-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ACnZCyn3827eMIW51Jxhtf0JOOtDyiwq06V5FMYYlBbXbeSA6sythgGVcpjdS4jm WKSvzT78ViQ73z+Emh8Mhg== 0000908195-01-500015.txt : 20010515 0000908195-01-500015.hdr.sgml : 20010515 ACCESSION NUMBER: 0000908195-01-500015 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010331 FILED AS OF DATE: 20010514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHUFRO ROSE & CO LLC CENTRAL INDEX KEY: 0000908195 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 135390713 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-04541 FILM NUMBER: 1632944 BUSINESS ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151-2600 BUSINESS PHONE: 2127545100 MAIL ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151-2600 FORMER COMPANY: FORMER CONFORMED NAME: SHUFRO ROSE EHRMAN DATE OF NAME CHANGE: 19930624 13F-HR 1 shufrorose13f033101.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2001 Check here if Amendment (); Amendment Number: This Amendment (Check only one): ( ) is a restatement. (X) adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Shufro Rose & Co, LLC Address: 745 Fifth Avenue 26th Floor New York, NY 10151 13F File Number:28-792 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Steven J. Glass Title: Managing Director Phone: 212-754-5100 Signature, Place, and Date of Signing: Steven J. Glass New York, NY March 31, 2001 Report Type (Check only one): (X) 13F HOLDINGS REPORT ( ) 13F NOTICE ( ) 13F COMBINATION REPORT I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE AS OF DATE: 03/31/01 RUN DATE: 5/14/01 11:17 A.M. REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 216 FORM 13F INFORMATION TABLE VALUE TOTAL: $630,245,042.18 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME Shufro, Rose & CO LLC Page: 1 Form 13F Information Table As of Date: 3/31/2001 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Shared None (X $1000) Prn Amt Prn Call Dscretn - Managers - Sole IRT PROPERTY CV 7.30% 8-15-03 CONV BND 450058AA0 2,260,733 2,301,000 PRN SOLE 2,301,000 INGERSOLL-RAND CONVERTIBLE PFD CONV PFD 456867209 858,990 41,100 SH SOLE 41,100 ABBOTT LABORATORIES COM 002824100 11,237,119 238,125 SH SOLE 238,125 AGILENT TECHNOLOGIES COM 00846U101 1,609,069 52,362 SH SOLE 52,362 AGRIUM INC COM 008916108 11,174,184 886,840 SH SOLE 886,840 AIRBORNE COM 009269101 214,587 21,100 SH SOLE 21,100 ALBERTSONS INC COM 013104104 585,488 18,400 SH SOLE 18,400 ALEXANDER & BALDWIN COM 014482103 2,697,525 126,200 SH SOLE 126,200 ALLEGHANY CORP COM 017175100 2,300,000 11,500 SH SOLE 11,500 AMERICAN HOME PRODUCTS COM 026609107 18,207,683 309,918 SH SOLE 309,918 AOL TIME WARNER COM 00184A105 2,978,809 74,192 SH SOLE 74,192 APARTMENT INVESTMENT & MGMT COM 03748R101 337,820 7,600 SH SOLE 7,600 APPLIED MATERIALS COM 038222105 822,150 18,900 SH SOLE 18,900 APRIA HEALTH GROUP COM 037933108 402,597 16,650 SH SOLE 16,650 ARROW ELECTRONICS COM 042735100 2,382,944 105,440 SH SOLE 105,440 ARVINMERITOR COM 043353101 2,813,620 204,925 SH SOLE 204,925 AT & T CORP COM 001957109 875,426 41,100 SH SOLE 41,100 ATMI COM 00207R101 564,250 30,500 SH SOLE 30,500 AT&T LIBERTY MEDIA GROUP COM 001957208 155,848 11,132 SH SOLE 11,132 AUTODESK COM 052769106 2,715,981 88,865 SH SOLE 88,865 AUTOTOTE COM 053323101 704,242 320,110 SH SOLE 320,110 AVANT CORP COM 053487104 1,611,409 93,415 SH SOLE 93,415 AVAYA COM 053499109 250,315 19,255 SH SOLE 19,255 AVT COM 002420107 135,024 48,000 SH SOLE 48,000 BALDWIN TECHNOLOGY COM 058264102 988,526 754,600 SH SOLE 754,600 BELLSOUTH COM 079860102 885,302 21,635 SH SOLE 21,635 BERKSHIRE HATHAWAY B SHARES COM 084670207 7,265,664 3,339 SH SOLE 3,339 BETHLEHEM STEEL COM 087509105 116,886 48,300 SH SOLE 48,300 BOEING CO COM 097023105 228,411 4,100 SH SOLE 4,100 BOMBAY COM 097924104 3,969,981 1,661,080 SH SOLE 1,661,080 BORLAND SOFTWARE COM 099849101 3,904,856 560,318 SH SOLE 560,318 BRAZILIAN EQUITY FUND COM 105884100 381,645 77,100 SH SOLE 77,100 BRIGHTPOINT INC COM 109473108 111,879 46,500 SH SOLE 46,500 BRISTOL-MYERS SQUIBB COM 110122108 11,066,279 186,301 SH SOLE 186,301 BP AMOCO PLC COM 055622104 2,252,053 45,386 SH SOLE 45,386 CAMBRIDGE TECHNOLOGY PARTNERS COM 132524109 255,000 68,000 SH SOLE 68,000 CARNIVAL CRUISE LINES COM 143658102 1,694,096 61,225 SH SOLE 61,225 CASH AMERICA INTL COM 14754D100 1,347,490 220,900 SH SOLE 220,900 CATERPILLAR COM 149123101 356,638 8,036 SH SOLE 8,036 CELLSTAR CORP COM 150925105 145,431 99,000 SH SOLE 99,000 CHARMING SHOPPES COM 161133103 1,914,891 369,100 SH SOLE 369,100 CH ENERGY GROUP COM 12541M102 5,631,255 127,260 SH SOLE 127,260 CHEVRON COM 166751107 2,379,819 27,105 SH SOLE 27,105 CIRRUS LOGIC COM 172755100 156,849 10,500 SH SOLE 10,500 CITIGROUP COM 172967101 1,601,153 35,597 SH SOLE 35,597 CLARE COM 18002R100 305,044 92,075 SH SOLE 92,075 COCA-COLA CO COM 191216100 380,021 8,415 SH SOLE 8,415 COHU INC COM 192576106 171,193 11,000 SH SOLE 11,000 COMCAST CLASS A SPECIAL COM 200300200 585,580 13,963 SH SOLE 13,963 COMPAQ COMPUTER COM 204493100 764,400 42,000 SH SOLE 42,000 COMSHARE COM 205912108 72,875 26,500 SH SOLE 26,500 Shufro, Rose & CO LLC Page: 2 Form 13F Information Table As of Date: 3/31/2001 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Shared None (X $1000) Prn Amt Prn Call Dscretn - Managers - Sole CONSOLIDATED STORES COM 210149100 141,906 14,120 SH SOLE 14,120 CONSOLIDATED TOMOKA LAND COM 210226106 6,630,000 442,000 SH SOLE 442,000 CONTIFINANCIAL COM 21075V107 481 96,200 SH SOLE 96,200 CORNING COM 219350105 2,614,616 126,371 SH SOLE 126,371 CPAC COM 126145101 313,600 51,200 SH SOLE 51,200 CRAFTMADE INTERNATIONAL COM 22413E104 1,791,017 245,985 SH SOLE 245,985 CUMMINS ENGINE COM 231021106 296,566 7,900 SH SOLE 7,900 DATRON SYSTEMS COM 238173108 338,625 31,500 SH SOLE 31,500 DAVOX COM 239208101 5,276,976 463,910 SH SOLE 463,910 DEPARTMENT 56 COM 249509100 3,459,119 388,665 SH SOLE 388,665 DIGI INTERNATIONAL COM 253798102 656,722 113,600 SH SOLE 113,600 DISNEY WALT COM 254687106 9,734,925 340,382 SH SOLE 340,382 DONNELLY CORP CLASS A COM 257870105 4,447,988 338,250 SH SOLE 338,250 DONNELLEY R H COM 74955W307 234,900 8,100 SH SOLE 8,100 DUPONT COM 263534109 28,208,275 693,078 SH SOLE 693,078 ELECTRONICS FOR IMAGING COM 286082102 246,250 10,000 SH SOLE 10,000 EL PASO ELECTRIC CO NEW COM 283677854 7,587,547 519,695 SH SOLE 519,695 EMERSON ELECTRIC COM 291011104 260,232 4,200 SH SOLE 4,200 ERICSSON LM TELEPHONE B NEW COM 294821400 57,059 10,200 SH SOLE 10,200 ESS TECHNOLOGY COM 269151106 488,750 85,000 SH SOLE 85,000 ETHAN ALLEN INTERIORS COM 297602104 8,574,749 253,841 SH SOLE 253,841 EXXON MOBIL COM 30231G102 40,324,716 497,836 SH SOLE 497,836 FINANCIAL FEDERAL COM 317492106 2,491,650 101,700 SH SOLE 101,700 FIRST DATA COM 319963104 934,462 15,650 SH SOLE 15,650 FIRST NATIONAL BANK ANCHORAGE COM 322387101 1,136,250 1,125 SH SOLE 1,125 FIRST TENNESSEE NATIONAL COM 337162101 287,370 9,300 SH SOLE 9,300 FLEETBOSTON FINANCIAL COM 339030108 936,880 24,818 SH SOLE 24,818 FLEETWOOD ENTERPRISES COM 339099103 2,232,635 246,700 SH SOLE 246,700 FORD MOTOR CO DEL COM 345370860 627,948 22,331 SH SOLE 22,331 FRANKLIN CE LTD COM 125151100 113,220 33,300 SH SOLE 33,300 GANNETT CO COM 364730101 13,545,571 226,818 SH SOLE 226,818 GENERAL ELECTRIC COM 369604103 73,502,393 1,755,910 SH SOLE 1,755,910 GENERAL MOTORS COM 370442105 4,384,436 84,560 SH SOLE 84,560 GENUINE PARTS COM 372460105 753,981 29,100 SH SOLE 29,100 GERMANY FUND COM 374143105 633,542 76,700 SH SOLE 76,700 GLATFELTER (P H) COM 377316104 6,329,398 496,813 SH SOLE 496,813 GOODYEAR TIRE & RUBBER COM 382550101 2,963,935 124,274 SH SOLE 124,274 GOODYS FAMILY CLOTHING COM 382588101 846,675 188,150 SH SOLE 188,150 GTSI CORP COM 383750106 201,441 35,415 SH SOLE 35,415 GREAT LAKES CHEMICAL COM 390568103 2,624,274 85,370 SH SOLE 85,370 HANSON INDUSTRIES ADR COM 411352404 4,887,821 169,716 SH SOLE 169,716 HARTMARX CORP COM 417119104 1,135,578 357,100 SH SOLE 357,100 HEWLETT PACKARD COM 428236103 12,589,802 402,616 SH SOLE 402,616 HOLLINGER COM 435569108 1,033,039 72,190 SH SOLE 72,190 HOLOGIC COM 436440101 52,000 13,000 SH SOLE 13,000 HOME DEPOT COM 437076102 5,606,146 130,073 SH SOLE 130,073 H & Q LIFE SCIENCES INVESTORS COM 404053100 334,565 19,031 SH SOLE 19,031 HUDSON UNITED BANCORP COM 444165104 1,244,187 54,810 SH SOLE 54,810 HUNTCO INC COM 445661101 61,152 67,200 SH SOLE 67,200 INPUT/OUTPUT COM 457652105 3,812,416 407,745 SH SOLE 407,745 INSTEEL INDUSTRIES COM 45774W108 286,300 163,600 SH SOLE 163,600 Shufro, Rose & CO LLC Page: 3 Form 13F Information Table As of Date: 3/31/2001 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Shared None (X $1000) Prn Amt Prn Call Dscretn - Managers - Sole INTEGRALVISION COM 45811H106 7,306 26,000 SH SOLE 26,000 INTEGRATED DEVICE TECHNOLOGY COM 458118106 1,417,727 47,880 SH SOLE 47,880 INTEL COM 458140100 457,425 17,384 SH SOLE 17,384 INTL BUSINESS MACHINES COM 459200101 6,698,649 69,647 SH SOLE 69,647 INTERNATIONAL PAPER COM 460146103 809,058 22,424 SH SOLE 22,424 IOMEGA CORP COM 462030107 1,407,858 382,570 SH SOLE 382,570 JAPAN OTC EQUITY FUND COM 471091108 901,087 133,100 SH SOLE 133,100 JO-ANN STORES COM 47758P109 250,800 57,000 SH SOLE 57,000 JOHNSON & JOHNSON COM 478160104 1,417,626 16,207 SH SOLE 16,207 KENT ELECTRONICS COM 490553104 5,264,208 292,456 SH SOLE 292,456 KIMBERLY-CLARK COM 494368103 535,179 7,890 SH SOLE 7,890 KIRBY CORP COM 497266106 2,492,000 124,600 SH SOLE 124,600 KULICKE & SOFFA INDUSTRIES INC COM 501242101 203,445 15,000 SH SOLE 15,000 LACLEDE GAS COM 505588103 1,232,570 52,900 SH SOLE 52,900 LACROSSE FOOTWEAR COM 505688101 134,045 52,300 SH SOLE 52,300 LAFARGE CORP COM 505862102 1,356,198 44,700 SH SOLE 44,700 LAZARE KAPLAN INTL COM 521078105 1,965,127 338,815 SH SOLE 338,815 LENNOX INTERNATIONAL COM 526107107 174,019 16,895 SH SOLE 16,895 LINENS N THINGS COM 535679104 1,316,563 47,875 SH SOLE 47,875 LUCENT TECHNOLOGIES COM 549463107 10,029,840 1,006,002 SH SOLE 1,006,002 MATTEL INC COM 577081102 380,612 21,455 SH SOLE 21,455 MATTSON TECHNOLOGY COM 577223100 196,625 13,000 SH SOLE 13,000 MAXWELL SHOE COM 577766108 401,525 25,800 SH SOLE 25,800 MAY DEPARTMENT STORES COM 577778103 212,880 6,000 SH SOLE 6,000 MELLON FINANCIAL COM 58551A108 2,289,745 56,509 SH SOLE 56,509 MERCK & CO COM 589331107 3,739,062 49,263 SH SOLE 49,263 MEREDITH CORP COM 589433101 2,541,448 72,800 SH SOLE 72,800 MERRILL LYNCH COM 590188108 589,345 10,638 SH SOLE 10,638 METATEC INTERNATIONAL COM 591398102 10,500 12,000 SH SOLE 12,000 MFRI INC COM 552721102 590,000 236,000 SH SOLE 236,000 MICHAELS STORES COM 594087108 230,523 7,700 SH SOLE 7,700 MICROSOFT COM 594918104 391,675 7,162 SH SOLE 7,162 MILBROOK PRESS COM 600179105 541,242 234,000 SH SOLE 234,000 MILLENNIUM CHEMICALS COM 599903101 659,826 40,307 SH SOLE 40,307 MINNESOTA MINING & MFG COM 604059105 1,617,827 15,571 SH SOLE 15,571 MONACO COACH COM 60886R103 272,992 15,200 SH SOLE 15,200 MORGAN CHASE J P & CO COM 46625H100 21,691,325 483,103 SH SOLE 483,103 MOTOROLA COM 620076109 397,783 27,895 SH SOLE 27,895 MOVADO GROUP COM 624580106 1,632,488 117,125 SH SOLE 117,125 M & T BANK COM 55261F104 11,318,488 161,924 SH SOLE 161,924 MYLAN LABORATORIES COM 628530107 336,050 13,000 SH SOLE 13,000 NAM TAI ELECTRONICS COM 629865205 234,128 17,670 SH SOLE 17,670 NATURES SUNSHINE PRODUCTS COM 639027101 76,318 11,000 SH SOLE 11,000 NEOMAGIC CORP COM 640497103 242,723 70,600 SH SOLE 70,600 NETRO CORPORATION COM 64114R109 195,300 39,060 SH SOLE 39,060 NETWORK EQUIPMENT TECHNOLOGIES COM 641208103 2,269,713 534,050 SH SOLE 534,050 NEW GERMANY FUND COM 644465106 2,813,464 388,600 SH SOLE 388,600 NORFOLK SOUTHERN COM 655844108 1,079,730 64,500 SH SOLE 64,500 NZ CORP COM 629497108 658,812 173,600 SH SOLE 173,600 OAK TECHNOLOGY COM 671802106 2,909,384 492,615 SH SOLE 492,615 OLD REPUBLIC COM 680223104 1,394,440 49,100 SH SOLE 49,100 Shufro, Rose & CO LLC Page: 4 Form 13F Information Table As of Date: 3/31/2001 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Shared None (X $1000) Prn Amt Prn Call Dscretn - Managers - Sole ORTHOLOGIC CORP COM 68750J107 90,350 27,800 SH SOLE 27,800 PACIFIC CENTURY CYBERWORKS HK COM Y6801N134 4,255 10,800 SH SOLE 10,800 PALM COM 696642107 1,043,008 124,079 SH SOLE 124,079 PAREXEL INTERNATIONAL COM 699462107 1,751,892 140,850 SH SOLE 140,850 PC-TEL INC COM 69325Q105 751,500 100,200 SH SOLE 100,200 PEPSICO INC COM 713448108 1,931,251 43,942 SH SOLE 43,942 PETSMART COM 716768106 475,500 118,875 SH SOLE 118,875 PFIZER INC COM 717081103 8,852,243 216,172 SH SOLE 216,172 PHARMACIA COM 71713U102 1,425,421 28,299 SH SOLE 28,299 PIONEER STANDARD ELECTRONICS COM 723877106 1,826,475 149,100 SH SOLE 149,100 PITNEY BOWES COM 724479100 7,504,958 215,970 SH SOLE 215,970 PREVIO COM 74138B105 131,583 58,900 SH SOLE 58,900 PROCTER & GAMBLE COM 742718109 254,782 4,070 SH SOLE 4,070 QUAKER OATS CO COM 747402105 294,000 3,000 SH SOLE 3,000 REGAL BELOIT COM 758750103 2,639,025 158,500 SH SOLE 158,500 RELIANT ENERGY COM 75952J108 347,520 7,680 SH SOLE 7,680 ROCKWELL INTERNATIONAL COM 773903109 1,564,868 43,050 SH SOLE 43,050 ROYAL DUTCH PETROLEUM COM 780257804 363,520 6,557 SH SOLE 6,557 ROYCE VALUE TRUST COM 780910105 3,336,088 237,444 SH SOLE 237,444 SAMUELS JEWELERS COM 796060101 21,078 33,725 SH SOLE 33,725 SARA LEE COM 803111103 11,720,702 543,128 SH SOLE 543,128 SBC COMMUNICATIONS COM 78387G103 2,678,291 60,011 SH SOLE 60,011 SCHERING-PLOUGH COM 806605101 266,669 7,300 SH SOLE 7,300 SCHLUMBERGER LTD COM 806857108 746,050 12,950 SH SOLE 12,950 SCHNITZER STEEL INDUSTRIES COM 806882106 915,000 73,200 SH SOLE 73,200 SCHULMAN A COM 808194104 3,806,431 318,850 SH SOLE 318,850 SENSIENT TECHNOLOGIES COM 81725T100 2,025,142 88,900 SH SOLE 88,900 SHERWIN WILLIAMS COM 824348106 583,492 22,900 SH SOLE 22,900 SPARTAN MOTORS COM 846819100 127,500 40,800 SH SOLE 40,800 SPARTON CORP COM 847235108 298,275 48,500 SH SOLE 48,500 SPEEDFAM IPEC COM 847705100 2,038,576 315,130 SH SOLE 315,130 STARRETT L S COM 855668109 3,274,250 187,100 SH SOLE 187,100 STEWART & STEVENSON SERVICES COM 860342104 5,787,675 266,100 SH SOLE 266,100 SUNOCO COM 86764P109 277,601 8,560 SH SOLE 8,560 SWISS ARMY BRANDS COM 870827102 1,936,064 317,700 SH SOLE 317,700 SWISS HELVETIA FUND COM 870875101 5,408,485 441,509 SH SOLE 441,509 SYMMETRICOM COM 871543104 286,150 23,600 SH SOLE 23,600 SYNALLOY COM 871565107 144,000 28,800 SH SOLE 28,800 TBC CORP COM 872180104 659,654 108,800 SH SOLE 108,800 TECUMSEH PRODUCTS CL B COM 878895101 385,392 8,600 SH SOLE 8,600 TECUMSEH PRODUCTS CL A COM 878895200 5,987,858 123,780 SH SOLE 123,780 TEJON RANCH COM 879080109 4,525,040 183,200 SH SOLE 183,200 TIMKEN ROLLER BEARING COM 887389104 2,837,345 181,300 SH SOLE 181,300 TJX COMPANIES COM 872540109 429,600 13,425 SH SOLE 13,425 TOOTSIE ROLL INDUSTRIES COM 890516107 410,827 8,902 SH SOLE 8,902 TRACTOR SUPPLY COM 892356106 336,000 24,000 SH SOLE 24,000 TRENWICK GROUP LTD COM G9032C109 4,609,027 233,605 SH SOLE 233,605 TRICON GLOBAL RESTAURANTS COM 895953107 764,067 20,007 SH SOLE 20,007 TUPPERWARE COM 899896104 4,911,605 205,851 SH SOLE 205,851 TWIN DISC COM 901476101 2,692,369 187,100 SH SOLE 187,100 UNION PACIFIC COM 907818108 14,260,106 253,513 SH SOLE 253,513 Shufro, Rose & CO LLC Page: 5 Form 13F Information Table As of Date: 3/31/2001 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Shared None (X $1000) Prn Amt Prn Call Dscretn - Managers - Sole USEC INC COM 90333E108 1,308,920 152,200 SH SOLE 152,200 UTAH MEDICAL PRODUCTS COM 917488108 767,565 85,285 SH SOLE 85,285 VARIAN INSTRUMENTS COM 922206107 457,578 17,900 SH SOLE 17,900 VARIAN MEDICAL SYSTEMS COM 92220P105 3,011,120 49,525 SH SOLE 49,525 VERIZON COMMUNICATIONS COM 92343V104 711,350 14,429 SH SOLE 14,429 VISTEON COM 92839U107 3,772,859 250,855 SH SOLE 250,855 VODAFONE GROUP PLC NEW COM 92857W100 1,619,362 59,645 SH SOLE 59,645 WACHOVIA CORP COM 929771103 1,906,913 31,650 SH SOLE 31,650 WAL-MART STORES COM 931142103 1,116,050 22,100 SH SOLE 22,100 WEIRTON STEEL COM 948774104 204,106 268,560 SH SOLE 268,560 WORLDCOM COM 98157D106 11,212,781 599,999 SH SOLE 599,999 3COM COM 885535104 328,070 57,365 SH SOLE 57,365 Line Count: 216
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