000 GERON CORP COM 374163103 275,100 39,300 SH SOLE 9,000 GIGA TRONICS COM 375175106 31,086 15,700 SH SOLE 15,700 GLATFELTER COM 377316104 445,809 29,900 SH SOLE 0 GLAXO SMITHKLINE PLC COM 37733W105 290,391 5,255 SH SOLE 0 GLOBAL AIRCRAFT SOLUTIONS COM 378964100 16,200 30,000 SH SOLE 30,000 GRAND BANKS ENERGY COM 38522T105 10,190 10,000 SH SOLE 10,000 GREATER CHINA FUND COM 39167B102 446,161 19,466 SH SOLE 2,500 GSI GROUP COM 36229U102 158,560 16,000 SH SOLE 16,000 HEALTH FITNESS COM 42217V102 112,590 40,500 SH SOLE 25,000 HELEN OF TROY LTD BERMUDA COM G4388N106 510,975 22,500 SH SOLE 22,500 HEWLETT PACKARD COM 428236103 12,677,938 315,843 SH SOLE 4,001 HOME DEPOT COM 437076102 4,477,136 121,860 SH SOLE 0 HOOPER HOLMES COM 439104100 2,301,156 514,800 SH SOLE 51,600 HORNBECK OFFSHORE SERVICES COM 440543106 2,226,105 77,700 SH SOLE 500 HUDSON HOLDING COM 443793104 11,250 15,000 SH SOLE 15,000 HUMAN GENOME SCIENCES COM 444903108 345,171 32,502 SH SOLE 10,000 ILLINOIS TOOL WORKS COM 452308109 417,960 8,100 SH SOLE 0 IMMERSION CORP COM 452521107 368,918 40,900 SH SOLE 0 INFOCUS GROUP COM 45665B106 165,760 59,200 SH SOLE 59,200 INFOSONICS CORP COM 456784107 130,320 36,000 SH SOLE 36,000 INTEL COM 458140100 25,832,635 1,350,373 SH SOLE 177,845 INTERPUBLIC GROUP OF COMPANIES COM 460690100 800,150 65,000 SH SOLE 65,000 INTL BUSINESS MACHINES COM 459200101 14,942,284 158,522 SH SOLE 5,150 INTL COAL GROUP COM 45928H106 1,689,424 321,795 SH SOLE 15,675 INTL FRONTIER RESOURCES COM 459976106 13,290 10,000 SH SOLE 10,000 INTL PAPER COM 460146103 33,291,222 914,594 SH SOLE 21,290 INTERNATIONAL RECTIFIER COM 460254105 3,859,783 101,015 SH SOLE 0 Shufro, Rose & CO LLC Page: 4 Form 13F Information Table As of Date: 3/31/2007 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Shared None (X $1000) Prn Amt Prn Call Dscretn - Managers - Sole INTERPOOL INC COM 46062R108 7,289,126 298,490 SH SOLE 19,915 INVACARE CORP COM 461203101 4,562,478 261,610 SH SOLE 1,400 JAKKS PACIFIC COM 47012E106 788,700 33,000 SH SOLE 33,000 JAPAN EQUITY FUND COM 471057109 8,805,420 1,033,500 SH SOLE 71,500 JETBLUE AIRWAYS COM 477143101 142,920 12,417 SH SOLE 0 JOHNSON & JOHNSON COM 478160104 10,144,771 168,350 SH SOLE 1,000 JOY GLOBAL COM 481165108 565,422 13,180 SH SOLE 1,100 KADANT COM 48282T104 10,620,514 418,790 SH SOLE 1,700 KEMET CORP COM 488360108 6,194,588 809,750 SH SOLE 275,150 KIMBERLY-CLARK COM 494368103 790,375 11,540 SH SOLE 0 KINDRED HEALTHCARE COM 494580103 839,168 25,600 SH SOLE 700 KOMAG INC COM 500453204 371,486 11,350 SH SOLE 5,150 KYOCERA CORP ADR COM 501556203 6,775,976 71,970 SH SOLE 1,250 LA BARGE INC COM 502470107 230,100 17,700 SH SOLE 4,000 LAKELAND INDUSTRIES COM 511795106 170,758 12,197 SH SOLE 3,500 LATTICE INCORPORATED COM 518414107 23,043 46,085 SH SOLE 2,485 LEAR CORP COM 521865105 423,516 11,600 SH SOLE 8,400 LEXINGTON PROPERTY TRUST COM 529043101 1,294,213 61,250 SH SOLE 6,200 LIBBEY INC COM 529898108 213,104 15,200 SH SOLE 15,000 LIBERTY MEDIA HLDG CAPITAL A COM 53071M302 4,800,048 43,404 SH SOLE 1,990 LIBERTY GLOBAL A COM 530555101 494,411 15,014 SH SOLE 3,000 LIBERTY MEDIA HLDG INTRACTVE A COM 53071M104 6,124,193 257,103 SH SOLE 12,450 LOWES COMPANIES COM 548661107 562,978 17,878 SH SOLE 13,500 LSI LOGIC COM 502161102 2,150,431 205,980 SH SOLE 201,300 M & T BANK COM 55261F104 11,446,089 98,818 SH SOLE 4,507 MAGELLAN PETROLEUM COM 559091301 14,000 10,000 SH SOLE 10,000 MANHATTAN PHARMACEUTICALS COM 563118207 8,800 10,000 SH SOLE 10,000 MARSH & MCLENNAN COM 571748102 579,942 19,800 SH SOLE 1,000 MEADOWBROOK INSURANCE GROUP COM 58319P108 506,639 46,100 SH SOLE 9,000 MEDTRONIC COM 585055106 361,131 7,361 SH SOLE 0 MELLON FINANCIAL COM 58551A108 1,277,505 29,613 SH SOLE 0 MEMORY PHARMACEUTICALS COM 58606R403 47,040 28,000 SH SOLE 5,000 MERCK & CO COM 589331107 1,171,609 26,525 SH SOLE 1,850 MEREDITH CORP COM 589433101 3,457,461 60,245 SH SOLE 3,000 MERRILL LYNCH COM 590188108 10,891,756 133,363 SH SOLE 58,775 META FINANCIAL GROUP COM 59100U108 549,862 17,792 SH SOLE 3,000 METLIFE COM 59156R108 15,134,845 239,665 SH SOLE 8,910 MFA MORTGAGE INVESTMENTS COM 55272X102 333,410 43,300 SH SOLE 0 MFS CHARTER INCOME TRUST COM 552727109 751,568 87,800 SH SOLE 0 MICROSOFT COM 594918104 619,634 22,233 SH SOLE 0 MONACO COACH COM 60886R103 14,198,807 891,325 SH SOLE 50,050 MONMOUTH REAL ESTATE INVT CORP COM 609720107 334,025 38,750 SH SOLE 9,000 JPMORGAN CHASE & CO COM 46625H100 24,836,308 513,359 SH SOLE 3,352 MORGAN STANLEY COM 617446448 568,726 7,221 SH SOLE 0 MORGAN STANLEY ASIA PACIFIC FD COM 61744U106 2,077,264 109,100 SH SOLE 3,000 MUELLER WATER PRODUCTS COM 624758108 984,653 71,300 SH SOLE 7,000 MYLAN LABORATORIES COM 628530107 1,150,016 54,400 SH SOLE 54,400 NANOPHASE TECHNOLOGIES COM 630079101 69,266 11,800 SH SOLE 8,000 NASDAQ 100 SHARES COM 631100104 414,710 9,527 SH SOLE 0 NATURES SUNSHINE PRODUCTS COM 639027101 261,140 22,000 SH SOLE 22,000 NATIONAL WESTERN LIFE INSUR COM 638522102 11,784,672 48,140 SH SOLE 2,400 Shufro, Rose & CO LLC Page: 5 Form 13F Information Table As of Date: 3/31/2007 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Shared None (X $1000) Prn Amt Prn Call Dscretn - Managers - Sole NAVARRE CORP COM 639208107 583,875 155,700 SH SOLE 155,700 NEOMAGIC CORP COM 640497202 599,036 185,460 SH SOLE 182,440 NESTLE SA ADR COM 641069406 402,193 4,150 SH SOLE 0 NETWORK EQUIPMENT TECHNOLOGIES COM 641208103 2,933,280 302,400 SH SOLE 7,700 NEWALLIANCE BANCSHARES COM 650203102 199,383 12,300 SH SOLE 3,000 NEWCASTLE INVESTMENT COM 65105M108 1,688,757 60,900 SH SOLE 4,200 NEWPORT CORP COM 651824104 3,740,545 228,500 SH SOLE 22,600 NIKE COM 654106103 478,170 4,500 SH SOLE 0 OLD REPUBLIC COM 680223104 1,873,254 84,686 SH SOLE 5,000 ON ASSIGNMENT COM 682159108 613,054 49,400 SH SOLE 49,400 ORACLE COM 68389X105 349,818 19,295 SH SOLE 0 PAMRAPO BANCORP COM 697738102 799,105 35,500 SH SOLE 3,000 PARAMETRIC TECHNOLOGY NEW COM 699173209 228,000 12,000 SH SOLE 11,200 PCTEL COM 69325Q105 346,797 34,100 SH SOLE 34,100 PDI INC COM 69329V100 1,214,276 127,550 SH SOLE 125,500 PEPSICO INC COM 713448108 1,980,085 31,153 SH SOLE 0 PFIZER INC COM 717081103 14,750,656 583,953 SH SOLE 31,450 PHOENIX TECHNOLOGIES LTD COM 719153108 1,136,875 181,900 SH SOLE 176,700 PIPER JAFFRAY COM 724078100 538,878 8,700 SH SOLE 1,000 PLANAR SYSTEMS COM 726900103 4,693,071 541,300 SH SOLE 41,500 PMA CAPITAL CL A COM 693419202 164,325 17,500 SH SOLE 5,000 PNC FINANCIAL SERVICES GROUP COM 693475105 901,424 12,525 SH SOLE 0 PROCTER & GAMBLE COM 742718109 203,754 3,226 SH SOLE 0 QUALCOMM COM 747525103 959,850 22,500 SH SOLE 2,000 RAIT FINANCIAL TRUST COM 749227104 734,822 26,300 SH SOLE 500 REGAL-BELOIT COM 758750103 5,240,940 113,000 SH SOLE 6,500 REGENERON PHARMACEUTICALS COM 75886F107 205,390 9,500 SH SOLE 0 REPUBLIC FIRST BANCORP COM 760416107 710,165 55,137 SH SOLE 7,833 RICHARDSON ELECTRONICS COM 763165107 275,459 29,524 SH SOLE 2,024 ROYAL DUTCH SHELL PLC ADR A COM 780259206 454,818 6,860 SH SOLE 0 SAFECO COM 786429100 345,436 5,200 SH SOLE 0 SAKS INC COM 79377W108 19,690,882 944,860 SH SOLE 9,120 SALISBURY BANCORP COM 795226109 2,199,600 60,000 SH SOLE 1,500 SAPIENT COM 803062108 768,320 112,000 SH SOLE 112,000 SCHEIN (HENRY) COM 806407102 1,699,544 30,800 SH SOLE 600 SCHLUMBERGER LTD COM 806857108 375,075 5,428 SH SOLE 0 SCHMITT INDUSTRIES COM 806870200 1,050,036 137,800 SH SOLE 13,000 SEABOARD CORP COM 811543107 700,600 310 SH SOLE 0 SE FINANCIAL COM 78412R108 654,299 53,195 SH SOLE 0 SEMCO ENERGY COM 78412D109 76,200 10,000 SH SOLE 10,000 SENECA FOODS NEW COM 817070501 609,140 22,900 SH SOLE 6,500 SIFCO INDUSTRIES COM 826546103 364,998 38,100 SH SOLE 38,100 SILICON STORAGE TECHNOLOGY COM 827057100 502,860 102,000 SH SOLE 102,000 SIMPSON MANUFACTURING COM 829073105 553,115 17,935 SH SOLE 6,100 SONOSITE COM 83568G104 8,761,165 310,020 SH SOLE 13,850 SPANISH BROADCASTING SYSTEM A COM 846425882 168,000 42,000 SH SOLE 42,000 SPANSION INC COM 84649R101 1,610,909 132,150 SH SOLE 132,150 STARRETT L S COM 855668109 388,800 21,600 SH SOLE 0 STATE STREET COM 857477103 8,235,229 127,185 SH SOLE 0 STONERIDGE COM 86183P102 2,885,260 278,500 SH SOLE 278,500 STRATTEC SECURITY COM 863111100 4,229,537 98,430 SH SOLE 0 Shufro, Rose & CO LLC Page: 6 Form 13F Information Table As of Date: 3/31/2007 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Shared None (X $1000) Prn Amt Prn Call Dscretn - Managers - Sole SUNTERRA CORPORATION COM 86787D208 988,708 62,975 SH SOLE 4,000 SUPERIOR INDUSTRIES INTL COM 868168105 2,956,194 141,920 SH SOLE 3,900 SWISS HELVETIA FUND COM 870875101 12,622,894 627,380 SH SOLE 33,400 SYMMETRICOM INC COM 871543104 1,912,320 230,400 SH SOLE 40,100 TARGET CORP COM 87612E106 999,361 16,864 SH SOLE 0 TARRAGON REALTY INVESTORS COM 876287103 313,174 30,200 SH SOLE 7,500 TASTY BAKING COM 876553306 338,724 38,800 SH SOLE 38,800 TELLABS COM 879664100 1,181,070 119,300 SH SOLE 63,750 TERADYNE COM 880770102 13,519,548 817,385 SH SOLE 201,275 TEXAS INSTRUMENTS COM 882508104 528,255 17,550 SH SOLE 10,500 THERMO FISHER SCIENTIFIC COM 883556102 4,351,163 93,073 SH SOLE 3,223 TIME WARNER COM 887317105 3,023,411 153,317 SH SOLE 0 TRANSATLANTIC HOLDINGS COM 893521104 9,346,022 143,520 SH SOLE 6,200 TRANSWITCH CORP COM 894065101 95,400 60,000 SH SOLE 60,000 UNITED CAPITAL COM 909912107 617,391 18,100 SH SOLE 3,000 UNITED PANAM FINANCIAL COM 911301109 315,000 25,200 SH SOLE 0 UNITED PARCEL SERVICE COM 911312106 8,774,067 125,165 SH SOLE 5,900 UNUM GROUP COM 91529Y106 1,169,924 50,800 SH SOLE 3,000 USEC INC COM 90333E108 799,500 49,200 SH SOLE 9,000 US ENERGY SYSTEMS COM 902951102 113,180 24,728 SH SOLE 0 UTSTARCOM INC COM 918076100 3,005,457 362,540 SH SOLE 347,700 VALENCE TECH COM 918914102 275,058 233,100 SH SOLE 223,100 VARIAN INC COM 922206107 12,836,251 220,327 SH SOLE 2,610 VERIZON COMMUNICATIONS COM 92343V104 244,205 6,440 SH SOLE 0 VIACOM CLASS B COM 92553P201 5,537,846 134,708 SH SOLE 1,841 VITESSE SEMICONDUCTOR COM 928497106 1,133,285 1,011,862 SH SOLE 960,700 VODAFONE GROUP PLC NEW COM 92857W209 560,165 20,855 SH SOLE 0 WAL-MART STORES COM 931142103 541,615 11,536 SH SOLE 0 WASHINGTON POST COM 939640108 1,436,144 1,881 SH SOLE 40 WATSON PHARMACEUTICALS COM 942683103 12,008,338 454,345 SH SOLE 25,400 WEBMETHODS INC COM 94768C108 266,030 37,000 SH SOLE 37,000 WESTERN UNION COM 959802109 999,823 45,550 SH SOLE 0 WILLIAMS-SONOMA COM 969904101 333,324 9,400 SH SOLE 8,900 WILLOW FINANCIAL BANCORP COM 97111W101 331,530 25,700 SH SOLE 5,000 WILSONS LEATHER EXPERTS COM 972463103 105,450 70,300 SH SOLE 70,300 WIRELESS FACILITIES COM 97653A103 1,352,390 1,040,300 SH SOLE 303,300 WRIGLEY WILLIAM JR COM 982526105 4,436,767 87,115 SH SOLE 17,270 WYETH COM 983024100 882,129 17,632 SH SOLE 0 YUM BRANDS COM 988498101 218,044 3,775 SH SOLE 0 3COM COM 885535104 1,009,562 258,200 SH SOLE 250,300 3M COMPANY COM 88579Y101 29,979,897 392,253 SH SOLE 8,845 Line Count: 296
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