-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ln+9IHIAZb6spAr479HY3yC9gkrBIckl34XRqMiwSAwA7nsYLGkL07WhIwkmhjnX 3N0JdNO0lrrtVjSP2M7TMA== 0000908195-07-000001.txt : 20070124 0000908195-07-000001.hdr.sgml : 20070124 20070124111748 ACCESSION NUMBER: 0000908195-07-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070124 DATE AS OF CHANGE: 20070124 EFFECTIVENESS DATE: 20070124 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHUFRO ROSE & CO LLC CENTRAL INDEX KEY: 0000908195 IRS NUMBER: 135390713 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04541 FILM NUMBER: 07548653 BUSINESS ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151-2600 BUSINESS PHONE: 2127545100 MAIL ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151-2600 FORMER COMPANY: FORMER CONFORMED NAME: SHUFRO ROSE EHRMAN DATE OF NAME CHANGE: 19930624 13F-HR 1 shufrorose12312006.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2006 Check here if Amendment (); Amendment Number: This Amendment (Check only one): ( ) is a restatement. (X) adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Shufro Rose & Co, LLC Address: 745 Fifth Avenue 26th Floor New York, NY 10151 13F File Number:28-792 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Steven J. Glass Title: Managing Director Phone: 212-754-5100 Signature, Place, and Date of Signing: Steven J. Glass New York, NY January 24, 2007 Report Type (Check only one): (X) 13F HOLDINGS REPORT ( ) 13F NOTICE ( ) 13F COMBINATION REPORT I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE AS OF DATE: 12/31/06 RUN DATE: 1/24/07 11:17 A.M. REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 305 FORM 13F INFORMATION TABLE VALUE TOTAL: $943,132,845.59 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME Shufro, Rose & CO LLC Page: 1 Form 13F Information Table As of Date: 12/31/2006 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Shared None (X $1000) Prn Amt Prn Call Dscretn - Managers - Sole NETWORK EQP TECH 7.25% 5-15-14 CONV BND 641208AA1 2,929,875 3,606,000 PRN SOLE 145,000 HUNTSMAN CORP 5% CONV PFD CONV PFD 447011206 418,482 10,050 SH SOLE 0 ABX AIR COM 00080S101 173,250 25,000 SH SOLE 13,000 ACUSPHERE INC COM 00511R870 31,720 13,000 SH SOLE 10,000 ADAPTEC COM 00651F108 8,572,420 1,839,575 SH SOLE 725,575 AFFILIATED COMPUTER SERV CL A COM 008190100 434,676 8,900 SH SOLE 8,900 AGILYSYS COM 00847J105 5,595,847 334,280 SH SOLE 0 AGRIUM INC COM 008916108 21,017,213 667,425 SH SOLE 26,915 ALASKA PACIFIC BANCSHARES COM 011757101 620,305 25,900 SH SOLE 3,600 ALBANY MOLECULAR RESEARCH COM 012423109 1,383,360 131,000 SH SOLE 126,600 ALLOY INC COM 019855303 141,285 12,275 SH SOLE 12,275 ALLTEL CORP COM 020039103 683,424 11,300 SH SOLE 1,000 AMERICAS CAR-MART COM 03062T105 244,316 20,600 SH SOLE 20,200 AMERICAN AXLE & MANUFACTURING COM 024061103 12,906,648 679,655 SH SOLE 178,235 AMERICAN EXPRESS COM 025816109 3,098,417 51,070 SH SOLE 3,450 AMERICAN FINANCIAL GROUP COM 025932104 269,325 7,500 SH SOLE 0 AMERICAN SOFTWARE COM 029683109 207,900 30,000 SH SOLE 7,500 AMERISERV FINANCIAL COM 03074A102 122,077 24,762 SH SOLE 0 AMGEN INC COM 031162100 270,508 3,960 SH SOLE 0 APAC CUSTOMER SERVICES COM 00185E106 97,875 26,100 SH SOLE 26,100 APPLE COMPUTER COM 037833100 390,264 4,600 SH SOLE 500 APPLIED MATERIALS COM 038222105 3,472,013 188,185 SH SOLE 6,500 APRIA HEALTH GROUP COM 037933108 245,846 9,225 SH SOLE 1,450 ASYST TECHNOLOGIES COM 04648X107 800,518 109,510 SH SOLE 101,920 AT&T INC COM 00206R102 657,335 18,387 SH SOLE 0 AUTOMATIC DATA PROCESSING COM 053015103 574,009 11,655 SH SOLE 0 BANK OF AMERICA COM 060505104 2,093,902 39,219 SH SOLE 2,600 BAR HARBOR BANKSHARES COM 066849100 6,332,538 199,450 SH SOLE 6,400 BAUSCH & LOMB COM 071707103 7,486,488 143,805 SH SOLE 8,000 BEAR STEARNS COMPANIES COM 073902108 862,734 5,300 SH SOLE 1,000 BELLSOUTH COM 079860102 580,772 12,328 SH SOLE 0 BERKSHIRE BANCORP COM 084597202 1,422,501 87,270 SH SOLE 14,100 BERKSHIRE HATHAWAY A SHARES COM 084670108 2,199,800 20 SH SOLE 0 BERKSHIRE HATHAWAY B SHARES COM 084670207 8,296,158 2,263 SH SOLE 136 BNCCORP INC COM 055936108 213,510 16,500 SH SOLE 4,000 BOSTON PRIVATE FINANCIAL HLDGS COM 101119105 942,214 33,400 SH SOLE 3,000 BORLAND SOFTWARE COM 099849101 1,271,872 233,800 SH SOLE 224,300 BOSTON COMMUNICATIONS GROUP COM 100582105 551,750 220,700 SH SOLE 213,200 BP PLC COM 055622104 1,842,834 27,464 SH SOLE 0 BRESLER & REINER COM 107336109 899,415 25,300 SH SOLE 3,300 BRIGGS & STRATTON CORP COM 109043109 274,890 10,200 SH SOLE 1,800 BRISTOL-MYERS SQUIBB COM 110122108 574,942 21,844 SH SOLE 0 BROOKS AUTOMATION COM 114340102 4,209,120 292,300 SH SOLE 178,500 BRUKER BIOSCIENCES COM 116794108 3,759,506 500,600 SH SOLE 39,100 CABELA'S INC COM 126804301 12,622,765 523,115 SH SOLE 16,300 CALAMP CORP COM 128126109 1,822,247 215,906 SH SOLE 62,906 CALIFORNIA PIZZA KITCHEN COM 13054D109 11,521,429 345,885 SH SOLE 17,000 CARNIVAL CRUISE LINES COM 143658300 774,009 15,780 SH SOLE 1,300 CARRIAGE SERVICES COM 143905107 354,264 69,600 SH SOLE 2,800 CBS CLASS B COM 124857202 910,643 29,206 SH SOLE 1,500 CENTRUE FINANCIAL COM 15643B106 332,937 17,100 SH SOLE 2,000 Shufro, Rose & CO LLC Page: 2 Form 13F Information Table As of Date: 12/31/2006 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Shared None (X $1000) Prn Amt Prn Call Dscretn - Managers - Sole CHARMING SHOPPES COM 161133103 10,065,644 743,950 SH SOLE 41,900 CHEMICAL FINANCIAL COM 163731102 775,391 23,285 SH SOLE 2,100 CHESAPEAKE ENERGY COM 165167107 1,417,640 48,800 SH SOLE 3,000 CHEVRON CORP COM 166764100 3,231,791 43,952 SH SOLE 0 CHICOS FAS COM 168615102 7,017,014 339,150 SH SOLE 34,400 CIMAREX ENERGY COM 171798101 1,366,925 37,450 SH SOLE 2,700 CISCO SYSTEMS COM 17275R102 693,089 25,360 SH SOLE 100 CITIGROUP COM 172967101 6,492,671 116,565 SH SOLE 1,389 CITIZENS BANKING COM 174420109 935,450 35,300 SH SOLE 4,000 CMGI INC COM 125750109 1,357,996 1,013,430 SH SOLE 988,930 COCA-COLA COM 191216100 323,516 6,705 SH SOLE 0 COLGATE PALMOLIVE COM 194162103 3,399,330 52,105 SH SOLE 0 COLLINS & AIKMAN COM 194830204 1,267 28,800 SH SOLE 28,800 COMCAST NEW CLASS A COM 20030N101 702,847 16,604 SH SOLE 3,100 COMMERCE GROUP COM 200641108 17,482,141 587,635 SH SOLE 20,170 COMMUNITY BANK SYSTEMS COM 203607106 1,108,025 48,175 SH SOLE 2,500 CONCORD CAMERA NEW COM 206156200 89,460 19,880 SH SOLE 19,880 CONOCOPHILLIPS COM 20825C104 358,023 4,976 SH SOLE 1,000 CONSOLIDATED EDISON COM 209115104 253,810 5,280 SH SOLE 0 CONSOLIDATED ENERGY COM 20854P109 790,398 24,600 SH SOLE 2,000 CONSOLIDATED TOMOKA LAND COM 210226106 362,000 5,000 SH SOLE 1,000 COOLBRANDS INTERNATIONAL COM 21639P208 295,081 266,800 SH SOLE 57,500 CORGI INTERNATIONAL LD ADR NEW COM 21872Q202 125,270 18,531 SH SOLE 18,365 CORNING COM 219350105 227,008 12,133 SH SOLE 1,500 COSTCO WHOLESALE COM 22160K105 682,023 12,900 SH SOLE 0 COST PLUS COM 221485105 1,141,240 110,800 SH SOLE 110,800 COUNTRYWIDE FINANCIAL COM 222372104 526,380 12,400 SH SOLE 1,500 CRAWFORD & CO COM 224633107 1,689,950 231,500 SH SOLE 231,500 CREDENCE SYSTEMS COM 225302108 1,968,564 378,570 SH SOLE 349,900 CURAGEN COM 23126R101 64,400 14,000 SH SOLE 5,000 DAG MEDIA COM 233729102 23,040 14,675 SH SOLE 0 DELL INC COM 24702R101 807,020 32,165 SH SOLE 0 DESIGN WITHIN REACH COM 250557105 147,900 30,000 SH SOLE 30,000 DIGIMARC CORP COM 253807101 374,850 42,500 SH SOLE 42,500 DISCOVERY HOLDING CLASS A COM 25468Y107 173,338 10,773 SH SOLE 2,500 DISNEY WALT COM 254687106 6,334,364 184,837 SH SOLE 3,000 DOLLAR TREE STORES COM 256747106 10,307,595 342,445 SH SOLE 89,780 DOT HILL SYSTEMS COM 25848T109 963,243 245,100 SH SOLE 230,300 DOW CHEMICAL COM 260543103 8,769,426 219,565 SH SOLE 6,000 D R HORTON COM 23331A109 8,838,256 333,645 SH SOLE 10,650 DRUGSTORE.COM COM 262241102 1,157,292 316,200 SH SOLE 303,400 DUPONT COM 263534109 21,124,894 433,687 SH SOLE 5,423 EL PASO CORPORATION COM 28336L109 547,024 35,800 SH SOLE 0 EMERSON ELECTRIC COM 291011104 220,450 5,000 SH SOLE 0 ENESCO GROUP COM 292973104 29,160 162,000 SH SOLE 155,900 ENZO BIOCHEM COM 294100102 703,796 49,320 SH SOLE 6,520 EPLUS INC COM 294268107 104,500 10,000 SH SOLE 10,000 ESPEED INC COM 296643109 1,216,089 139,300 SH SOLE 108,000 ETHAN ALLEN INTERIORS COM 297602104 12,511,393 346,480 SH SOLE 12,890 EUROPEAN EQUITY FUND COM 298768102 3,660,891 300,073 SH SOLE 18,079 EXCAPSA SOFTWARE COM 30066E107 6,840 38,000 SH SOLE 38,000 Shufro, Rose & CO LLC Page: 3 Form 13F Information Table As of Date: 12/31/2006 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Shared None (X $1000) Prn Amt Prn Call Dscretn - Managers - Sole EXTREME NETWORKS COM 30226D106 83,800 20,000 SH SOLE 20,000 EXXON MOBIL COM 30231G102 29,750,218 388,232 SH SOLE 6,000 FAMILY DOLLAR STORES COM 307000109 888,699 30,300 SH SOLE 0 FASTENAL COM 311900104 1,047,696 29,200 SH SOLE 700 FRIEDMAN BILLINGS RAMSEY GROUP COM 358434108 1,606,400 200,800 SH SOLE 107,100 FEDERAL SIGNAL COM 313855108 9,669,794 602,855 SH SOLE 26,100 FIFTH THIRD BANCORP COM 316773100 568,927 13,900 SH SOLE 0 FIRST ALBANY COMPANIES COM 318465101 228,288 98,400 SH SOLE 70,800 FIRST BANK OF DELAWARE COM 319307104 435,696 140,547 SH SOLE 13,135 FIRST DATA COM 319963104 1,206,330 47,270 SH SOLE 120 FIRST NATIONAL BANK ALASKA COM 32112J106 6,481,090 3,101 SH SOLE 160 FIRST NIAGARA FINANCIAL COM 33582V108 463,632 31,200 SH SOLE 3,000 FLEXIINTERNATIONAL SOFTWARE COM 338923105 10,125 75,000 SH SOLE 75,000 FLEXTRONICS INTERNATIONAL LTD COM Y2573F102 10,538,709 918,006 SH SOLE 164,430 FLORIDA ROCK INDUSTRIES COM 341140101 266,910 6,200 SH SOLE 1,500 FORD MOTOR CO COM 345370860 94,641 12,602 SH SOLE 0 FOSSIL INC COM 349882100 1,454,152 64,400 SH SOLE 12,200 FOUNDRY NETWORKS COM 35063R100 973,700 65,000 SH SOLE 65,000 FRANKLIN BANK COM 352451108 1,244,724 60,600 SH SOLE 4,500 FREDS INC COM 356108100 529,760 44,000 SH SOLE 44,000 FRIEDMAN INDUSTRIES COM 358435105 787,710 65,100 SH SOLE 7,500 GENERAL ELECTRIC COM 369604103 59,265,260 1,592,724 SH SOLE 27,377 GERON CORP COM 374163103 371,394 42,300 SH SOLE 9,000 GETTY REALTY COM 374297109 202,735 6,561 SH SOLE 0 GIGA TRONICS COM 375175106 32,028 15,700 SH SOLE 15,700 GLATFELTER COM 377316104 482,050 31,100 SH SOLE 0 GLAXO SMITHKLINE PLC COM 37733W105 277,254 5,255 SH SOLE 0 GLOBAL AIRCRAFT SOLUTIONS COM 378964100 20,800 20,000 SH SOLE 20,000 GREATER CHINA FUND COM 39167B102 719,790 22,865 SH SOLE 3,000 GSI GROUP COM 36229U102 96,900 10,000 SH SOLE 10,000 HANCOCK FABRICS COM 409900107 527,008 153,200 SH SOLE 153,200 HEALTH FITNESS COM 42217V102 125,875 47,500 SH SOLE 25,000 HEARST-ARGYLE TELEVISION COM 422317107 7,610,475 298,450 SH SOLE 10,000 HELEN OF TROY LTD BERMUDA COM G4388N106 606,500 25,000 SH SOLE 25,000 HEWITT ASSOCIATES COM 42822Q100 515,000 20,000 SH SOLE 20,000 HEWLETT PACKARD COM 428236103 13,476,421 327,177 SH SOLE 4,535 HOME DEPOT COM 437076102 5,072,007 126,295 SH SOLE 5,600 HOOPER HOLMES COM 439104100 2,683,748 810,800 SH SOLE 53,600 HUDSON HOLDING COM 443793104 11,850 15,000 SH SOLE 15,000 HUMAN GENOME SCIENCES COM 444903108 385,665 31,002 SH SOLE 10,000 IMMERSION CORP COM 452521107 296,525 40,900 SH SOLE 0 INFOCUS GROUP COM 45665B106 158,064 59,200 SH SOLE 59,200 INTEL COM 458140100 18,534,987 915,308 SH SOLE 167,045 INTERPUBLIC GROUP OF COMPANIES COM 460690100 1,187,280 97,000 SH SOLE 97,000 INTL BUSINESS MACHINES COM 459200101 15,463,366 159,170 SH SOLE 6,150 INTL COAL GROUP COM 45928H106 1,675,303 307,395 SH SOLE 22,675 INTL PAPER COM 460146103 30,629,950 898,239 SH SOLE 25,290 INTERNATIONAL RECTIFIER COM 460254105 3,825,066 99,275 SH SOLE 0 INTERPOOL INC COM 46062R108 7,038,134 301,290 SH SOLE 19,915 JAKKS PACIFIC COM 47012E106 1,179,360 54,000 SH SOLE 54,000 JAPAN EQUITY FUND COM 471057109 8,764,928 1,033,600 SH SOLE 71,500 Shufro, Rose & CO LLC Page: 4 Form 13F Information Table As of Date: 12/31/2006 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Shared None (X $1000) Prn Amt Prn Call Dscretn - Managers - Sole JOHNSON & JOHNSON COM 478160104 11,162,662 169,080 SH SOLE 1,000 JOY GLOBAL COM 481165108 613,918 12,700 SH SOLE 1,000 KADANT COM 48282T104 11,578,915 474,935 SH SOLE 500 KEMET CORP COM 488360108 5,868,105 803,850 SH SOLE 274,650 KIMBERLY-CLARK COM 494368103 852,093 12,540 SH SOLE 0 KINDRED HEALTHCARE COM 494580103 696,900 27,600 SH SOLE 700 KYOCERA CORP ADR COM 501556203 6,852,007 72,210 SH SOLE 1,250 LA BARGE INC COM 502470107 251,141 18,700 SH SOLE 4,000 LEAR CORP COM 521865105 847,511 28,700 SH SOLE 17,000 LEVEL 3 COMMUNICATIONS COM 52729N100 84,000 15,000 SH SOLE 15,000 LEXINGTON PROPERTY TRUST COM 529043101 1,367,620 61,000 SH SOLE 6,200 LIBBEY INC COM 529898108 187,568 15,200 SH SOLE 15,000 LIBERTY MEDIA HLDG CAPITAL A COM 53071M302 4,676,193 47,726 SH SOLE 2,490 LIBERTY GLOBAL A COM 530555101 657,449 22,554 SH SOLE 3,000 LIBERTY MEDIA HLDG INTRACTVE A COM 53071M104 5,675,779 263,133 SH SOLE 14,950 LOWES COMPANIES COM 548661107 401,150 12,878 SH SOLE 10,500 LSI LOGIC COM 502161102 1,853,820 205,980 SH SOLE 201,300 M & T BANK COM 55261F104 12,086,266 98,938 SH SOLE 4,507 MANHATTAN PHARMACEUTICALS COM 563118207 7,700 10,000 SH SOLE 10,000 MARSH & MCLENNAN COM 571748102 726,642 23,700 SH SOLE 3,000 MCDATA CORP CL B COM 580031102 116,812 21,200 SH SOLE 21,200 MEADOWBROOK INSURANCE GROUP COM 58319P108 475,709 48,100 SH SOLE 9,000 MEDTRONIC COM 585055106 474,152 8,861 SH SOLE 0 MELLON FINANCIAL COM 58551A108 1,298,768 30,813 SH SOLE 4,000 MEMORY PHARMACEUTICALS COM 58606R403 68,320 28,000 SH SOLE 5,000 MERCK & CO COM 589331107 1,197,169 27,458 SH SOLE 1,850 MEREDITH CORP COM 589433101 3,394,806 60,245 SH SOLE 3,000 MERRILL LYNCH COM 590188108 12,648,845 135,863 SH SOLE 59,775 META FINANCIAL GROUP COM 59100U108 589,802 19,792 SH SOLE 4,000 METLIFE COM 59156R108 14,331,464 242,865 SH SOLE 8,910 MFA MORTGAGE INVESTMENTS COM 55272X102 1,519,544 197,600 SH SOLE 14,000 MFS CHARTER INCOME TRUST COM 552727109 751,568 87,800 SH SOLE 0 MICROSOFT COM 594918104 1,114,763 37,333 SH SOLE 0 MITTAL STEEL COM 60684P101 742,368 17,600 SH SOLE 0 MONACO COACH COM 60886R103 12,658,403 893,955 SH SOLE 50,050 MONMOUTH REAL ESTATE INVT CORP COM 609720107 327,438 38,750 SH SOLE 9,000 JPMORGAN CHASE & CO COM 46625H100 24,978,393 517,151 SH SOLE 6,352 MORGAN STANLEY COM 617446448 588,006 7,221 SH SOLE 0 MORGAN STANLEY ASIA PACIFIC FD COM 61744U106 2,238,952 117,100 SH SOLE 3,000 MYLAN LABORATORIES COM 628530107 479,040 24,000 SH SOLE 24,000 NANOPHASE TECHNOLOGIES COM 630079101 70,446 11,800 SH SOLE 8,000 NASDAQ 100 SHARES COM 631100104 420,681 9,747 SH SOLE 2,500 NATURES SUNSHINE PRODUCTS COM 639027101 246,400 22,000 SH SOLE 22,000 NATIONAL WESTERN LIFE INSUR COM 638522102 11,118,063 48,310 SH SOLE 2,400 NAVARRE CORP COM 639208107 181,090 45,500 SH SOLE 45,500 NBTY INC COM 628782104 540,410 13,000 SH SOLE 0 NEOMAGIC CORP COM 640497202 1,081,019 184,160 SH SOLE 181,140 NESTLE SA ADR COM 641069406 368,018 4,150 SH SOLE 0 NETWORK EQUIPMENT TECHNOLOGIES COM 641208103 3,638,664 625,200 SH SOLE 51,100 NEWALLIANCE BANCSHARES COM 650203102 230,568 14,059 SH SOLE 3,000 NEWCASTLE INVESTMENT COM 65105M108 1,769,580 56,500 SH SOLE 4,200 Shufro, Rose & CO LLC Page: 5 Form 13F Information Table As of Date: 12/31/2006 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Shared None (X $1000) Prn Amt Prn Call Dscretn - Managers - Sole NEWPORT CORP COM 651824104 2,872,245 137,100 SH SOLE 0 NIKE COM 654106103 445,635 4,500 SH SOLE 0 OLD REPUBLIC COM 680223104 1,587,952 68,211 SH SOLE 5,000 ON ASSIGNMENT COM 682159108 580,450 49,400 SH SOLE 49,400 ORACLE COM 68389X105 330,716 19,295 SH SOLE 0 PAMRAPO BANCORP COM 697738102 902,440 38,500 SH SOLE 3,000 PARAMETRIC TECHNOLOGY NEW COM 699173209 216,240 12,000 SH SOLE 11,200 PATHMARK STORES COM 70322A101 769,350 69,000 SH SOLE 10,000 PCTEL COM 69325Q105 318,835 34,100 SH SOLE 34,100 PDI INC COM 69329V100 833,823 82,150 SH SOLE 80,100 PEPSICO INC COM 713448108 1,973,640 31,553 SH SOLE 4,000 PFIZER INC COM 717081103 14,983,594 578,517 SH SOLE 44,180 PHILIPS ELECTRONICS COM 500472303 397,747 10,584 SH SOLE 0 PHOENIX TECHNOLOGIES LTD COM 719153108 818,550 181,900 SH SOLE 176,700 PIPER JAFFRAY COM 724078100 566,805 8,700 SH SOLE 1,000 PLANAR SYSTEMS COM 726900103 4,819,528 498,400 SH SOLE 41,500 PMA CAPITAL CL A COM 693419202 161,350 17,500 SH SOLE 5,000 PNC FINANCIAL SERVICES GROUP COM 693475105 1,260,531 17,025 SH SOLE 0 PRICESMART INC COM 741511109 186,980 10,440 SH SOLE 10,440 PROCTER & GAMBLE COM 742718109 226,616 3,526 SH SOLE 0 QLT INC COM 746927102 116,748 13,800 SH SOLE 2,500 QUALCOMM COM 747525103 499,357 13,214 SH SOLE 0 QUICKSILVER COM 74838C106 475,650 30,200 SH SOLE 0 RAYTHEON COM 755111507 209,722 3,972 SH SOLE 0 REGAL-BELOIT COM 758750103 5,944,132 113,200 SH SOLE 6,500 REGENERON PHARMACEUTICALS COM 75886F107 439,533 21,900 SH SOLE 1,500 REPUBLIC FIRST BANCORP COM 760416107 713,969 55,137 SH SOLE 7,833 RESTORATION HARDWARE COM 760981100 165,945 19,500 SH SOLE 5,000 RICHARDSON ELECTRONICS COM 763165107 282,629 31,024 SH SOLE 2,024 ROYAL DUTCH SHELL PLC ADR A COM 780259206 577,646 8,160 SH SOLE 0 SAFECO COM 786429100 450,360 7,200 SH SOLE 0 ST PAUL COMPANIES COM 792860108 200,586 3,736 SH SOLE 0 SAKS INC COM 79377W108 16,900,221 948,385 SH SOLE 14,420 SALISBURY BANCORP COM 795226109 1,658,160 44,100 SH SOLE 0 SAPIENT COM 803062108 614,880 112,000 SH SOLE 112,000 SCHEIN (HENRY) COM 806407102 1,518,380 31,000 SH SOLE 0 SCHLUMBERGER LTD COM 806857108 342,832 5,428 SH SOLE 0 SCHMITT INDUSTRIES COM 806870200 1,014,208 137,800 SH SOLE 13,000 SCIENCE DYNAMICS COM 808631105 23,118 462,350 SH SOLE 24,850 SEABOARD CORP COM 811543107 1,535,550 870 SH SOLE 0 SE FINANCIAL COM 78412R108 655,207 51,795 SH SOLE 0 SEMCO ENERGY COM 78412D109 67,100 11,000 SH SOLE 10,000 SENECA FOODS NEW COM 817070501 641,520 26,400 SH SOLE 6,500 SHAW GROUP COM 820280105 268,000 8,000 SH SOLE 6,500 SIFCO INDUSTRIES COM 826546103 234,654 45,300 SH SOLE 45,300 SILICON STORAGE TECHNOLOGY COM 827057100 460,020 102,000 SH SOLE 102,000 SIMPSON MANUFACTURING COM 829073105 567,643 17,935 SH SOLE 6,100 SONOCO PRODUCTS COM 835495102 10,731,854 281,972 SH SOLE 0 SONOSITE COM 83568G104 9,341,633 302,025 SH SOLE 13,550 SPANISH BROADCASTING SYSTEM A COM 846425882 172,620 42,000 SH SOLE 42,000 SPANSION INC COM 84649R101 1,951,861 131,350 SH SOLE 129,150 Shufro, Rose & CO LLC Page: 6 Form 13F Information Table As of Date: 12/31/2006 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Shared None (X $1000) Prn Amt Prn Call Dscretn - Managers - Sole STARRETT L S COM 855668109 682,500 42,000 SH SOLE 0 STATE STREET COM 857477103 8,590,844 127,385 SH SOLE 0 STONERIDGE COM 86183P102 2,362,815 288,500 SH SOLE 282,500 STRATTEC SECURITY COM 863111100 2,315,554 49,690 SH SOLE 0 SUN MICROSYSTEMS COM 866810104 124,118 22,900 SH SOLE 14,900 SUNTERRA CORPORATION COM 86787D208 763,066 63,325 SH SOLE 4,000 SUPERIOR INDUSTRIES INTL COM 868168105 2,773,338 143,920 SH SOLE 3,900 SWISS HELVETIA FUND COM 870875101 12,422,266 650,380 SH SOLE 33,400 SYMMETRICOM INC COM 871543104 2,282,628 255,900 SH SOLE 53,100 SYNOPSYS INC COM 871607107 227,205 8,500 SH SOLE 2,500 SYSCO CORP COM 871829107 205,488 5,590 SH SOLE 0 TARGET CORP COM 87612E106 1,044,015 18,300 SH SOLE 1,000 TARRAGON REALTY INVESTORS COM 876287103 312,769 25,700 SH SOLE 5,000 TASTY BAKING COM 876553306 348,812 38,800 SH SOLE 38,800 TELLABS COM 879664100 1,120,392 109,200 SH SOLE 62,750 TERADYNE COM 880770102 12,078,405 807,380 SH SOLE 206,275 TEXAS INSTRUMENTS COM 882508104 505,440 17,550 SH SOLE 10,500 THERMO FISHER SCIENTIFIC COM 883556102 4,216,499 93,100 SH SOLE 3,250 TIME WARNER COM 887317105 3,538,858 162,482 SH SOLE 12,050 TOOTSIE ROLL INDUSTRIES COM 890516107 231,385 7,076 SH SOLE 2,575 TRANSATLANTIC HOLDINGS COM 893521104 8,943,642 144,020 SH SOLE 6,200 TYCO INTERNATIONAL LTD COM 902124106 232,560 7,650 SH SOLE 2,500 UNITED CAPITAL COM 909912107 578,788 19,600 SH SOLE 3,000 UNITED PANAM FINANCIAL COM 911301109 222,912 16,200 SH SOLE 0 UNITED PARCEL SERVICE COM 911312106 205,445 2,740 SH SOLE 50 UNUMPROVIDENT CORP COM 91529Y106 1,107,574 53,300 SH SOLE 3,000 USEC INC COM 90333E108 625,824 49,200 SH SOLE 9,000 US ENERGY SYSTEMS COM 902951102 127,596 24,728 SH SOLE 0 UTSTARCOM INC COM 918076100 3,137,225 358,540 SH SOLE 343,700 VALENCE TECH COM 918914102 375,705 227,700 SH SOLE 227,700 VARIAN INC COM 922206107 15,411,074 344,074 SH SOLE 3,375 VERIZON COMMUNICATIONS COM 92343V104 238,671 6,409 SH SOLE 2,000 VIACOM CLASS B COM 92553P201 8,148,681 198,603 SH SOLE 2,341 VILLAGE SUPERMARKET COM 927107409 213,725 2,500 SH SOLE 0 VISHAY INTERTECHNOLOGY COM 928298108 138,108 10,200 SH SOLE 1,500 VITESSE SEMICONDUCTOR COM 928497106 931,486 1,076,862 SH SOLE 1,035,700 VODAFONE GROUP PLC NEW COM 92857W209 573,018 20,627 SH SOLE 0 WAL-MART STORES COM 931142103 532,732 11,536 SH SOLE 0 WASHINGTON POST COM 939640108 1,348,045 1,808 SH SOLE 40 WATSON PHARMACEUTICALS COM 942683103 11,666,906 448,210 SH SOLE 28,900 WESTERN UNION COM 959802109 1,047,462 46,720 SH SOLE 120 WILLIAMS-SONOMA COM 969904101 295,536 9,400 SH SOLE 8,900 WILSONS LEATHER EXPERTS COM 972463103 143,004 70,100 SH SOLE 70,100 WIRELESS FACILITIES COM 97653A103 2,413,380 846,800 SH SOLE 130,300 WRIGLEY WILLIAM JR COM 982526105 8,132,194 157,235 SH SOLE 17,270 WYETH COM 983024100 902,913 17,732 SH SOLE 0 YUM BRANDS COM 988498101 233,730 3,975 SH SOLE 325 ZEBRA TECHNOLOGIES COM 989207105 205,261 5,900 SH SOLE 1,000 3COM COM 885535104 887,349 215,900 SH SOLE 215,600 3M COMPANY COM 88579Y101 28,785,861 369,381 SH SOLE 9,970 Line Count: 305
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