-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U9+L2BUq8bBCoMf7IccnOsSK7CN3MYVKG6sx1VChB4fTH4AHnQ0gAzUcWVOjrtYo FeO6XOvyuMel4CeK2gfZ+w== 0000908195-03-000014.txt : 20031007 0000908195-03-000014.hdr.sgml : 20031007 20031007164817 ACCESSION NUMBER: 0000908195-03-000014 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030930 FILED AS OF DATE: 20031007 EFFECTIVENESS DATE: 20031007 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHUFRO ROSE & CO LLC CENTRAL INDEX KEY: 0000908195 IRS NUMBER: 135390713 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04541 FILM NUMBER: 03931868 BUSINESS ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151-2600 BUSINESS PHONE: 2127545100 MAIL ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151-2600 FORMER COMPANY: FORMER CONFORMED NAME: SHUFRO ROSE EHRMAN DATE OF NAME CHANGE: 19930624 13F-HR 1 shufrorose09302003.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2003 Check here if Amendment (); Amendment Number: This Amendment (Check only one): ( ) is a restatement. (X) adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Shufro Rose & Co, LLC Address: 745 Fifth Avenue 26th Floor New York, NY 10151 13F File Number:28-792 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Steven J. Glass Title: Managing Director Phone: 212-754-5100 Signature, Place, and Date of Signing: Steven J. Glass New York, NY September 30, 2003 Report Type (Check only one): (X) 13F HOLDINGS REPORT ( ) 13F NOTICE ( ) 13F COMBINATION REPORT I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE AS OF DATE: 9/30/03 RUN DATE: 10/7/03 11:17 A.M. REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 208 FORM 13F INFORMATION TABLE VALUE TOTAL: $599,031,642.59 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME Shufro, Rose & CO LLC Page: 1 Form 13F Information Table As of Date: 9/30/2003 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Shared None (X $1000) Prn Amt Prn Call Dscretn - Managers - Sole RICHARDSON EL 8.25% 6-15-06 CONV BND 763165AC1 2,394,640 2,368,000 PRN SOLE 2,368,000 STANDARD COML CV 7.25% 3-31-07 CONV BND 853258AA9 3,368,869 3,315,000 PRN SOLE 3,315,000 DOMINION RES 9.5% CONV PFD CONV PFD 25746U208 702,956 12,400 SH SOLE 12,400 STATE STREET 6.75% SPACES CONV PFD 857477202 262,965 1,175 SH SOLE 1,175 ABBOTT LABORATORIES COM 002824100 7,966,849 187,235 SH SOLE 187,235 ADAPTEC COM 00651F108 2,194,479 290,275 SH SOLE 290,275 ADVANCED DIGITAL INFORMATION COM 007525108 511,730 36,500 SH SOLE 36,500 AGILENT TECHNOLOGIES COM 00846U101 393,470 17,796 SH SOLE 17,796 AGRIUM INC COM 008916108 11,943,806 950,940 SH SOLE 950,940 ALASKA PACIFIC BANCSHARES COM 011757101 319,140 16,200 SH SOLE 16,200 ALLEGHANY CORP COM 017175100 6,961,249 35,653 SH SOLE 35,653 ALLMERICA FINANCIAL COM 019754100 2,195,163 92,195 SH SOLE 92,195 AMERICAN EXPRESS COM 025816109 2,055,863 45,625 SH SOLE 45,625 AMETEK INC COM 031100100 334,308 7,800 SH SOLE 7,800 AOL TIME WARNER COM 00184A105 1,326,975 87,821 SH SOLE 87,821 APPLICA COM 03815A106 155,485 25,700 SH SOLE 25,700 APPLIED MATERIALS COM 038222105 3,342,295 184,250 SH SOLE 184,250 APRIA HEALTH GROUP COM 037933108 405,498 14,810 SH SOLE 14,810 ASCENTIAL SOFTWARE COM 04362P207 691,169 37,300 SH SOLE 37,300 ASYST TECHNOLOGIES COM 04648X107 4,377,881 311,150 SH SOLE 311,150 AT&T WIRELESS SERVICES COM 00209A106 148,745 18,184 SH SOLE 18,184 ATI TECHNOLOGIES COM 001941103 341,550 23,000 SH SOLE 23,000 AUTOMATIC DATA PROCESSING COM 053015103 702,302 19,590 SH SOLE 19,590 AVNET COM 053807103 322,140 19,500 SH SOLE 19,500 BANKNORTH GROUP COM 06646R107 1,791,970 63,500 SH SOLE 63,500 BANTA CORP COM 066821109 4,899,600 136,100 SH SOLE 136,100 BEARINGPOINT COM 074002106 610,470 76,500 SH SOLE 76,500 BELLSOUTH COM 079860102 645,446 27,257 SH SOLE 27,257 BERKSHIRE BANCORP COM 084597103 331,186 7,702 SH SOLE 7,702 BERKSHIRE HATHAWAY B SHARES COM 084670207 6,047,808 2,423 SH SOLE 2,423 BIG LOTS COM 089302103 10,547,483 667,140 SH SOLE 667,140 BLOCKBUSTER INC COM 093679108 954,450 45,450 SH SOLE 45,450 BOEING CO COM 097023105 252,257 7,348 SH SOLE 7,348 BONGIOVI ENTERTAINMENT COM 098086101 475 19,000 SH SOLE 19,000 BORLAND SOFTWARE COM 099849101 256,499 27,850 SH SOLE 27,850 BOSTON ACOUSTICS COM 100534106 1,353,099 119,500 SH SOLE 119,500 BP PLC COM 055622104 1,737,762 41,277 SH SOLE 41,277 BRISTOL-MYERS SQUIBB COM 110122108 6,636,215 258,621 SH SOLE 258,621 BROOKS AUTOMATION COM 114340102 4,408,061 210,912 SH SOLE 210,912 BROOKTROUT INC COM 114580103 184,800 24,000 SH SOLE 24,000 CARNIVAL CRUISE LINES COM 143658300 916,315 27,860 SH SOLE 27,860 CARRIAGE SERVICES COM 143905107 255,190 75,500 SH SOLE 75,500 CATERPILLAR COM 149123101 253,262 3,679 SH SOLE 3,679 CELLSTAR NEW COM 150925204 114,379 14,460 SH SOLE 14,460 CH ENERGY GROUP COM 12541M102 1,173,304 26,666 SH SOLE 26,666 CHARMING SHOPPES COM 161133103 3,731,485 653,500 SH SOLE 653,500 CHEVRONTEXACO COM 166764100 1,941,797 27,177 SH SOLE 27,177 CISCO SYSTEMS COM 17275R102 315,239 16,133 SH SOLE 16,133 CITIGROUP COM 172967101 1,697,341 37,296 SH SOLE 37,296 CITY INVESTING LIQUIDATING TR COM 177900107 32,640 17,000 SH SOLE 17,000 COCA-COLA COM 191216100 213,296 4,965 SH SOLE 4,965 Shufro, Rose & CO LLC Page: 2 Form 13F Information Table As of Date: 9/30/2003 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Shared None (X $1000) Prn Amt Prn Call Dscretn - Managers - Sole COMCAST NEW CLASS A COM 20030N101 420,030 13,602 SH SOLE 13,602 COMFORT SYSTEMS USA COM 199908104 69,342 18,200 SH SOLE 18,200 CONCERTO SOFTWARE COM 20602T106 6,013,028 707,415 SH SOLE 707,415 CONCORD CAMERA COM 206156101 1,034,115 97,100 SH SOLE 97,100 CONSOLIDATED EDISON COM 209115104 289,518 7,103 SH SOLE 7,103 COOLBRANDS INTL SUB VTG SHS COM 21639P208 336,129 28,500 SH SOLE 28,500 CORNING COM 219350105 2,575,108 273,366 SH SOLE 273,366 CORRECTIONS CORP AMERICA COM 22025Y407 249,167 10,100 SH SOLE 10,100 COVANSYS CORP COM 22281W103 1,755,904 288,800 SH SOLE 288,800 CRAFTMADE INTERNATIONAL COM 22413E104 1,979,566 84,201 SH SOLE 84,201 CREDENCE SYSTEMS COM 225302108 9,255,085 804,790 SH SOLE 804,790 DEL MONTE FOODS COM 24522P103 5,199,870 597,000 SH SOLE 597,000 DEPARTMENT 56 COM 249509100 7,732,903 608,890 SH SOLE 608,890 DISNEY WALT COM 254687106 11,054,834 548,083 SH SOLE 548,083 DUKE ENERGY COM 264399106 519,162 29,150 SH SOLE 29,150 DUPONT COM 263534109 29,280,238 731,823 SH SOLE 731,823 EL PASO ELECTRIC COM 283677854 8,324,951 720,775 SH SOLE 720,775 ETHAN ALLEN INTERIORS COM 297602104 10,627,236 295,201 SH SOLE 295,201 EXXON MOBIL COM 30231G102 26,465,643 723,105 SH SOLE 723,105 FEDERAL SIGNAL COM 313855108 1,490,000 100,000 SH SOLE 100,000 FIRST DATA COM 319963104 1,045,753 26,170 SH SOLE 26,170 FIRST NATIONAL BANK ALASKA COM 32112J106 3,951,480 1,937 SH SOLE 1,937 FLEETBOSTON FINANCIAL COM 339030108 541,494 17,960 SH SOLE 17,960 FLEXTRONICS INTERNATIONAL LTD COM Y2573F102 13,154,857 927,705 SH SOLE 927,705 FORD MOTOR CO COM 345370860 219,988 20,426 SH SOLE 20,426 FRANKLIN CE LTD COM 125151100 452,540 205,700 SH SOLE 205,700 FRESH BRANDS COM 35803U108 166,080 12,167 SH SOLE 12,167 GARTNER GROUP CL A COM 366651107 113,870 10,333 SH SOLE 10,333 GENENCOR INTERNATIONAL COM 368709101 928,848 59,200 SH SOLE 59,200 GENERAL ELECTRIC COM 369604103 53,661,190 1,800,107 SH SOLE 1,800,107 GERMANY FUND COM 374143105 3,071,444 518,825 SH SOLE 518,825 GIGA TRONICS COM 375175106 35,319 18,300 SH SOLE 18,300 GLATFELTER COM 377316104 2,293,613 194,704 SH SOLE 194,704 GLOBAL INDUSTRIES COM 379336100 5,174,260 1,137,200 SH SOLE 1,137,200 GREAT LAKES CHEMICAL COM 390568103 4,586,387 228,065 SH SOLE 228,065 GREATER CHINA FUND COM 39167B102 254,375 18,500 SH SOLE 18,500 GSI LUMONICS COM 36229U102 838,656 102,400 SH SOLE 102,400 H & Q LIFE SCIENCES COM 404053100 235,251 15,396 SH SOLE 15,396 HANSON INDUSTRIES ADR COM 411352404 4,236,327 132,468 SH SOLE 132,468 HARSCO CORP COM 415864107 211,585 5,500 SH SOLE 5,500 HEWLETT PACKARD COM 428236103 10,916,175 563,852 SH SOLE 563,852 HOME DEPOT COM 437076102 3,893,121 122,233 SH SOLE 122,233 HORIZON OFFSHORE COM 44043J105 526,902 128,200 SH SOLE 128,200 HUNTCO CLASS A COM 445661101 0 14,200 SH SOLE 14,200 IGEN INTERNATIONAL COM 449536101 942,140 16,300 SH SOLE 16,300 INSIGHTFUL COM 45770X100 27,648 12,800 SH SOLE 12,800 INTEL COM 458140100 827,886 30,094 SH SOLE 30,094 INTERPOOL INC COM 46062R108 4,066,835 255,615 SH SOLE 255,615 INTL BUSINESS MACHINES COM 459200101 6,271,783 71,004 SH SOLE 71,004 INTERNATIONAL PAPER COM 460146103 697,990 17,888 SH SOLE 17,888 INTERNATIONAL RECTIFIER COM 460254105 449,280 12,000 SH SOLE 12,000 Shufro, Rose & CO LLC Page: 3 Form 13F Information Table As of Date: 9/30/2003 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Shared None (X $1000) Prn Amt Prn Call Dscretn - Managers - Sole JAPAN EQUITY FUND COM 471057109 2,056,176 314,400 SH SOLE 314,400 JAPAN SMALLER CAP FUND COM 47109U104 598,780 65,800 SH SOLE 65,800 JOHNSON & JOHNSON COM 478160104 661,191 13,352 SH SOLE 13,352 KEMET CORP COM 488360108 4,252,612 333,800 SH SOLE 333,800 KIMBERLY-CLARK COM 494368103 2,480,450 48,333 SH SOLE 48,333 KIRBY CORP COM 497266106 6,450,325 224,750 SH SOLE 224,750 KREISLER MANUFACTURING COM 500773106 84,364 15,769 SH SOLE 15,769 LABRANCHE & CO COM 505447102 292,000 20,000 SH SOLE 20,000 LAZARE KAPLAN INTL COM 521078105 1,850,408 276,800 SH SOLE 276,800 LENNOX INTERNATIONAL COM 526107107 193,436 13,240 SH SOLE 13,240 LIBERTY MEDIA COM 530718105 437,404 43,872 SH SOLE 43,872 LINENS N THINGS COM 535679104 7,525,062 316,445 SH SOLE 316,445 LSI LOGIC COM 502161102 1,884,304 209,600 SH SOLE 209,600 LUCENT TECHNOLOGIES COM 549463107 51,114 23,664 SH SOLE 23,664 M & T BANK COM 55261F104 9,100,589 104,245 SH SOLE 104,245 MANITOWOC CO COM 563571108 2,882,601 132,900 SH SOLE 132,900 MATTSON TECHNOLOGY COM 577223100 2,269,983 250,550 SH SOLE 250,550 MELLON FINANCIAL COM 58551A108 1,430,776 47,471 SH SOLE 47,471 MERCK & CO COM 589331107 6,032,487 119,172 SH SOLE 119,172 MERRILL LYNCH COM 590188108 6,992,517 130,628 SH SOLE 130,628 MFRI INC COM 552721102 635,946 255,400 SH SOLE 255,400 MICHAELS STORES COM 594087108 703,110 17,250 SH SOLE 17,250 MICROSOFT COM 594918104 1,222,065 43,975 SH SOLE 43,975 MIDWAY GAMES COM 598148104 44,696 15,100 SH SOLE 15,100 MILLBROOK PRESS COM 600179105 40,470 57,000 SH SOLE 57,000 MILLEA HOLDINGS COM 60032R106 6,047,280 108,450 SH SOLE 108,450 MIPS TECHNOLOGIES COM 604567107 57,400 14,000 SH SOLE 14,000 MONACO COACH COM 60886R103 3,408,969 205,980 SH SOLE 205,980 MONMOUTH REAL ESTATE INVT CORP COM 609720107 158,145 19,500 SH SOLE 19,500 MONY GROUP COM 615337102 4,404,015 135,300 SH SOLE 135,300 MORGAN CHASE J P & CO COM 46625H100 13,174,069 383,748 SH SOLE 383,748 MOTOROLA COM 620076109 170,225 14,221 SH SOLE 14,221 MOVADO GROUP COM 624580106 4,926,843 224,970 SH SOLE 224,970 MSC SOFTWARE COM 553531104 240,480 33,400 SH SOLE 33,400 NASDAQ 100 SHARES COM 631100104 235,110 7,252 SH SOLE 7,252 NEOMAGIC CORP COM 640497103 797,559 342,300 SH SOLE 342,300 NETWORK EQUIPMENT TECHNOLOGIES COM 641208103 2,652,585 289,900 SH SOLE 289,900 NEW GERMANY FUND COM 644465106 2,761,821 468,900 SH SOLE 468,900 NEW PLAN EXCEL REALTY TRUST COM 648053106 373,965 16,050 SH SOLE 16,050 NOVELL COM 670006105 232,495 43,620 SH SOLE 43,620 OCE NV ADR COM 674627203 223,824 16,000 SH SOLE 16,000 ON ASSIGNMENT COM 682159108 992,640 188,000 SH SOLE 188,000 PARADIGM GENETICS COM 69900R106 14,880 12,000 SH SOLE 12,000 PARAMETRIC TECHNOLOGY COM 699173100 686,400 220,000 SH SOLE 220,000 PARK ELECTROCHEMICAL COM 700416209 2,697,377 118,566 SH SOLE 118,566 PEABODY ENERGY COM 704549104 8,776,699 279,780 SH SOLE 279,780 PEPSICO INC COM 713448108 1,873,485 40,879 SH SOLE 40,879 PERKINELMER COM 714046109 4,899,889 320,045 SH SOLE 320,045 PETRIE STORES LIQUIDATING TR COM 716437108 12,800 20,000 SH SOLE 20,000 PFIZER INC COM 717081103 6,263,414 206,169 SH SOLE 206,169 PRIME HOSPITALITY CORP COM 741917108 121,660 14,000 SH SOLE 14,000 Shufro, Rose & CO LLC Page: 4 Form 13F Information Table As of Date: 9/30/2003 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Shared None (X $1000) Prn Amt Prn Call Dscretn - Managers - Sole PROCTER & GAMBLE COM 742718109 232,050 2,500 SH SOLE 2,500 REGAL-BELOIT COM 758750103 3,472,080 170,200 SH SOLE 170,200 REGIS COM 758932107 1,454,933 45,325 SH SOLE 45,325 REPUBLIC FIRST BANCORP COM 760416107 141,600 12,000 SH SOLE 12,000 ROBOTIC VISION SYSTEMS COM 771074101 140,070 200,100 SH SOLE 200,100 ROYAL DUTCH PETROLEUM COM 780257804 515,372 11,660 SH SOLE 11,660 SAFEWAY COM 786514208 362,337 15,795 SH SOLE 15,795 SARA LEE COM 803111103 411,594 22,418 SH SOLE 22,418 SBC COMMUNICATIONS COM 78387G103 1,400,526 62,945 SH SOLE 62,945 SCHLUMBERGER LTD COM 806857108 544,984 11,260 SH SOLE 11,260 SCIENCE DYNAMICS COM 808631105 1,638 34,850 SH SOLE 34,850 SCIENTIFIC GAMES COM 80874P109 243,033 21,300 SH SOLE 21,300 SCM MICROSYSTEMS COM 784018103 124,270 17,000 SH SOLE 17,000 SERVICE CORP INTL COM 817565104 209,306 45,800 SH SOLE 45,800 SIFCO INDUSTRIES COM 826546103 104,420 45,400 SH SOLE 45,400 SILICON GRAPHICS COM 827056102 12,008 12,508 SH SOLE 12,508 SIMPLETECH COM 828823104 75,180 10,500 SH SOLE 10,500 SMART & FINAL COM 831683107 113,125 18,100 SH SOLE 18,100 SOTHEBYS HOLDINGS COM 835898107 932,522 86,185 SH SOLE 86,185 SPARTON CORP COM 847235108 336,281 31,875 SH SOLE 31,875 STARRETT L S COM 855668109 1,689,000 112,600 SH SOLE 112,600 STEIN MART COM 858375108 213,877 39,100 SH SOLE 39,100 STEWART & STEVENSON SERVICES COM 860342104 4,220,620 281,000 SH SOLE 281,000 STOLT OFFSHORE COM 861567105 14,900 10,000 SH SOLE 10,000 SWIFT ENERGY COM 870738101 1,532,346 108,600 SH SOLE 108,600 SWISS HELVETIA FUND COM 870875101 6,870,565 628,022 SH SOLE 628,022 SYMBOL TECHNOLOGIES COM 871508107 149,375 12,500 SH SOLE 12,500 SYMMETRICOM INC COM 871543104 4,824,251 762,125 SH SOLE 762,125 SYSCO CORP COM 871829107 229,493 7,016 SH SOLE 7,016 TECUMSEH PRODUCTS CLASS A COM 878895200 3,864,570 103,580 SH SOLE 103,580 TECUMSEH PRODUCTS CLASS B COM 878895101 443,750 12,500 SH SOLE 12,500 TELEFLEX COM 879369106 5,424,407 124,900 SH SOLE 124,900 TELLABS COM 879664100 8,385,480 1,234,975 SH SOLE 1,234,975 TERADYNE COM 880770102 637,980 34,300 SH SOLE 34,300 TEXAS INSTRUMENTS COM 882508104 206,796 9,070 SH SOLE 9,070 TRANSACTION SYSTEMS ARCHITECTS COM 893416107 2,905,920 174,950 SH SOLE 174,950 TRANSOCEAN COM G90078109 21,055,180 1,052,759 SH SOLE 1,052,759 TRENWICK GROUP LTD BERMUDA COM G9032C109 845 36,725 SH SOLE 36,725 TRINITY INDUSTRIES COM 896522109 3,347,575 129,500 SH SOLE 129,500 TWIN DISC COM 901476101 4,287,143 257,100 SH SOLE 257,100 UNION PACIFIC COM 907818108 11,984,881 206,032 SH SOLE 206,032 USEC INC COM 90333E108 6,124,161 937,850 SH SOLE 937,850 VARIAN INC COM 922206107 11,377,773 363,275 SH SOLE 363,275 VERIZON COMMUNICATIONS COM 92343V104 451,597 13,921 SH SOLE 13,921 VIRBAC CORP COM 927649103 148,625 20,500 SH SOLE 20,500 VISHAY INTERTECHNOLOGY COM 928298108 194,472 11,100 SH SOLE 11,100 VISTEON COM 92839U107 78,263 11,858 SH SOLE 11,858 VITESSE SEMICONDUCTOR COM 928497106 1,760,000 275,000 SH SOLE 275,000 VODAFONE GROUP PLC NEW COM 92857W100 1,123,875 55,500 SH SOLE 55,500 WAL-MART STORES COM 931142103 1,049,980 18,800 SH SOLE 18,800 WASHINGTON MUTUAL COM 939322103 1,495,942 37,997 SH SOLE 37,997 Shufro, Rose & CO LLC Page: 5 Form 13F Information Table As of Date: 9/30/2003 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Shared None (X $1000) Prn Amt Prn Call Dscretn - Managers - Sole WYETH COM 983024100 1,079,385 23,414 SH SOLE 23,414 XCEL ENERGY COM 98389B100 232,916 15,056 SH SOLE 15,056 YUM BRANDS COM 988498101 868,873 29,334 SH SOLE 29,334 3M COMPANY COM 88579Y101 366,347 5,304 SH SOLE 5,304 Line Count: 208
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