-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SVQVB7fEZz3p/4kVw0HrBcKMT8StPF6huSIHrS7X6O4lx/Bs4QqkbJdgAtOqwNOg fAHlK5z1sv/Syl4WjrNNnw== 0000908195-04-000010.txt : 20041112 0000908195-04-000010.hdr.sgml : 20041111 20041112161606 ACCESSION NUMBER: 0000908195-04-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040930 FILED AS OF DATE: 20041112 DATE AS OF CHANGE: 20041112 EFFECTIVENESS DATE: 20041112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHUFRO ROSE & CO LLC CENTRAL INDEX KEY: 0000908195 IRS NUMBER: 135390713 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04541 FILM NUMBER: 041139550 BUSINESS ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151-2600 BUSINESS PHONE: 2127545100 MAIL ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151-2600 FORMER COMPANY: FORMER CONFORMED NAME: SHUFRO ROSE EHRMAN DATE OF NAME CHANGE: 19930624 13F-HR 1 shufrorose09302004.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2004 Check here if Amendment (); Amendment Number: This Amendment (Check only one): ( ) is a restatement. (X) adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Shufro Rose & Co, LLC Address: 745 Fifth Avenue 26th Floor New York, NY 10151 13F File Number:28-792 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Steven J. Glass Title: Managing Director Phone: 212-754-5100 Signature, Place, and Date of Signing: Steven J. Glass New York, NY November 11, 2004 Report Type (Check only one): (X) 13F HOLDINGS REPORT ( ) 13F NOTICE ( ) 13F COMBINATION REPORT I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE AS OF DATE: 09/30/04 RUN DATE: 11/11/04 11:17 A.M. REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 289 FORM 13F INFORMATION TABLE VALUE TOTAL: $764,820,721.54 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME Shufro, Rose & CO LLC Page: 1 Form 13F Information Table As of Date: 9/30/2004 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Shared None (X $1000) Prn Amt Prn Call Dscretn - Managers - Sole RICHARDSON EL 8.25% 6-15-06 CONV BND 763165AC1 3,003,000 3,003,000 PRN SOLE 270,000 CONSTELLATION CV PFD 5.75% CONV PFD 21036P306 1,114,319 34,025 SH SOLE 1,500 DOMINION RES 9.5% CONV PFD CONV PFD 25746U208 635,508 11,650 SH SOLE 0 STATE STREET 6.75% SPACES CONV PFD 857477202 702,497 3,525 SH SOLE 450 ABB LTD SPONSORED ADR COM 000375204 94,860 15,500 SH SOLE 10,000 ABBOTT LABORATORIES COM 002824100 8,577,222 202,484 SH SOLE 8,725 ACTION PERFORMANCE COMPANIES COM 004933107 535,877 52,900 SH SOLE 16,900 ADAPTEC COM 00651F108 3,081,230 405,425 SH SOLE 155,575 ADVANCED DIGITAL INFORMATION COM 007525108 408,900 47,000 SH SOLE 5,500 ADVANCED VIRAL RESEARCH COM 007928104 1,050 10,000 SH SOLE 0 AGILENT TECHNOLOGIES COM 00846U101 326,138 15,120 SH SOLE 1,029 AGILYSYS COM 00847J105 204,022 11,800 SH SOLE 3,800 AGRIUM INC COM 008916108 15,353,342 864,490 SH SOLE 32,075 ALASKA PACIFIC BANCSHARES COM 011757101 562,590 26,600 SH SOLE 3,500 ALLEGHANY CORP COM 017175100 7,980,415 29,243 SH SOLE 1,035 ALLEGHENY ENERGY COM 017361106 3,158,484 197,900 SH SOLE 0 ALLEN ORGAN CLASS B COM 017753104 402,500 7,000 SH SOLE 1,500 AMERICAN EXPRESS COM 025816109 3,051,063 59,290 SH SOLE 2,300 AMERICAN POWER CONVERSION COM 029066107 5,834,867 335,530 SH SOLE 75 ANNUITY & LIFE RE HOLDINGS LTD COM G03910109 7,640 19,100 SH SOLE 0 APACHE COM 037411105 1,150,025 22,950 SH SOLE 0 APPLE COMPUTER COM 037833100 432,063 11,150 SH SOLE 3,000 APPLIED MATERIALS COM 038222105 3,335,168 202,254 SH SOLE 6,320 APRIA HEALTH GROUP COM 037933108 399,485 14,660 SH SOLE 450 ASPEN GROUP RESOURCES COM 045297207 7,000 25,000 SH SOLE 0 ASYST TECHNOLOGIES COM 04648X107 597,487 116,925 SH SOLE 65,560 AUTOMATIC DATA PROCESSING COM 053015103 485,923 11,760 SH SOLE 1,000 BALLYS TOTAL FITNESS COM 05873K108 250,068 68,700 SH SOLE 23,700 BANKNORTH GROUP COM 06646R107 2,157,750 61,650 SH SOLE 4,100 BANK OF AMERICA COM 060505104 1,508,577 34,816 SH SOLE 2,000 BAR HARBOR BANKSHARES COM 066849100 1,557,900 57,700 SH SOLE 1,500 BEARINGPOINT COM 074002106 898,247 100,475 SH SOLE 43,200 BEAR STEARNS COMPANIES COM 073902108 577,020 6,000 SH SOLE 1,000 BELLSOUTH COM 079860102 494,262 18,225 SH SOLE 0 BERKSHIRE BANCORP COM 084597202 1,158,409 70,420 SH SOLE 20,100 BERKSHIRE HATHAWAY A SHARES COM 084670108 1,733,000 20 SH SOLE 0 BERKSHIRE HATHAWAY B SHARES COM 084670207 6,835,851 2,381 SH SOLE 56 BIG LOTS COM 089302103 11,380,137 930,510 SH SOLE 53,535 BIOVERIS COM 090676107 145,935 23,500 SH SOLE 7,000 BJS WHOLESALE CLUB COM 05548J106 688,968 25,200 SH SOLE 0 BLACKROCK VENTURES COM 091917104 269,150 50,000 SH SOLE 0 BOEING CO COM 097023105 250,822 4,859 SH SOLE 0 BORLAND SOFTWARE COM 099849101 211,255 25,300 SH SOLE 14,000 BOSTON ACOUSTICS COM 100534106 1,745,370 135,300 SH SOLE 9,500 BOSTON COMMUNICATIONS GROUP COM 100582105 543,740 62,000 SH SOLE 23,000 BP PLC COM 055622104 1,711,805 29,755 SH SOLE 0 BRISTOL-MYERS SQUIBB COM 110122108 1,472,014 62,189 SH SOLE 0 BROOKS AUTOMATION COM 114340102 2,841,490 200,812 SH SOLE 86,500 BROWN SHOE COMPANY COM 115736100 7,696,803 307,135 SH SOLE 9,425 CAPITOL BANCORP LTD COM 14056D105 680,688 23,200 SH SOLE 2,000 CARNIVAL CRUISE LINES COM 143658300 1,257,914 26,600 SH SOLE 1,300 Shufro, Rose & CO LLC Page: 2 Form 13F Information Table As of Date: 9/30/2004 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Shared None (X $1000) Prn Amt Prn Call Dscretn - Managers - Sole CARRIAGE SERVICES COM 143905107 354,987 75,050 SH SOLE 2,800 CATERPILLAR COM 149123101 318,984 3,965 SH SOLE 0 CBRL GROUP COM 12489V106 17,177,688 476,100 SH SOLE 16,900 CENTRAL PACIFIC FINANCIAL COM 154760102 701,760 25,500 SH SOLE 1,500 CHARMING SHOPPES COM 161133103 7,024,592 986,600 SH SOLE 31,000 CHEMICAL FINANCIAL COM 163731102 880,132 24,100 SH SOLE 3,000 CHEVRONTEXACO COM 166764100 2,538,459 47,324 SH SOLE 650 CISCO SYSTEMS COM 17275R102 461,749 25,511 SH SOLE 53 CITIGROUP COM 172967101 2,601,271 58,959 SH SOLE 1,660 CITIZENS BANKING COM 174420109 478,779 14,700 SH SOLE 1,500 CITY INVESTING LIQUIDATING TR COM 177900107 37,448 19,106 SH SOLE 0 CELSION CORP COM 15117N107 5,000 10,000 SH SOLE 0 COCA-COLA COM 191216100 262,528 6,555 SH SOLE 0 COINSTAR INC COM 19259P300 6,787,290 291,300 SH SOLE 7,700 COLLINS AIKMAN CORP COM 194830204 117,040 28,000 SH SOLE 7,000 COMCAST NEW CLASS A COM 20030N101 690,299 24,444 SH SOLE 1,100 COMMERCIAL METALS COM 201723103 483,790 12,180 SH SOLE 0 CONCORD CAMERA COM 206156101 181,350 97,500 SH SOLE 33,000 CONSOLIDATED EDISON COM 209115104 227,563 5,413 SH SOLE 0 CONVERGYS CORP COM 212485106 1,027,395 76,500 SH SOLE 26,000 COOLBRANDS INTL SUB VTG SHS COM 21639P208 1,287,117 175,500 SH SOLE 27,500 CORNING COM 219350105 3,708,642 334,715 SH SOLE 16,075 CORVIS COM 221009103 21,600 27,000 SH SOLE 19,000 CRAFTMADE INTERNATIONAL COM 22413E104 1,396,467 70,743 SH SOLE 17,000 CRAY COM 225223106 243,923 69,100 SH SOLE 7,500 CREDENCE SYSTEMS COM 225302108 7,366,068 1,023,065 SH SOLE 243,555 CURAGEN COM 23126R101 93,500 17,000 SH SOLE 7,000 DATA I/O CORP COM 237690102 88,750 35,500 SH SOLE 10,000 DEL MONTE FOODS COM 24522P103 6,888,783 656,700 SH SOLE 17,400 DEPARTMENT 56 COM 249509100 10,185,789 624,895 SH SOLE 26,075 DIAMOND OFFSHORE COM 25271C102 8,210,551 248,880 SH SOLE 1,060 DISNEY WALT COM 254687106 11,756,961 521,373 SH SOLE 6,450 DOLLAR TREE STORES COM 256747106 781,550 29,000 SH SOLE 11,000 DOREAL ENERGY COM 257903104 0 15,000 SH SOLE 0 DUKE ENERGY COM 264399106 452,078 19,750 SH SOLE 2,500 DUPONT COM 263534109 23,941,036 559,370 SH SOLE 8,128 EAGLE BROADBAND COM 269437109 21,600 30,000 SH SOLE 0 EDWARDS A G COM 281760108 609,312 17,600 SH SOLE 1,000 EL PASO CORPORATION COM 28336L109 155,311 16,900 SH SOLE 5,000 EL PASO ELECTRIC COM 283677854 12,532,591 779,875 SH SOLE 24,885 ENSCO INTERNATIONAL COM 26874Q100 512,919 15,700 SH SOLE 2,500 ENZO BIOCHEM COM 294100102 617,415 41,161 SH SOLE 4,305 ETHAN ALLEN INTERIORS COM 297602104 10,113,119 291,025 SH SOLE 9,220 EXXON MOBIL COM 30231G102 24,613,889 509,288 SH SOLE 3,300 FEDERAL SIGNAL COM 313855108 2,854,074 153,610 SH SOLE 0 FINISHMASTER COM 31787P108 135,125 11,500 SH SOLE 0 FIRST CONSULTING GROUP COM 31986R103 1,076,217 227,050 SH SOLE 12,300 FIRST DATA COM 319963104 1,099,245 25,270 SH SOLE 2,000 FIRST INDUSTRIAL REALTY TRUST COM 32054K103 274,905 7,450 SH SOLE 3,000 FIRST MIDWEST FINANCIAL COM 320878101 413,850 18,600 SH SOLE 4,600 FIRST NATIONAL BANK ALASKA COM 32112J106 6,340,400 2,882 SH SOLE 115 Shufro, Rose & CO LLC Page: 3 Form 13F Information Table As of Date: 9/30/2004 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Shared None (X $1000) Prn Amt Prn Call Dscretn - Managers - Sole FIRST HORIZON NATIONAL COM 320517105 917,064 21,150 SH SOLE 3,500 FIRST NIAGARA FINANCIAL COM 33582V108 8,170,497 610,650 SH SOLE 21,100 FLEXTRONICS INTERNATIONAL LTD COM Y2573F102 15,818,963 1,193,884 SH SOLE 78,880 FLORIDA GROWTH INDUSTRIES COM 340731108 0 17,500 SH SOLE 0 FORD MOTOR CO COM 345370860 283,178 20,155 SH SOLE 0 FOSSIL INC COM 349882100 2,952,604 95,430 SH SOLE 8,225 FOXBY CORP COM 351645106 32,100 15,000 SH SOLE 0 FRANKLIN CE LTD COM 125151100 216,996 50,700 SH SOLE 35,400 FRANKS NURSERY & CRAFTS COM 355361106 300 10,000 SH SOLE 10,000 FRESH BRANDS COM 35803U108 685,953 88,510 SH SOLE 6,000 GARTNER GROUP CL A COM 366651107 116,900 10,000 SH SOLE 4,000 GENENCOR INTERNATIONAL COM 368709101 853,860 53,200 SH SOLE 0 GENERAL ELECTRIC COM 369604103 56,645,766 1,686,890 SH SOLE 29,002 GENERAL MOTORS COM 370442105 394,639 9,290 SH SOLE 600 GENESCO COM 371532102 859,575 36,500 SH SOLE 13,500 GENOMED INC COM 37243C102 3,000 50,000 SH SOLE 0 GERMANY FUND COM 374143105 4,609,859 676,925 SH SOLE 30,100 GERON CORP COM 374163103 78,469 13,100 SH SOLE 6,000 GETTY REALTY COM 374297109 218,885 8,348 SH SOLE 0 GIGA TRONICS COM 375175106 30,227 18,100 SH SOLE 9,100 GLATFELTER COM 377316104 441,753 35,654 SH SOLE 0 GLENBOROUGH REALTY TRUST COM 37803P105 348,936 16,800 SH SOLE 2,500 GLOBAL INDUSTRIES COM 379336100 9,725,466 1,573,700 SH SOLE 286,400 GOLDFIELD CORP COM 381370105 5,700 10,000 SH SOLE 0 GOODYEAR TIRE & RUBBER COM 382550101 352,927 32,861 SH SOLE 1,366 GREATER CHINA FUND COM 39167B102 424,426 27,400 SH SOLE 5,000 H & Q LIFE SCIENCES COM 404053100 166,504 10,278 SH SOLE 7,678 HAIN CELESTIAL GROUP COM 405217100 236,629 13,384 SH SOLE 6,000 HANSON PLC COM 411349103 4,201,128 113,544 SH SOLE 550 HEALTH FITNESS COM 42217V102 22,500 15,000 SH SOLE 15,000 HEARST-ARGYLE TELEVISION COM 422317107 4,890,000 200,000 SH SOLE 5,500 HELMERICH & PAYNE COM 423452101 404,529 14,100 SH SOLE 1,000 HEWLETT PACKARD COM 428236103 11,335,069 604,537 SH SOLE 11,925 HOME DEPOT COM 437076102 4,551,198 116,102 SH SOLE 5,725 HUMAN GENOME SCIENCES COM 444903108 247,679 22,702 SH SOLE 9,000 HUNTCO CLASS A COM 445661101 14 14,200 SH SOLE 4,000 HYBRIDON INC COM 44860M801 76,545 121,500 SH SOLE 22,500 IMMERSION CORP COM 452521107 297,947 55,900 SH SOLE 0 INFORMATICA CORPORATION COM 45666Q102 451,035 77,100 SH SOLE 29,100 INTEL COM 458140100 1,157,883 57,721 SH SOLE 2,200 INTERPOOL INC COM 46062R108 9,115,335 513,540 SH SOLE 28,015 INTERPUBLIC GROUP OF COMPANIES COM 460690100 931,920 88,000 SH SOLE 31,000 INTL BUSINESS MACHINES COM 459200101 6,217,093 72,511 SH SOLE 3,200 INTERNATIONAL PAPER COM 460146103 711,297 17,602 SH SOLE 1,100 INTRADO COM 46117A100 371,037 36,700 SH SOLE 7,000 INVESTMENT TECHNOLOGY GROUP COM 46145F105 693,090 45,300 SH SOLE 3,000 JAMESON INNS COM 470457102 35,600 20,000 SH SOLE 12,600 JAPAN EQUITY FUND COM 471057109 4,998,267 828,900 SH SOLE 42,700 JOHNSON & JOHNSON COM 478160104 5,042,605 89,519 SH SOLE 3,000 KEMET CORP COM 488360108 2,977,727 368,075 SH SOLE 90,300 KENDLE INTERNATIONAL COM 48880L107 1,651,009 312,100 SH SOLE 30,000 Shufro, Rose & CO LLC Page: 4 Form 13F Information Table As of Date: 9/30/2004 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Shared None (X $1000) Prn Amt Prn Call Dscretn - Managers - Sole KEYSPAN CORP COM 49337W100 257,074 6,558 SH SOLE 0 KIMBERLY-CLARK COM 494368103 2,918,370 45,183 SH SOLE 525 KREISLER MANUFACTURING COM 500773106 262,480 36,969 SH SOLE 15,769 KULICKE & SOFFA INDUSTRIES COM 501242101 161,025 28,500 SH SOLE 11,000 LADISH CO COM 505754200 106,049 11,590 SH SOLE 10,090 LAZARE KAPLAN INTL COM 521078105 2,134,460 274,000 SH SOLE 26,700 LENNOX INTERNATIONAL COM 526107107 386,199 25,850 SH SOLE 900 LESCARDEN INC COM 526867106 21,768 75,062 SH SOLE 7,500 LIBBEY INC COM 529898108 187,000 10,000 SH SOLE 0 LIBERTY MEDIA COM 530718105 9,661,673 1,107,990 SH SOLE 46,470 LIBERTY MEDIA INTL A COM 530719103 832,682 24,959 SH SOLE 1,308 LINCOLN NATIONAL CORP COM 534187109 386,528 8,224 SH SOLE 0 LINENS N THINGS COM 535679104 8,985,905 387,825 SH SOLE 10,975 LSI LOGIC COM 502161102 1,032,245 239,500 SH SOLE 87,200 LUCENT TECHNOLOGIES COM 549463107 208,139 65,659 SH SOLE 21,300 M & T BANK COM 55261F104 12,784,754 133,592 SH SOLE 5,631 MAD CATZ INTERACTIVE COM 556162105 4,900 10,000 SH SOLE 0 MAKITA CORP COM 560877300 656,626 45,950 SH SOLE 900 MANULIFE FINANCIAL COM 56501R106 224,205 5,120 SH SOLE 5,120 MARSH & MCLENNAN COM 571748102 784,784 17,150 SH SOLE 500 MAXTOR CORP COM 577729205 598,000 115,000 SH SOLE 10,000 MAYORS JEWELERS COM 578462103 46,080 64,000 SH SOLE 64,000 MEADOWBROOK INSURANCE GROUP COM 58319P108 136,360 28,000 SH SOLE 7,500 MEDICAL DISCOVERIES COM 58456E106 4,400 20,000 SH SOLE 0 MELLON FINANCIAL COM 58551A108 1,123,466 40,573 SH SOLE 4,000 MERCK & CO COM 589331107 3,379,596 102,412 SH SOLE 6,350 MERRILL LYNCH COM 590188108 11,207,037 225,403 SH SOLE 75,175 METLIFE COM 59156R108 7,656,952 198,110 SH SOLE 7,810 MFRI INC COM 552721102 1,057,320 198,000 SH SOLE 32,000 MFS CHARTER INCOME TRUST COM 552727109 761,236 86,800 SH SOLE 0 MICHAELS STORES COM 594087108 731,244 12,350 SH SOLE 2,000 MICROSOFT COM 594918104 1,984,911 71,787 SH SOLE 2,600 MICROTEX MEDICAL HOLDINGS COM 59515B109 32,548 10,300 SH SOLE 10,000 MILLEA HOLDINGS COM 60032R106 1,799,560 28,000 SH SOLE 1,300 MONMOUTH REAL ESTATE INVT CORP COM 609720107 451,105 54,350 SH SOLE 13,000 JPMORGAN CHASE & CO COM 46625H100 19,918,636 501,350 SH SOLE 5,080 MORGAN STANLEY ASIA PACIFIC FD COM 61744U106 1,867,439 165,700 SH SOLE 6,800 MOVADO GROUP COM 624580106 7,307,280 429,840 SH SOLE 8,600 MSC SOFTWARE COM 553531104 268,536 33,400 SH SOLE 10,000 MYLAN LABORATORIES COM 628530107 1,180,800 65,600 SH SOLE 19,000 NABORS INDUSTRIES COM G6359F103 355,125 7,500 SH SOLE 0 NASDAQ 100 SHARES COM 631100104 648,412 18,447 SH SOLE 2,500 NATUZZI SPA COM 63905A101 307,800 28,500 SH SOLE 6,500 NEOMAGIC CORP COM 640497103 550,160 529,000 SH SOLE 234,500 NESTLE SA ADR COM 641069406 229,040 4,000 SH SOLE 0 NETWORK EQUIPMENT TECHNOLOGIES COM 641208103 1,278,374 193,400 SH SOLE 73,500 NEWALLIANCE BANCSHARES COM 650203102 779,836 54,344 SH SOLE 40,018 NEW GERMANY FUND COM 644465106 3,506,854 465,100 SH SOLE 12,500 NEW PLAN EXCEL REALTY TRUST COM 648053106 985,000 39,400 SH SOLE 5,000 NORTHROP GRUMMAN COM 666807102 7,884,841 147,850 SH SOLE 30 NUANCE COMMUNICATIONS COM 669967101 1,746,750 411,000 SH SOLE 162,000 Shufro, Rose & CO LLC Page: 5 Form 13F Information Table As of Date: 9/30/2004 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Shared None (X $1000) Prn Amt Prn Call Dscretn - Managers - Sole OCA INC COM 67083Q101 521,400 110,000 SH SOLE 38,000 ON ASSIGNMENT COM 682159108 732,156 164,900 SH SOLE 64,500 OPLINK COMMUNICATIONS COM 68375Q106 17,900 10,000 SH SOLE 10,000 OPTELECOM INC COM 683818207 96,650 10,811 SH SOLE 0 PAIN SUPPRESSION LABS COM 695624106 0 50,000 SH SOLE 0 PAMRAPO BANCORP COM 697738102 731,136 32,000 SH SOLE 2,000 PARAMETRIC TECHNOLOGY COM 699173100 1,798,526 340,630 SH SOLE 135,000 PARK ELECTROCHEMICAL COM 700416209 3,127,000 147,500 SH SOLE 0 PEPSICO INC COM 713448108 2,389,785 49,122 SH SOLE 4,000 PERKINELMER COM 714046109 4,323,081 251,050 SH SOLE 11,100 PFIZER INC COM 717081103 5,860,665 191,525 SH SOLE 22,390 PHOENIX COMPANIES COM 71902E109 211,714 20,318 SH SOLE 3,018 PHOENIX TECHNOLOGIES LTD COM 719153108 1,930,621 386,898 SH SOLE 136,600 PLANAR SYSTEMS COM 726900103 538,080 48,000 SH SOLE 14,000 PNC FINANCIAL SERVICES GROUP COM 693475105 697,890 12,900 SH SOLE 0 PROVIDENCE & WORCESTER RR COM 743737108 471,325 42,770 SH SOLE 5,000 QLT INC COM 746927102 296,370 17,800 SH SOLE 2,000 QUANTA SERVICES COM 74762E102 387,200 64,000 SH SOLE 16,000 RAINDANCE COMMUNICATIONS COM 75086X106 15,700 10,000 SH SOLE 10,000 RAND CAPITAL CORP COM 752185108 13,500 10,000 SH SOLE 0 REALITY WIRELESS NETWORKS COM 756051207 500 500,000 SH SOLE 0 REGAL-BELOIT COM 758750103 5,475,407 226,350 SH SOLE 6,600 REGENERATION TECHNOLOGIES COM 75886N100 80,200 10,000 SH SOLE 2,500 REGIS COM 758932107 1,617,850 40,225 SH SOLE 4,000 RENT A CENTER COM 76009N100 373,677 14,450 SH SOLE 0 REPUBLIC FIRST BANCORP COM 760416107 720,446 55,080 SH SOLE 8,340 RICHARDSON ELECTRONICS COM 763165107 403,851 42,024 SH SOLE 5,024 ROBOTIC VISION SYSTEMS COM 771074309 53,424 44,520 SH SOLE 25,420 ROYAL DUTCH PETROLEUM COM 780257804 573,792 11,120 SH SOLE 0 SAFECO COM 786429100 12,145,639 266,060 SH SOLE 7,900 SAFEWAY COM 786514208 419,027 21,700 SH SOLE 2,000 ST PAUL COMPANIES COM 792860108 503,206 15,221 SH SOLE 1,175 SBC COMMUNICATIONS COM 78387G103 858,374 33,078 SH SOLE 0 SCIENCE DYNAMICS COM 808631105 11,190 159,850 SH SOLE 37,850 SEABOARD CORP COM 811543107 990,256 1,690 SH SOLE 0 SEQUENOM COM 817337108 12,350 13,000 SH SOLE 13,000 SHAW GROUP COM 820280105 8,003,400 666,950 SH SOLE 106,000 SIFCO INDUSTRIES COM 826546103 152,090 45,400 SH SOLE 18,400 SILICON GRAPHICS COM 827056102 35,750 25,000 SH SOLE 20,000 STARRETT L S COM 855668109 291,657 19,100 SH SOLE 0 STMICROELECTRONICS N V COM 861012102 419,904 24,300 SH SOLE 2,000 STONERIDGE COM 86183P102 155,100 11,000 SH SOLE 2,000 SUN MICROSYSTEMS COM 866810104 184,628 45,700 SH SOLE 10,000 SUNGARD DATA SYSTEMS COM 867363103 401,713 16,900 SH SOLE 2,000 SONOCO PRODUCTS COM 835495102 11,417,717 431,835 SH SOLE 60 SWISS HELVETIA FUND COM 870875101 9,081,348 696,422 SH SOLE 24,500 SYMBOL TECHNOLOGIES COM 871508107 519,504 41,100 SH SOLE 4,000 SYMMETRICOM INC COM 871543104 8,629,176 912,175 SH SOLE 152,000 SYNOPSYS INC COM 871607107 289,689 18,300 SH SOLE 2,000 SYSCO CORP COM 871829107 209,919 7,016 SH SOLE 0 TARGET CORP COM 87612E106 582,096 12,864 SH SOLE 0 Shufro, Rose & CO LLC Page: 6 Form 13F Information Table As of Date: 9/30/2004 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Shared None (X $1000) Prn Amt Prn Call Dscretn - Managers - Sole TASTY BAKING COM 876553306 310,400 38,800 SH SOLE 11,000 TELEFLEX COM 879369106 7,892,038 185,695 SH SOLE 6,500 TELLABS COM 879664100 5,911,330 643,235 SH SOLE 203,130 TERADYNE COM 880770102 174,200 13,000 SH SOLE 7,000 TEXAS INSTRUMENTS COM 882508104 230,782 10,845 SH SOLE 0 THOMAS & BETTS COM 884315102 356,706 13,300 SH SOLE 4,000 TIME WARNER COM 887317105 1,874,855 116,162 SH SOLE 11,050 TRANSMETA CORP COM 89376R109 76,104 60,400 SH SOLE 20,400 TRANSOCEAN COM G90078109 30,519,696 852,982 SH SOLE 91,520 TRIZETTO GROUP COM 896882107 784,135 134,500 SH SOLE 55,000 TWIN DISC COM 901476101 2,208,630 88,700 SH SOLE 6,500 T-3 ENERGY SERVICES COM 87306E107 75,000 12,500 SH SOLE 7,000 UNIONBANCORP COM 908908106 309,852 15,100 SH SOLE 0 UNION PACIFIC COM 907818108 15,406,526 262,910 SH SOLE 3,880 UNITED RETAIL GROUP COM 911380103 43,086 16,700 SH SOLE 7,700 USB HOLDING COM 902910108 264,372 10,458 SH SOLE 2,000 VARIAN INC COM 922206107 14,130,395 373,129 SH SOLE 5,790 VERIZON COMMUNICATIONS COM 92343V104 1,222,946 31,055 SH SOLE 0 VIRBAC CORP COM 927649103 482,202 186,900 SH SOLE 37,000 VISHAY INTERTECHNOLOGY COM 928298108 210,270 16,300 SH SOLE 1,500 VITESSE SEMICONDUCTOR COM 928497106 3,939,663 1,443,100 SH SOLE 440,600 VODAFONE GROUP PLC NEW COM 92857W100 1,131,965 46,950 SH SOLE 1,250 WAL-MART STORES COM 931142103 893,760 16,800 SH SOLE 0 WASHINGTON MUTUAL COM 939322103 1,626,041 41,608 SH SOLE 2,000 WATSON PHARMACEUTICALS COM 942683103 5,276,286 179,100 SH SOLE 9,000 WEBMD CORP COM 94769M105 556,800 80,000 SH SOLE 16,800 WHITEHALL JEWELLERS COM 965063100 1,084,050 135,000 SH SOLE 46,000 WILSONS LEATHER EXPERTS COM 972463103 315,980 61,000 SH SOLE 21,000 WINN-DIXIE STORES COM 974280109 102,434 33,150 SH SOLE 1,000 WYETH COM 983024100 767,897 20,532 SH SOLE 0 XTRANA COM 98415F109 2,393 14,500 SH SOLE 0 YOUBET.COM COM 987413101 42,504 15,400 SH SOLE 400 YUM BRANDS COM 988498101 1,001,700 24,636 SH SOLE 900 3M COMPANY COM 88579Y101 408,167 5,104 SH SOLE 0 Line Count: 289
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