0000908195-01-500021.txt : 20011101 0000908195-01-500021.hdr.sgml : 20011101 ACCESSION NUMBER: 0000908195-01-500021 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010930 FILED AS OF DATE: 20011031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHUFRO ROSE & CO LLC CENTRAL INDEX KEY: 0000908195 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 135390713 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04541 FILM NUMBER: 1771922 BUSINESS ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151-2600 BUSINESS PHONE: 2127545100 MAIL ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151-2600 FORMER COMPANY: FORMER CONFORMED NAME: SHUFRO ROSE EHRMAN DATE OF NAME CHANGE: 19930624 13F-HR 1 shufrorose09312001.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2001 Check here if Amendment (); Amendment Number: This Amendment (Check only one): ( ) is a restatement. (X) adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Shufro Rose & Co, LLC Address: 745 Fifth Avenue 26th Floor New York, NY 10151 13F File Number:28-792 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Steven J. Glass Title: Managing Director Phone: 212-754-5100 Signature, Place, and Date of Signing: Steven J. Glass New York, NY September 30, 2001 Report Type (Check only one): (X) 13F HOLDINGS REPORT ( ) 13F NOTICE ( ) 13F COMBINATION REPORT I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE AS OF DATE: 09/30/01 RUN DATE: 10/30/01 11:17 A.M. REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 236 FORM 13F INFORMATION TABLE VALUE TOTAL: $584,016,892.48 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME Shufro, Rose & CO LLC Page: 1 Form 13F Information Table As of Date: 9/30/2001 - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Shared None (X $1000) Prn Amt Prn Call Dscretn - Managers - Sole IRT PROPERTY CV 7.30% 8-15-03 CONV BND 450058AA0 2,240,480 2,206,000 PRN SOLE 2,206,000 CHARMING SHOP CV 7.50% 7-15-06 CONV BND 161133AA1 2,275,300 2,440,000 PRN SOLE 2,440,000 STANDARD COML CV 7.25% 3-31-07 CONV BND 853258AA9 2,197,588 2,435,000 PRN SOLE 2,435,000 ABBOTT LABORATORIES COM 002824100 12,119,419 233,740 SH SOLE 233,740 ADAPTEC COM 00651F108 1,082,126 137,675 SH SOLE 137,675 AGILENT TECHNOLOGIES COM 00846U101 1,008,497 51,586 SH SOLE 51,586 AGRIUM INC COM 008916108 8,951,537 920,940 SH SOLE 920,940 AIRBORNE COM 009269101 153,755 16,100 SH SOLE 16,100 ALEXANDER & BALDWIN COM 014482103 3,146,304 134,400 SH SOLE 134,400 ALL AMERICAN FOOD GROUP NEW COM 016435307 10 10,000 SH SOLE 10,000 ALLEGHANY CORP COM 017175100 4,382,378 22,022 SH SOLE 22,022 AMERICAN EXPRESS COM 025816109 791,159 27,225 SH SOLE 27,225 AMERICAN HOME PRODUCTS COM 026609107 15,011,841 257,714 SH SOLE 257,714 AMERICAN POWER CONVERSION COM 029066107 181,040 15,500 SH SOLE 15,500 AOL TIME WARNER COM 00184A105 2,552,440 77,113 SH SOLE 77,113 APARTMENT INVESTMENT & MGMT COM 03748R101 362,080 8,000 SH SOLE 8,000 APPLIED MATERIALS COM 038222105 2,801,482 98,505 SH SOLE 98,505 APRIA HEALTH GROUP COM 037933108 281,015 10,850 SH SOLE 10,850 ARROW ELECTRONICS COM 042735100 227,478 10,905 SH SOLE 10,905 ARVINMERITOR COM 043353101 2,877,649 201,375 SH SOLE 201,375 AT & T CORP COM 001957109 993,638 51,484 SH SOLE 51,484 AT&T WIRELESS SERVICES COM 00209A106 221,183 14,805 SH SOLE 14,805 ATMI COM 00207R101 758,595 49,100 SH SOLE 49,100 AUTODESK COM 052769106 2,441,048 76,140 SH SOLE 76,140 AVANT CORP COM 053487104 182,454 61,640 SH SOLE 61,640 AVAYA COM 053499109 181,279 18,311 SH SOLE 18,311 AVITAR INC COM 053801106 99,331 86,375 SH SOLE 86,375 AVNET COM 053807103 1,880,919 103,404 SH SOLE 103,404 BALDWIN TECHNOLOGY COM 058264102 819,375 862,500 SH SOLE 862,500 BELLSOUTH COM 079860102 940,609 22,638 SH SOLE 22,638 BERKSHIRE BANCORP COM 084597103 223,505 8,202 SH SOLE 8,202 BERKSHIRE HATHAWAY B SHARES COM 084670207 7,733,270 3,319 SH SOLE 3,319 BETHLEHEM STEEL COM 087509105 31,488 24,600 SH SOLE 24,600 BIG LOTS COM 089302103 3,228,292 389,420 SH SOLE 389,420 BOLT TECHNOLOGY COM 097698104 81,600 17,000 SH SOLE 17,000 BOMBAY STORES COM 097924104 2,937,750 1,412,380 SH SOLE 1,412,380 BON-TON STORES COM 09776J101 52,320 24,000 SH SOLE 24,000 BORLAND SOFTWARE COM 099849101 3,404,819 420,348 SH SOLE 420,348 BOSTON ACOUSTICS COM 100534106 146,300 13,300 SH SOLE 13,300 BP PLC COM 055622104 2,030,524 41,296 SH SOLE 41,296 BRIGHTPOINT INC COM 109473108 193,750 62,500 SH SOLE 62,500 BRISTOL-MYERS SQUIBB COM 110122108 11,410,468 205,372 SH SOLE 205,372 BROOKTROUT INC COM 114580103 78,960 24,000 SH SOLE 24,000 BURLINGTON RESOURCES COM 122014103 695,660 20,335 SH SOLE 20,335 CAPTARIS COM 14071N104 114,950 55,000 SH SOLE 55,000 CARNIVAL CRUISE LINES COM 143658102 1,092,082 49,595 SH SOLE 49,595 CELLSTAR CORP COM 150925105 114,840 99,000 SH SOLE 99,000 CENTRAL EUROPEAN EQUITY FUND COM 153436100 112,800 12,000 SH SOLE 12,000 CH ENERGY GROUP COM 12541M102 5,133,302 126,436 SH SOLE 126,436 CHARMING SHOPPES COM 161133103 1,552,051 316,100 SH SOLE 316,100 CHEVRON COM 166751107 2,280,368 26,907 SH SOLE 26,907 Shufro, Rose & CO LLC Page: 2 Form 13F Information Table As of Date: 9/30/2001 - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Shared None (X $1000) Prn Amt Prn Call Dscretn - Managers - Sole CIRRUS LOGIC COM 172755100 241,150 32,500 SH SOLE 32,500 CITIGROUP COM 172967101 1,578,488 38,975 SH SOLE 38,975 CLARE CP COM 18002R100 97,248 50,650 SH SOLE 50,650 COCA-COLA COM 191216100 830,697 17,731 SH SOLE 17,731 COHU INC COM 192576106 164,560 11,000 SH SOLE 11,000 COMCAST CLASS A SPECIAL COM 200300200 523,702 14,600 SH SOLE 14,600 COMPAQ COMPUTER COM 204493100 281,294 33,850 SH SOLE 33,850 COMSHARE COM 205912108 75,525 26,500 SH SOLE 26,500 CONCORD CAMERA COM 206156101 175,200 40,000 SH SOLE 40,000 CONSECO INC COM 208464107 123,420 17,000 SH SOLE 17,000 CONSOLIDATED EDISON COM 209115104 204,740 5,028 SH SOLE 5,028 CONSOLIDATED TOMOKA LAND COM 210226106 5,853,575 282,100 SH SOLE 282,100 CONSUMERS FINANCIAL CORP COM 210520102 1,720 21,500 SH SOLE 21,500 COOLBRANDS INTL SUB VTG SHS COM 21639P208 80,104 68,700 SH SOLE 68,700 CORNING COM 219350105 4,558,000 516,780 SH SOLE 516,780 CPAC COM 126145101 186,000 31,000 SH SOLE 31,000 CRAFTMADE INTERNATIONAL COM 22413E104 2,649,385 203,018 SH SOLE 203,018 CREDENCE SYSTEMS COM 225302108 2,118,270 175,790 SH SOLE 175,790 DAVOX COM 239208101 3,279,256 412,485 SH SOLE 412,485 DEPARTMENT 56 COM 249509100 1,224,121 192,775 SH SOLE 192,775 DIGI INTERNATIONAL COM 253798102 599,517 114,850 SH SOLE 114,850 DIODES INC COM 254543101 46,500 10,000 SH SOLE 10,000 DISNEY WALT COM 254687106 11,058,418 593,900 SH SOLE 593,900 DMC STRATEX NETWORKS COM 23322L106 56,760 11,000 SH SOLE 11,000 DONNELLY CORP CLASS A COM 257870105 5,699,220 404,200 SH SOLE 404,200 DUPONT COM 263534109 26,400,798 703,646 SH SOLE 703,646 EL PASO ELECTRIC COM 283677854 7,270,569 552,895 SH SOLE 552,895 EMERSON ELECTRIC COM 291011104 217,417 4,620 SH SOLE 4,620 ERICSSON LM TELEPHONE B NEW COM 294821400 39,088 11,200 SH SOLE 11,200 ESS TECHNOLOGY COM 269151106 1,539,592 150,645 SH SOLE 150,645 ETHAN ALLEN INTERIORS COM 297602104 6,919,853 251,631 SH SOLE 251,631 EXXON MOBIL COM 30231G102 38,172,611 968,848 SH SOLE 968,848 FIRST DATA COM 319963104 879,726 15,100 SH SOLE 15,100 FIRST NATIONAL BANK ALASKA COM 322387101 1,390,375 1,225 SH SOLE 1,225 FIRST TENNESSEE NATIONAL COM 337162101 640,100 17,300 SH SOLE 17,300 FLEETBOSTON FINANCIAL COM 339030108 942,863 26,010 SH SOLE 26,010 FLEETWOOD ENTERPRISES COM 339099103 2,476,370 221,500 SH SOLE 221,500 FORD MOTOR CO COM 345370860 455,056 26,228 SH SOLE 26,228 FRANKLIN CE LTD COM 125151100 136,752 77,700 SH SOLE 77,700 FRESH BRANDS COM 35803U108 251,625 16,500 SH SOLE 16,500 GANNETT CO COM 364730101 13,577,827 225,883 SH SOLE 225,883 GENERAL ELECTRIC COM 369604103 64,566,106 1,735,648 SH SOLE 1,735,648 GENERAL MOTORS COM 370442105 4,344,054 101,260 SH SOLE 101,260 GENUINE PARTS COM 372460105 923,940 29,000 SH SOLE 29,000 GERMANY FUND COM 374143105 736,820 110,800 SH SOLE 110,800 GLATFELTER P H COM 377316104 5,220,909 341,013 SH SOLE 341,013 GOODYEAR TIRE & RUBBER COM 382550101 2,279,754 123,698 SH SOLE 123,698 GOODYS FAMILY CLOTHING COM 382588101 629,063 206,250 SH SOLE 206,250 GREAT LAKES CHEMICAL COM 390568103 4,631,829 209,585 SH SOLE 209,585 GTSI CORP COM 36238K103 254,997 35,915 SH SOLE 35,915 GUIDANT COM 401698105 5,050,045 131,170 SH SOLE 131,170 Shufro, Rose & CO LLC Page: 3 Form 13F Information Table As of Date: 9/30/2001 - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Shared None (X $1000) Prn Amt Prn Call Dscretn - Managers - Sole H & Q LIFE SCIENCES COM 404053100 351,122 19,031 SH SOLE 19,031 HANCOCK JOHN EQUITY TR COM 41014V109 56,696 10,017 SH SOLE 10,017 HANSON INDUSTRIES ADR COM 411352404 5,894,218 168,166 SH SOLE 168,166 HARTMARX CORP COM 417119104 237,145 110,300 SH SOLE 110,300 HEWLETT PACKARD COM 428236103 6,685,654 415,258 SH SOLE 415,258 HOLLINGER COM 435569108 728,070 69,340 SH SOLE 69,340 HOLOGIC COM 436440101 65,650 13,000 SH SOLE 13,000 HOME DEPOT COM 437076102 4,839,493 126,127 SH SOLE 126,127 HONEYWELL INTL COM 438516106 1,809,007 68,523 SH SOLE 68,523 HUDSON UNITED BANCORP COM 444165104 1,547,448 55,784 SH SOLE 55,784 HUNTCO INC COM 445661101 14,130 47,100 SH SOLE 47,100 IGEN INTERNATIONAL COM 449536101 456,832 16,600 SH SOLE 16,600 INPUT/OUTPUT COM 457652105 1,340,784 163,910 SH SOLE 163,910 INTEGRALVISION COM 45811H106 3,640 26,000 SH SOLE 26,000 INTEGRATED DEVICE TECHNOLOGY COM 458118106 808,623 40,190 SH SOLE 40,190 INTEL COM 458140100 547,859 26,869 SH SOLE 26,869 INTL BUSINESS MACHINES COM 459200101 6,575,914 71,245 SH SOLE 71,245 INTERNATIONAL PAPER COM 460146103 779,659 22,404 SH SOLE 22,404 IOMEGA CORP COM 462030305 308,148 50,516 SH SOLE 50,516 JAPAN OTC EQUITY FUND COM 471091108 667,275 127,100 SH SOLE 127,100 JO-ANN STORES COM 47758P109 513,000 95,000 SH SOLE 95,000 JOHNSON & JOHNSON COM 478160104 1,444,389 26,072 SH SOLE 26,072 KIMBERLY-CLARK COM 494368103 476,780 7,690 SH SOLE 7,690 KIRBY CORP COM 497266106 2,630,250 116,900 SH SOLE 116,900 KREISLER MANUFACTURING CORP COM 500773106 63,720 10,800 SH SOLE 10,800 KULICKE & SOFFA INDUSTRIES COM 501242101 517,750 47,500 SH SOLE 47,500 LACLEDE GROUP COM 505597104 348,000 14,500 SH SOLE 14,500 LACROSSE FOOTWEAR COM 505688101 23,005 10,700 SH SOLE 10,700 LAFARGE NORTH AMERICA COM 505862102 1,008,680 30,200 SH SOLE 30,200 LAZARE KAPLAN INTL COM 521078105 1,362,067 343,090 SH SOLE 343,090 LENNOX INTERNATIONAL COM 526107107 157,124 16,895 SH SOLE 16,895 LINCOLN NATIONAL CONV FUND COM 534183108 137,500 10,000 SH SOLE 10,000 LINENS N THINGS COM 535679104 3,985,875 214,525 SH SOLE 214,525 LOUISIANA PACIFIC COM 546347105 99,782 15,351 SH SOLE 15,351 LUCENT TECHNOLOGIES COM 549463107 3,209,585 560,137 SH SOLE 560,137 M & T BANK COM 55261F104 10,973,016 148,284 SH SOLE 148,284 MACDERMID COM 554273102 4,208,786 330,360 SH SOLE 330,360 MATTEL INC COM 577081102 334,341 21,350 SH SOLE 21,350 MATTSON TECHNOLOGY COM 577223100 397,660 99,415 SH SOLE 99,415 MELLON FINANCIAL COM 58551A108 1,814,004 56,109 SH SOLE 56,109 MERCK & CO COM 589331107 5,649,878 84,833 SH SOLE 84,833 MERRILL LYNCH COM 590188108 6,471,031 159,385 SH SOLE 159,385 METATEC INTERNATIONAL COM 591398102 9,000 12,000 SH SOLE 12,000 MFRI INC COM 552721102 649,000 236,000 SH SOLE 236,000 MICROSOFT COM 594918104 635,122 12,412 SH SOLE 12,412 MILBROOK PRESS COM 600179105 755,820 234,000 SH SOLE 234,000 MILLENNIUM CHEMICALS COM 599903101 356,744 34,008 SH SOLE 34,008 MINNESOTA MINING & MFG COM 604059105 1,420,010 14,431 SH SOLE 14,431 MONMOUTH REAL ESTATE INVT CORP COM 609720107 162,975 26,500 SH SOLE 26,500 MORGAN CHASE J P & CO COM 46625H100 16,452,650 481,776 SH SOLE 481,776 MOTOROLA COM 620076109 510,104 32,699 SH SOLE 32,699 Shufro, Rose & CO LLC Page: 4 Form 13F Information Table As of Date: 9/30/2001 - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Shared None (X $1000) Prn Amt Prn Call Dscretn - Managers - Sole MOVADO GROUP COM 624580106 1,294,638 83,525 SH SOLE 83,525 MUNICIPAL PARTNERS FUND COM 62622C101 266,700 21,000 SH SOLE 21,000 MYLAN LABORATORIES COM 628530107 260,960 8,000 SH SOLE 8,000 NAM TAI ELECTRONICS COM 629865205 228,827 17,670 SH SOLE 17,670 NEOMAGIC CORP COM 640497103 391,741 143,600 SH SOLE 143,600 NETRO CORPORATION COM 64114R109 89,262 33,060 SH SOLE 33,060 NETWORK EQUIPMENT TECHNOLOGIES COM 641208103 1,842,270 614,090 SH SOLE 614,090 NEW GERMANY FUND COM 644465106 2,606,534 489,950 SH SOLE 489,950 NEW PLAN EXCEL REALTY TRUST COM 648053106 217,170 12,700 SH SOLE 12,700 NORFOLK SOUTHERN COM 655844108 672,204 41,700 SH SOLE 41,700 NORTH FORK BANCORPORATION COM 659424105 200,477 6,741 SH SOLE 6,741 NOVELL COM 670006105 166,252 45,424 SH SOLE 45,424 OAK TECHNOLOGY COM 671802106 3,613,974 463,330 SH SOLE 463,330 OCE NV ADR COM 674627203 105,000 15,000 SH SOLE 15,000 OFFICEMAX INC COM 67622M108 110,105 36,100 SH SOLE 36,100 ON COMMAND CORP COM 682160106 123,078 56,200 SH SOLE 56,200 ORTHOLOGIC CORP COM 68750J107 93,800 26,800 SH SOLE 26,800 PACIFIC CENTURY CYBERWORKS HK COM Y6801N134 2,657 10,800 SH SOLE 10,800 PALM COM 696642107 1,393,006 954,114 SH SOLE 954,114 PAREXEL INTERNATIONAL COM 699462107 1,487,695 131,190 SH SOLE 131,190 PCTEL COM 69325Q105 843,338 112,445 SH SOLE 112,445 PEPSICO INC COM 713448108 2,220,427 45,782 SH SOLE 45,782 PETSMART COM 716768106 834,064 118,475 SH SOLE 118,475 PFIZER INC COM 717081103 8,677,159 216,388 SH SOLE 216,388 PHARMACIA COM 71713U102 1,118,401 27,574 SH SOLE 27,574 PIONEER STANDARD ELECTRONICS COM 723877106 833,899 92,450 SH SOLE 92,450 PITNEY BOWES COM 724479100 7,433,696 194,345 SH SOLE 194,345 PREVIO COM 74138B105 134,960 56,000 SH SOLE 56,000 PROCTER & GAMBLE COM 742718109 270,415 3,715 SH SOLE 3,715 RADISYS CORP COM 750459109 276,000 23,000 SH SOLE 23,000 REGAL BELOIT COM 758750103 2,888,975 158,300 SH SOLE 158,300 RELIANT ENERGY COM 75952J108 202,138 7,680 SH SOLE 7,680 RICHARDSON ELECTRONICS LTD COM 763165107 95,816 11,600 SH SOLE 11,600 ROCKWELL INTERNATIONAL COM 773903109 562,978 38,350 SH SOLE 38,350 ROCKWELL COLLINS COM 774341101 544,570 38,350 SH SOLE 38,350 ROYAL DUTCH PETROLEUM COM 780257804 417,678 8,312 SH SOLE 8,312 ROYCE VALUE TRUST COM 780910105 3,035,852 231,039 SH SOLE 231,039 SAPIENS INTERNATIONAL COM N7716A102 11,550 17,500 SH SOLE 17,500 SARA LEE COM 803111103 10,809,707 507,498 SH SOLE 507,498 SBC COMMUNICATIONS COM 78387G103 2,918,754 61,943 SH SOLE 61,943 SCHERING-PLOUGH COM 806605101 316,834 8,540 SH SOLE 8,540 SCHLUMBERGER LTD COM 806857108 586,788 12,840 SH SOLE 12,840 SCHNITZER STEEL INDUSTRIES COM 806882106 680,939 62,300 SH SOLE 62,300 SCHULMAN A COM 808194104 3,115,488 303,950 SH SOLE 303,950 SCIENCE DYNAMICS CORP COM 808631105 5,622 46,850 SH SOLE 46,850 SCIENTIFIC GAMES COM 80874P109 1,309,743 329,910 SH SOLE 329,910 SCM MICROSYSTEMS COM 784018103 62,100 10,000 SH SOLE 10,000 SCUDDER MULTI-MARKET INCOME TR COM 81118Q101 128,138 15,800 SH SOLE 15,800 SHERWIN WILLIAMS COM 824348106 4,998,389 224,950 SH SOLE 224,950 SIMPLETECH COM 828823104 21,460 14,800 SH SOLE 14,800 SOVEREIGN BANCORP COM 845905108 95,000 10,000 SH SOLE 10,000 Shufro, Rose & CO LLC Page: 5 Form 13F Information Table As of Date: 9/30/2001 - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Shared None (X $1000) Prn Amt Prn Call Dscretn - Managers - Sole SPARTON CORP COM 847235108 324,950 48,500 SH SOLE 48,500 SPEEDFAM IPEC COM 847705100 786,115 714,650 SH SOLE 714,650 STARRETT L S COM 855668109 4,161,500 203,000 SH SOLE 203,000 STEIN MART COM 858375108 237,800 29,000 SH SOLE 29,000 STEWART & STEVENSON SERVICES COM 860342104 5,463,752 226,900 SH SOLE 226,900 STIFEL FINANCIAL CORP COM 860630102 110,880 10,500 SH SOLE 10,500 SUN MICROSYSTEMS COM 866810104 109,164 13,200 SH SOLE 13,200 SWISS ARMY BRANDS COM 870827102 1,910,475 307,645 SH SOLE 307,645 SWISS HELVETIA FUND COM 870875101 5,132,495 488,809 SH SOLE 488,809 SYNTELLECT INC COM 87161L105 17,760 16,000 SH SOLE 16,000 SYSTEMAX INC COM 871851101 33,000 20,000 SH SOLE 20,000 TECHNITROL INC COM 878555101 251,990 11,300 SH SOLE 11,300 TECUMSEH PRODUCTS CL A COM 878895200 5,560,579 122,130 SH SOLE 122,130 TECUMSEH PRODUCTS CL B COM 878895101 373,240 8,600 SH SOLE 8,600 TEJON RANCH COM 879080109 735,750 32,700 SH SOLE 32,700 TESCO CORP COM 88157K101 62,150 11,000 SH SOLE 11,000 TIMKEN COM 887389104 1,946,770 142,100 SH SOLE 142,100 TJX COMPANIES COM 872540109 438,722 13,335 SH SOLE 13,335 TOOTSIE ROLL INDUSTRIES COM 890516107 343,651 8,982 SH SOLE 8,982 TRENWICK GROUP LTD COM G9032C109 5,224,895 643,460 SH SOLE 643,460 TRICON GLOBAL RESTAURANTS COM 895953107 784,675 20,007 SH SOLE 20,007 TUPPERWARE COM 899896104 2,199,402 110,301 SH SOLE 110,301 TWIN DISC COM 901476101 2,698,560 187,400 SH SOLE 187,400 UNION PACIFIC COM 907818108 11,206,098 238,936 SH SOLE 238,936 USEC INC COM 90333E108 1,073,167 166,900 SH SOLE 166,900 VARIAN INSTRUMENTS COM 922206107 449,722 17,650 SH SOLE 17,650 VERIZON COMMUNICATIONS COM 92343V104 870,792 16,093 SH SOLE 16,093 VIRBAC CORP COM 927649103 47,775 10,500 SH SOLE 10,500 VISTEON COM 92839U107 3,088,088 242,203 SH SOLE 242,203 VODAFONE GROUP PLC NEW COM 92857W100 1,341,536 61,090 SH SOLE 61,090 WAL-MART STORES COM 931142103 1,103,850 22,300 SH SOLE 22,300 WESTWIND FINANCIAL SVCS COM 961731106 0 10,000 SH SOLE 10,000 WORLDCOM COM 98157D106 9,139,793 607,699 SH SOLE 607,699 XCEL ENERGY COM 98389B100 264,666 9,402 SH SOLE 9,402 3COM COM 885535104 44,119 11,765 SH SOLE 11,765 Line Count: 239