13F-HR 1 shufrorose12312001.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2001 Check here if Amendment (); Amendment Number: This Amendment (Check only one): ( ) is a restatement. (X) adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Shufro Rose & Co, LLC Address: 745 Fifth Avenue 26th Floor New York, NY 10151 13F File Number:28-792 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Steven J. Glass Title: Managing Director Phone: 212-754-5100 Signature, Place, and Date of Signing: Steven J. Glass New York, NY December 31, 2001 Report Type (Check only one): (X) 13F HOLDINGS REPORT ( ) 13F NOTICE ( ) 13F COMBINATION REPORT I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE AS OF DATE: 12/31/01 RUN DATE: 2/8/01 11:17 A.M. REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 241 FORM 13F INFORMATION TABLE VALUE TOTAL: $658,991,146.91 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME Shufro, Rose & CO LLC Form 13F Information Table As of Date: 12/31/2001 - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Shared None (X $1000) Prn Amt Prn Call Dscretn - Managers - Sole IRT PROPERTY CV 7.30% 8-15-03 CONV BND 450058AA0 2,123,020 2,102,000 PRN SOLE 2,102,000 RICHARDSON EL 8.25% 6-15-06 CONV BND 763165AC1 434,075 485,000 PRN SOLE 485,000 CHARMING SHOP CV 7.50% 7-15-06 CONV BND 161133AA1 2,365,550 2,420,000 PRN SOLE 2,420,000 STANDARD COML CV 7.25% 3-31-07 CONV BND 853258AA9 2,262,374 2,481,000 PRN SOLE 2,481,000 ABBOTT LABORATORIES COM 002824100 12,548,991 225,094 SH SOLE 225,094 ADAPTEC COM 00651F108 1,986,138 136,975 SH SOLE 136,975 AGILENT TECHNOLOGIES COM 00846U101 1,250,862 43,875 SH SOLE 43,875 AGRIUM INC COM 008916108 9,668,154 912,090 SH SOLE 912,090 ALEXANDER & BALDWIN COM 014482103 3,310,800 124,000 SH SOLE 124,000 ALLEGHANY CORP COM 017175100 5,330,480 27,698 SH SOLE 27,698 AMERICAN EXPRESS COM 025816109 2,323,241 65,095 SH SOLE 65,095 AMERICAN HOME PRODUCTS COM 026609107 5,812,081 94,721 SH SOLE 94,721 AMERICAN POWER CONVERSION COM 029066107 224,130 15,500 SH SOLE 15,500 AOL TIME WARNER COM 00184A105 3,029,566 94,379 SH SOLE 94,379 APARTMENT INVESTMENT & MGMT COM 03748R101 416,143 9,100 SH SOLE 9,100 APPLIED MATERIALS COM 038222105 3,861,750 96,303 SH SOLE 96,303 APRIA HEALTH GROUP COM 037933108 362,355 14,500 SH SOLE 14,500 ARVINMERITOR COM 043353101 2,891,990 147,250 SH SOLE 147,250 ASYST TECHNOLOGIES COM 04648X107 641,828 50,300 SH SOLE 50,300 AT & T CORP COM 001957109 901,011 49,670 SH SOLE 49,670 AT&T WIRELESS SERVICES COM 00209A106 302,858 21,076 SH SOLE 21,076 ATMI COM 00207R101 1,285,515 53,900 SH SOLE 53,900 AUTODESK COM 052769106 2,193,153 58,845 SH SOLE 58,845 AVANT CORP COM 053487104 502,312 24,515 SH SOLE 24,515 AVAYA COM 053499109 175,568 14,450 SH SOLE 14,450 AVNET COM 053807103 2,054,690 80,671 SH SOLE 80,671 BALDWIN TECHNOLOGY COM 058264102 929,401 768,100 SH SOLE 768,100 BELLSOUTH COM 079860102 884,012 23,172 SH SOLE 23,172 BERKSHIRE BANCORP COM 084597103 231,707 8,202 SH SOLE 8,202 BERKSHIRE HATHAWAY B SHARES COM 084670207 8,451,175 3,347 SH SOLE 3,347 BIG LOTS COM 089302103 6,511,128 626,070 SH SOLE 626,070 BOLT TECHNOLOGY COM 097698104 78,200 17,000 SH SOLE 17,000 BOMBAY STORES COM 097924104 3,320,090 1,456,180 SH SOLE 1,456,180 BON-TON STORES COM 09776J101 64,800 24,000 SH SOLE 24,000 BORLAND SOFTWARE COM 099849101 4,920,341 314,198 SH SOLE 314,198 BOSTON ACOUSTICS COM 100534106 171,600 14,300 SH SOLE 14,300 BP PLC COM 055622104 1,943,653 41,790 SH SOLE 41,790 BRIGHTPOINT INC COM 109473108 799,758 254,700 SH SOLE 254,700 BRISTOL-MYERS SQUIBB COM 110122108 10,466,730 205,230 SH SOLE 205,230 BROOKTROUT INC COM 114580103 156,000 24,000 SH SOLE 24,000 BURLINGTON RESOURCES COM 122014103 1,138,776 30,335 SH SOLE 30,335 CANADIAN NATURAL RESOURCES LTD COM 136385101 4,747,044 194,551 SH SOLE 194,551 CAPTARIS COM 14071N104 277,488 75,200 SH SOLE 75,200 CARNIVAL CRUISE LINES COM 143658102 1,395,436 49,695 SH SOLE 49,695 CELLSTAR CORP COM 150925105 69,972 83,300 SH SOLE 83,300 CH ENERGY GROUP COM 12541M102 5,417,058 124,616 SH SOLE 124,616 CHARMING SHOPPES COM 161133103 1,827,171 344,100 SH SOLE 344,100 CHEVRONTEXACO COM 166764100 2,460,511 27,458 SH SOLE 27,458 CIRRUS LOGIC COM 172755100 429,650 32,500 SH SOLE 32,500 CITIGROUP COM 172967101 2,045,450 40,520 SH SOLE 40,520 COCA-COLA COM 191216100 876,330 18,586 SH SOLE 18,586 - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Shared None (X $1000) Prn Amt Prn Call Dscretn - Managers - Sole COHU INC COM 192576106 217,250 11,000 SH SOLE 11,000 COMCAST CLASS A SPECIAL COM 200300200 475,200 13,200 SH SOLE 13,200 COMPAQ COMPUTER COM 204493100 350,872 35,950 SH SOLE 35,950 COMSHARE COM 205912108 100,395 34,500 SH SOLE 34,500 CONCORD CAMERA COM 206156101 712,800 90,000 SH SOLE 90,000 CONSECO INC COM 208464107 75,820 17,000 SH SOLE 17,000 CONSOLIDATED EDISON COM 209115104 219,074 5,428 SH SOLE 5,428 CONSOLIDATED TOMOKA LAND COM 210226106 5,594,232 281,400 SH SOLE 281,400 CONSUMERS FINANCIAL CORP COM 210520102 860 21,500 SH SOLE 21,500 COOLBRANDS INTL SUB VTG SHS COM 21639P208 150,934 68,700 SH SOLE 68,700 CORNING COM 219350105 4,094,904 459,070 SH SOLE 459,070 CPAC COM 126145101 197,313 26,700 SH SOLE 26,700 CRAFTMADE INTERNATIONAL COM 22413E104 2,979,292 189,643 SH SOLE 189,643 CREDENCE SYSTEMS COM 225302108 3,772,310 203,140 SH SOLE 203,140 CVS CORP COM 126650100 778,036 26,285 SH SOLE 26,285 DAVOX COM 239208101 3,980,994 411,685 SH SOLE 411,685 DEPARTMENT 56 COM 249509100 1,897,977 220,695 SH SOLE 220,695 DIGI INTERNATIONAL COM 253798102 730,002 114,600 SH SOLE 114,600 DIODES INC COM 254543101 66,500 10,000 SH SOLE 10,000 DISNEY WALT COM 254687106 12,141,443 585,977 SH SOLE 585,977 DMC STRATEX NETWORKS COM 23322L106 163,380 21,000 SH SOLE 21,000 DONNELLY CORP CLASS A COM 257870105 5,789,945 440,300 SH SOLE 440,300 DUPONT COM 263534109 29,459,090 692,992 SH SOLE 692,992 ELECTRONIC CLEARING HOUSE NEW COM 285562500 23,056 10,625 SH SOLE 10,625 EL PASO ELECTRIC COM 283677854 8,393,615 578,870 SH SOLE 578,870 EMERSON ELECTRIC COM 291011104 269,512 4,720 SH SOLE 4,720 ESS TECHNOLOGY COM 269151106 1,396,782 65,700 SH SOLE 65,700 ETHAN ALLEN INTERIORS COM 297602104 10,444,954 251,141 SH SOLE 251,141 EXXON MOBIL COM 30231G102 37,355,868 950,531 SH SOLE 950,531 FIRST DATA COM 319963104 1,184,595 15,100 SH SOLE 15,100 FIRST NATIONAL BANK ALASKA COM 32112J106 1,580,375 1,345 SH SOLE 1,345 FIRST TENNESSEE NATIONAL COM 337162101 290,080 8,000 SH SOLE 8,000 FLEETBOSTON FINANCIAL COM 339030108 1,005,758 27,555 SH SOLE 27,555 FORD MOTOR CO COM 345370860 381,933 24,296 SH SOLE 24,296 FRANKLIN CE LTD COM 125151100 180,780 78,600 SH SOLE 78,600 FRESH BRANDS COM 35803U108 340,065 16,500 SH SOLE 16,500 GANNETT CO COM 364730101 14,551,396 216,442 SH SOLE 216,442 GENERAL ELECTRIC COM 369604103 68,840,566 1,717,579 SH SOLE 1,717,579 GENERAL MOTORS COM 370442105 4,877,496 100,360 SH SOLE 100,360 GENUINE PARTS COM 372460105 873,460 23,800 SH SOLE 23,800 GERMANY FUND COM 374143105 1,417,403 201,050 SH SOLE 201,050 GLATFELTER COM 377316104 4,906,345 314,913 SH SOLE 314,913 GLENAYRE TECHNOLOGIES COM 377899109 101,060 62,000 SH SOLE 62,000 GLOBAL INDUSTRIES COM 379336100 177,110 19,900 SH SOLE 19,900 GOODYEAR TIRE & RUBBER COM 382550101 2,909,130 122,181 SH SOLE 122,181 GOODYS FAMILY CLOTHING COM 382588101 866,250 206,250 SH SOLE 206,250 GREAT LAKES CHEMICAL COM 390568103 4,957,612 204,185 SH SOLE 204,185 GSI LUMONICS COM 36229U102 776,699 91,700 SH SOLE 91,700 GTSI CORP COM 36238K103 325,910 34,415 SH SOLE 34,415 GUIDANT COM 401698105 6,477,486 130,070 SH SOLE 130,070 H & Q LIFE SCIENCES COM 404053100 331,014 15,396 SH SOLE 15,396 - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Shared None (X $1000) Prn Amt Prn Call Dscretn - Managers - Sole HANSON INDUSTRIES ADR COM 411352404 5,566,564 165,573 SH SOLE 165,573 HARTMARX CORP COM 417119104 118,635 71,900 SH SOLE 71,900 HEWLETT PACKARD COM 428236103 6,855,533 333,765 SH SOLE 333,765 HOLLINGER COM 435569108 809,465 69,185 SH SOLE 69,185 HOLOGIC COM 436440101 183,942 19,800 SH SOLE 19,800 HOME DEPOT COM 437076102 6,440,268 126,255 SH SOLE 126,255 HONEYWELL INTL COM 438516106 1,785,189 52,785 SH SOLE 52,785 HORIZON OFFSHORE COM 44043J105 367,952 48,800 SH SOLE 48,800 HUDSON UNITED BANCORP COM 444165104 1,601,001 55,784 SH SOLE 55,784 HUNTCO INC COM 445661101 3,771 41,900 SH SOLE 41,900 IGEN INTERNATIONAL COM 449536101 665,660 16,600 SH SOLE 16,600 INPUT/OUTPUT COM 457652105 1,267,214 154,350 SH SOLE 154,350 INTEGRALVISION COM 45811H106 1,750 17,500 SH SOLE 17,500 INTEGRATED DEVICE TECHNOLOGY COM 458118106 1,037,941 39,035 SH SOLE 39,035 INTEL COM 458140100 863,774 27,465 SH SOLE 27,465 INTL BUSINESS MACHINES COM 459200101 8,669,203 71,670 SH SOLE 71,670 INTERNATIONAL PAPER COM 460146103 836,052 20,720 SH SOLE 20,720 IOMEGA CORP COM 462030305 90,648 10,856 SH SOLE 10,856 JAPAN OTC EQUITY FUND COM 471091108 365,211 65,100 SH SOLE 65,100 JO-ANN STORES COM 47758P109 908,050 127,000 SH SOLE 127,000 JOHNSON & JOHNSON COM 478160104 1,529,744 25,884 SH SOLE 25,884 KIMBERLY-CLARK COM 494368103 3,425,643 57,285 SH SOLE 57,285 KIRBY CORP COM 497266106 4,675,235 169,700 SH SOLE 169,700 KULICKE & SOFFA INDUSTRIES COM 501242101 1,072,733 62,550 SH SOLE 62,550 LABOR READY COM 505401208 342,370 67,000 SH SOLE 67,000 LACROSSE FOOTWEAR COM 505688101 32,640 10,200 SH SOLE 10,200 LAZARE KAPLAN INTL COM 521078105 2,268,030 328,700 SH SOLE 328,700 LENNOX INTERNATIONAL COM 526107107 162,184 16,720 SH SOLE 16,720 LINCOLN NATIONAL CONV FUND COM 534183108 165,140 11,500 SH SOLE 11,500 LINENS N THINGS COM 535679104 5,659,215 221,930 SH SOLE 221,930 LOUISIANA PACIFIC COM 546347105 114,075 13,516 SH SOLE 13,516 LUCENT TECHNOLOGIES COM 549463107 1,071,778 170,394 SH SOLE 170,394 M & T BANK COM 55261F104 10,713,248 147,059 SH SOLE 147,059 MACDERMID COM 554273102 6,013,182 354,760 SH SOLE 354,760 MATTEL INC COM 577081102 361,286 21,005 SH SOLE 21,005 MATTSON TECHNOLOGY COM 577223100 1,712,224 194,350 SH SOLE 194,350 MAY DEPARTMENT STORES COM 577778103 221,880 6,000 SH SOLE 6,000 MEDTRONIC COM 585055106 208,630 4,074 SH SOLE 4,074 MELLON FINANCIAL COM 58551A108 2,095,773 55,709 SH SOLE 55,709 MERCK & CO COM 589331107 6,878,953 116,989 SH SOLE 116,989 MERIDIAN RESOURCE CORP COM 58977Q109 105,735 26,500 SH SOLE 26,500 MERRILL LYNCH COM 590188108 8,221,774 157,747 SH SOLE 157,747 MFRI INC COM 552721102 719,800 236,000 SH SOLE 236,000 MICROSOFT COM 594918104 905,381 13,662 SH SOLE 13,662 MILBROOK PRESS COM 600179105 566,280 234,000 SH SOLE 234,000 MINNESOTA MINING & MFG COM 604059105 1,751,399 14,816 SH SOLE 14,816 MONMOUTH REAL ESTATE INVT CORP COM 609720107 170,925 26,500 SH SOLE 26,500 MORGAN CHASE J P & CO COM 46625H100 17,326,555 476,659 SH SOLE 476,659 MOTOROLA COM 620076109 492,265 32,774 SH SOLE 32,774 MOVADO GROUP COM 624580106 3,703,200 192,875 SH SOLE 192,875 MUNICIPAL PARTNERS FUND COM 62622C101 264,390 21,000 SH SOLE 21,000 - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Shared None (X $1000) Prn Amt Prn Call Dscretn - Managers - Sole NAM TAI ELECTRONICS COM 629865205 185,199 11,170 SH SOLE 11,170 NEOMAGIC CORP COM 640497103 698,720 198,500 SH SOLE 198,500 NETWORK EQUIPMENT TECHNOLOGIES COM 641208103 3,812,493 699,540 SH SOLE 699,540 NEW GERMANY FUND COM 644465106 2,600,850 443,075 SH SOLE 443,075 NEW PLAN EXCEL REALTY TRUST COM 648053106 321,945 16,900 SH SOLE 16,900 NORTH FORK BANCORPORATION COM 659424105 202,337 6,325 SH SOLE 6,325 NOVELL COM 670006105 208,496 45,424 SH SOLE 45,424 OAK TECHNOLOGY COM 671802106 6,264,170 455,576 SH SOLE 455,576 OCE NV ADR COM 674627203 169,768 17,500 SH SOLE 17,500 OFFICEMAX INC COM 67622M108 2,107,800 468,400 SH SOLE 468,400 ORTHOLOGIC CORP COM 68750J107 140,832 28,800 SH SOLE 28,800 PALM COM 696642107 3,650,114 940,751 SH SOLE 940,751 PAREXEL INTERNATIONAL COM 699462107 1,028,752 71,690 SH SOLE 71,690 PCTEL COM 69325Q105 1,130,681 116,445 SH SOLE 116,445 PEPSICO INC COM 713448108 2,197,574 45,134 SH SOLE 45,134 PETSMART COM 716768106 1,116,200 113,435 SH SOLE 113,435 PFIZER INC COM 717081103 8,832,912 221,654 SH SOLE 221,654 PHARMACIA COM 71713U102 1,162,596 27,259 SH SOLE 27,259 PIONEER STANDARD ELECTRONICS COM 723877106 1,068,070 84,100 SH SOLE 84,100 PITNEY BOWES COM 724479100 7,247,259 192,695 SH SOLE 192,695 PREVIO COM 74138B105 33,000 20,000 SH SOLE 20,000 PROCTER & GAMBLE COM 742718109 293,968 3,715 SH SOLE 3,715 PROGRESS FINANCIAL COM 743266108 86,250 11,500 SH SOLE 11,500 RADISYS CORP COM 750459109 786,400 40,000 SH SOLE 40,000 REGAL BELOIT COM 758750103 3,566,480 163,600 SH SOLE 163,600 RELIANT ENERGY COM 75952J108 248,758 9,380 SH SOLE 9,380 REPUBLIC FIRST BANCORP COM 760416107 86,450 17,500 SH SOLE 17,500 RICHARDSON ELECTRONICS LTD COM 763165107 140,360 11,600 SH SOLE 11,600 ROCKWELL INTERNATIONAL COM 773903109 686,717 38,450 SH SOLE 38,450 ROCKWELL COLLINS COM 774341101 749,775 38,450 SH SOLE 38,450 ROYAL DUTCH PETROLEUM COM 780257804 431,964 8,812 SH SOLE 8,812 ROYCE VALUE TRUST COM 780910105 3,592,633 228,539 SH SOLE 228,539 SARA LEE COM 803111103 8,262,558 371,685 SH SOLE 371,685 SBC COMMUNICATIONS COM 78387G103 2,429,715 62,030 SH SOLE 62,030 SCHERING-PLOUGH COM 806605101 308,861 8,625 SH SOLE 8,625 SCHLUMBERGER LTD COM 806857108 711,053 12,940 SH SOLE 12,940 SCHNITZER STEEL INDUSTRIES COM 806882106 820,365 60,100 SH SOLE 60,100 SCHULMAN A COM 808194104 4,024,703 294,850 SH SOLE 294,850 SCIENCE DYNAMICS CORP COM 808631105 3,588 44,850 SH SOLE 44,850 SCIENTIFIC GAMES COM 80874P109 2,884,963 329,710 SH SOLE 329,710 SCM MICROSYSTEMS COM 784018103 600,240 41,000 SH SOLE 41,000 SCPIE HOLDINGS COM 78402P104 359,775 12,300 SH SOLE 12,300 SCUDDER MULTI-MARKET INCOME TR COM 81118Q101 138,768 16,800 SH SOLE 16,800 SHERWIN WILLIAMS COM 824348106 2,887,500 105,000 SH SOLE 105,000 SIMPLETECH COM 828823104 59,000 20,000 SH SOLE 20,000 SOVEREIGN BANCORP COM 845905108 146,880 12,000 SH SOLE 12,000 SPARTON CORP COM 847235108 334,650 48,500 SH SOLE 48,500 SPEEDFAM IPEC COM 847705100 2,192,982 735,900 SH SOLE 735,900 SPORTS AUTHORITY COM 849176102 108,300 19,000 SH SOLE 19,000 STARRETT L S COM 855668109 4,332,630 207,800 SH SOLE 207,800 STEIN MART COM 858375108 242,440 29,000 SH SOLE 29,000 - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Shared None (X $1000) Prn Amt Prn Call Dscretn - Managers - Sole STEWART & STEVENSON SERVICES COM 860342104 5,123,844 272,400 SH SOLE 272,400 STIFEL FINANCIAL CORP COM 860630102 131,250 12,500 SH SOLE 12,500 SUN MICROSYSTEMS COM 866810104 188,308 15,260 SH SOLE 15,260 SWISS ARMY BRANDS COM 870827102 2,036,743 313,345 SH SOLE 313,345 SWISS HELVETIA FUND COM 870875101 5,505,412 500,492 SH SOLE 500,492 SYMBOL TECHNOLOGIES COM 871508107 159,594 10,050 SH SOLE 10,050 SYNTELLECT INC COM 87161L105 30,400 16,000 SH SOLE 16,000 SYSTEMAX INC COM 871851101 48,000 20,000 SH SOLE 20,000 TALARIAN COM 874090103 60,000 20,000 SH SOLE 20,000 TECHNITROL INC COM 878555101 312,106 11,300 SH SOLE 11,300 TECUMSEH PRODUCTS CL A COM 878895200 5,919,153 116,910 SH SOLE 116,910 TECUMSEH PRODUCTS CL B COM 878895101 418,390 8,600 SH SOLE 8,600 TEJON RANCH COM 879080109 781,857 32,700 SH SOLE 32,700 TESCO CORP COM 88157K101 91,630 11,000 SH SOLE 11,000 TIMBERLINE SOFTWARE COM 887134104 102,000 17,000 SH SOLE 17,000 TIMKEN COM 887389104 834,888 51,600 SH SOLE 51,600 TJX COMPANIES COM 872540109 507,219 12,725 SH SOLE 12,725 TOKIO MARINE & FIRE INS COM 889090403 3,654,290 99,844 SH SOLE 99,844 TOOTSIE ROLL INDUSTRIES COM 890516107 351,017 8,982 SH SOLE 8,982 TRANSACTION SYSTEMS ARCHITECTS COM 893416107 885,172 72,200 SH SOLE 72,200 TRENWICK GROUP LTD COM G9032C109 5,233,075 514,560 SH SOLE 514,560 TRICON GLOBAL RESTAURANTS COM 895953107 984,344 20,007 SH SOLE 20,007 TUPPERWARE COM 899896104 1,714,232 89,051 SH SOLE 89,051 TWIN DISC COM 901476101 2,950,491 210,900 SH SOLE 210,900 ULTICOM INC COM 903844108 120,720 12,000 SH SOLE 12,000 UNION PACIFIC COM 907818108 13,416,375 235,375 SH SOLE 235,375 USEC INC COM 90333E108 5,761,652 804,700 SH SOLE 804,700 VARIAN INSTRUMENTS COM 922206107 572,566 17,650 SH SOLE 17,650 VERITAS DGC COM 92343P107 462,500 25,000 SH SOLE 25,000 VERIZON COMMUNICATIONS COM 92343V104 729,081 15,362 SH SOLE 15,362 VIRBAC CORP COM 927649103 138,600 27,500 SH SOLE 27,500 VISTEON COM 92839U107 3,934,449 261,599 SH SOLE 261,599 VODAFONE GROUP PLC NEW COM 92857W100 1,535,921 59,810 SH SOLE 59,810 WAL-MART STORES COM 931142103 1,238,188 21,515 SH SOLE 21,515 WORLDCOM COM 98157D106 8,539,224 606,479 SH SOLE 606,479 XCEL ENERGY COM 98389B100 302,421 10,902 SH SOLE 10,902 3COM COM 885535104 71,009 11,130 SH SOLE 11,130 Line Count: 241