0001145549-22-001057.txt : 20220107 0001145549-22-001057.hdr.sgml : 20220107 20220107155444 ACCESSION NUMBER: 0001145549-22-001057 CONFORMED SUBMISSION TYPE: N-CEN PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20211031 FILED AS OF DATE: 20220107 DATE AS OF CHANGE: 20220107 EFFECTIVENESS DATE: 20220107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN CENTURY CAPITAL PORTFOLIOS INC CENTRAL INDEX KEY: 0000908186 IRS NUMBER: 431646043 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: N-CEN SEC ACT: 1940 Act SEC FILE NUMBER: 811-07820 FILM NUMBER: 22518100 BUSINESS ADDRESS: STREET 1: 4500 MAIN STREET STREET 2: 9TH FLOOR CITY: KANSAS CITY STATE: MO ZIP: 64111 BUSINESS PHONE: 816-531-5575 MAIL ADDRESS: STREET 1: 4500 MAIN STREET CITY: KANSAS CITY STATE: MO ZIP: 64111 FORMER COMPANY: FORMER CONFORMED NAME: TWENTIETH CENTURY CAPITAL PORTFOLIOS INC DATE OF NAME CHANGE: 19930624 0000908186 S000005780 REAL ESTATE FUND C000015882 INVESTOR CLASS REACX C000015883 A CLASS AREEX C000015884 I CLASS REAIX C000050996 C CLASS ARYCX C000050997 R CLASS AREWX C000131605 R6 CLASS AREDX C000189663 Y CLASS ARYEX C000189664 R5 CLASS ARREX 0000908186 S000031879 GLOBAL REAL ESTATE FUND C000099278 INVESTOR CLASS ARYVX C000099279 I CLASS ARYNX C000099280 A CLASS ARYMX C000099281 C CLASS ARYTX C000099282 R CLASS ARYWX C000131610 R6 CLASS ARYDX C000189665 Y CLASS ARYYX C000189666 R5 CLASS ARYGX 0000908186 S000048193 NT GLOBAL REAL ESTATE FUND C000152352 INVESTOR CLASS ANREX C000152353 G CLASS ANRHX N-CEN 1 primary_doc.xml X0404 N-CEN LIVE 0000908186 XXXXXXXX false N-1A S000031879 C000099278 C000099279 C000189665 C000099280 C000099281 C000099282 C000189666 C000131610 S000048193 C000152352 C000152353 S000005780 C000015882 C000015884 C000189663 C000015883 C000050996 C000050997 C000189664 C000131605 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 811-07820 0000908186 54930011K8R4RJDCY258 4500 Main Street Kansas City 64111 US-MO US 8165315575 State Street Bank and Trust Company State Street Financial Center One Lincoln Street Boston 02111 6177863000 Records relating to custody of fund assets and fund accounting JPMorgan Chase Bank 4 Metro Tech Center Brooklyn 11245 2122706000 Records relating to custody of fund assets and fund accounting American Century Investment Management, Inc. 4500 Main Street Kansas City 64111 8165315575 Records related to day-to-day portfolio management; sales literature American Century Investment Management, Inc. 330 Madison Avenue New York 10017 8165315575 Records related to day-to-day portfolio management; sales literature American Century Services, LLC 4500 Main Street Kansas City 64111 8165315575 Corporate, governance, financial, and legal records; sales literature N N N-1A 11 Y Thomas W. Bunn N/A N Barry Fink N/A N Jan M. Lewis N/A N Chris H. Cheesman N/A N John R. Whitten N/A N Stephen E. Yates N/A N Jonathan S. Thomas N/A Y Rajesh K. Gupta 001730260 N Lynn Jenkins N/A N Amy D. Shelton 002556023 4500 Main Street Kansas City 64111 XXXXXX N N N N N N American Century Investment Services, Inc. 8-35220 000017437 N/A Y N Deloitte and Touche LLP 00034 N/A N N N N N N Global Real Estate Fund S000031879 549300EK3ONWUWNADZ09 N 8 0 0 N/A N N Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Revenue sharing split 1670775.000000000000 9009.000000000000 Rule 10f-3 (17 CFR 270.10f-3) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 17a-7 (17 CFR 270.17a-7) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N American Century Investment Management, Inc. 801-08174 000105778 EM2U0UPRO83F878KCP52 N American Century Services, LLC 84-01406 N/A Y N N ICE Data Pricing and Reference Data, LLC 5493000NQ9LYLDBCTL34 N Markit Group Limited 213800BVVQOBUSJXB53 GB N Refinitiv US LLC 213800HQORQAP68CJJ04 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N Y State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) HSBC BANK MIDDLE EAST LIMITED N/A AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UNICREDIT BANK AUSTRIA AG N/A AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK AUSTRALIA LIMITED N/A AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS SECURITIES SERVICES, FRANCE N/A BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK NA SAO PAULO BRAZIL N/A BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CANADA SELF CUSTODY - CDSX N/A CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) ROYAL BANK OF CANADA N/A CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CREDIT SUISSE (SCHWEIZ) AG N/A CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) ITAU CORPBANCA N/A CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK (CHINA) COMPANY LIMITED N/A CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UNICREDIT BANK CZECH REPUBLIC N/A CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank International GmbH N/A DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) NORDEA DANMARK, FILIAL AF NORDEA BA N/A DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK EGYPT S.A.E N/A EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK EUROPE PLC SPAIN BRANCH N/A ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SKANDINAVISKA ENSKILDA BANKEN N/A FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS SECURITIES SERVICES, FRANCE N/A FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STATE STREET BK LONDON - CREST N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BANK AG N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STATE STREET BANK AND TRUST COMPANY N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS SECURITIES SERVICES N/A GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK (HONG KONG) N/A HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK EUROPE PLC HUNGARIAN BRANCH N/A HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK N/A ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company N/A IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANK HAPOALIM B.M. 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N/A IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) INTESA SANPAOLO SPA N/A IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HONGKONG AND SHANGHAI BANKING CORP N/A JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK NA MEXICO N/A MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS SECURITIES SERVICES, FRANCE N/A NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) NORDEA BANK ABP, FILIAL I NORGE N/A NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HONGKONG AND SHANGHAI BANKING CORP N/A NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK EUROPE PLC PORTUGAL BRANCH N/A PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) NORDEA BANK ABP, FILIAL I SVERIGE N/A SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK,N.A. N/A SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Y American Century Services, LLC 84-01406 SEC file number Y N N American Century Services, LLC 84-01406 SEC file number Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N Y N American Century Investment Services, Inc. 8-35220 000017437 N/A 0.000000000000 Evercore ISI Investment Group 008-49830 000042405 5493008F0LRLS5N8LZ81 144162.830000000000 Raymond James 008-42071 000025853 549300QR3RXJKWZMK182 80718.710000000000 Stiffel Nicholas Capital Markets 008-01447 000000793 5WUVMA08EYG4KEUPW589 75339.600000000000 J.P. Morgan Securities 008-35008 000000079 ZBUT11V806EZRVTWT807 71626.970000000000 Jefferies LLC 008-15074 000002347 58PU97L1C0WSRCWADL48 55859.120000000000 Credit Suisse Securities (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 53173.530000000000 Morgan Stanley 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 52625.060000000000 Citigroup Capital Markets Inc 008-08177 000007059 MBNUM2BPBDO7JBLYG310 46287.400000000000 Sanford C. Bernstein 008-52942 000104474 549300I7JYZHT7D5CO04 40733.980000000000 RBC Capital Markets 008-45411 000031194 549300LCO2FLSSVFFR64 31584.240000000000 783983.270000000000 State Street Global Markets 008-69862 000285852 549300FDEDF5ORXCMQ56 701755000.000000000000 BMO Capital Markets 008-34344 000016686 RUC0QBLBRPRCU4W1NE59 330361823.000000000000 Morgan Stanley 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 42154129.000000000000 J.P. Morgan Securities 008-35008 000000079 ZBUT11V806EZRVTWT807 10986679.000000000000 Goldman Sachs 008-00129 000000361 FOR8UP27PHTHYVLBNG30 7880838.000000000000 UBS Warburg 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 5045198.000000000000 Bank of America Merrill Lynch 008-07221 000007691 549300HN4UKV1E2R3U73 3938929.000000000000 Jefferies LLC 008-15074 000002347 58PU97L1C0WSRCWADL48 1733704.000000000000 1103856301.000000000000 Y 898568944.921538000000 N N N N true true INTERNAL CONTROL RPT 2 aciaccpitrlctrlrpt_102021.htm ACCP INTERNAL CONTROL - 10/31/2021 Document

REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

To the Shareholders and the Board of Directors of American Century Capital Portfolios, Inc.:
In planning and performing our audits of the financial statements of American Century Capital Portfolios, Inc. (the “Corporation”), including Global Real Estate Fund, Real Estate Fund, and NT Global Real Estate Fund, as of and for the year ended October 31, 2021, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Corporation’s internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Corporation’s internal control over financial reporting. Accordingly, we express no such opinion.
The management of the Corporation is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A company's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use, or disposition of a company's assets that could have a material effect on the financial statements.
Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions or that the degree of compliance with the policies or procedures may deteriorate.
A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the company's annual or interim financial statements will not be prevented or detected on a timely basis.
Our consideration of the Corporation’s internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Corporation’s internal control over financial reporting and its operation, including controls for safeguarding securities, that we consider to be a material weakness, as defined above, as of October 31, 2021.
This report is intended solely for the information and use of management and the Board of Directors of the Corporation and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.


/s/ Deloitte & Touche LLP

Kansas City, Missouri
December 15, 2021

OTHER REQUIRED INFO 3 aciaccpotherreqinfo_102021.htm ACCP OTHER REQUIRED INFORMATION - 10/31/2021 Document

Pursuant to the Fund’s procedures adopted under Rule 10f-3, the Fund’s Board of Directors/Trustees receives a quarterly report in the form of a checklist as to the satisfaction of the applicable conditions of paragraph (c)(1) through (c)(8) of Rule 10f-3.

FundNT Global Real Estate
IssuerSosila Logistics REIT Inc
Ticker/Sedol
2979.T (BG0WNL9)
Principal Amount (US$)$104,903,511
Principal Amount (Foreign$)JPY 10,957,696,200
Amount Purchased (US$)$2,417,194.16
Amount Purchased (Foreign$)JPY 252,488,016
Trade Date11/24/2020
Price (US$)$1131.65
Price-ForeignJPY 118,206
UnderwriterSMBC Nikko Securities
Other Syndicate Members:Nomura Securities Co Ltd, Daiwa Securities Co Ltd, Mizuho Securities Co Ltd
Underwriting Spread3.44%
CurrencyJPY


FundGlobal Real Estate
IssuerSosila Logistics REIT Inc
Ticker/Sedol
2979.T (BG0WNL9)
Principal Amount (US$)$104,903,511
Principal Amount (Foreign$)JPY 10,957,696,200
Amount Purchased (US$)$441,341.63
Amount Purchased (Foreign$)JPY 46,100,340
Trade Date11/24/2020
Price (US$)$1131.65
Price-ForeignJPY 118,206
UnderwriterSMBC Nikko Securities
Other Syndicate Members:Nomura Securities Co Ltd, Daiwa Securities Co Ltd, Mizuho Securities Co Ltd
Underwriting Spread3.44%
CurrencyJPY






FundNT Global Real Estate
IssuerLASALLE LOGIPORT REIT
Ticker/Sedol
3466.T (BDD1L29)
Principal Amount (US$)$228,078,827
Principal Amount (Foreign$)JPY 24,651,900,000
Amount Purchased (US$)$3,405,666.84
Amount Purchased (Foreign$)JPY 368,101,500
Trade Date4/21/2021
Price (US$)$1551.56
Price-ForeignJPY 167,700
UnderwriterMorgan Stanley
Other Syndicate Members:Mitsubishi UFJ Morgan Stanley Securities Co, Mizuho International PLC, Mizuho Securities Co Ltd, Nomura International PLC, Nomura Securities Co Ltd, SMBC Nikko Capital Markets, SMBC Nikko
Underwriting Spread3.50%
CurrencyJPY





FundGlobal Real Estate
IssuerHULIC CO LTD
Ticker/Sedol3003.T (6805317)
Principal Amount (US$)$914,995,738
Principal Amount (Foreign$)JPY 101,990,000,000
Amount Purchased (US$)$913,048.94
Amount Purchased (Foreign$)JPY 101,773,000
Trade Date10/06/2021
Price (US$)$9.73
Price-ForeignJPY 1085.00
UnderwriterDaiwa Securities Co Ltd
Other Syndicate Members:Daiwa Capital Markets Europe Ltd

Mizuho International PLC

Mizuho Securities Co Ltd

Nomura International PLC

Nomura Securities Co Ltd

SMBC Nikko Securities Inc
Underwriting Spread4.00%
CurrencyJPY










FundGlobal Real Estate
IssuerLASALLE LOGIPORT REIT
Ticker/Sedol
3466.T (BDD1L29)
Principal Amount (US$)$228,078,827
Principal Amount (Foreign$)JPY 24,651,900,000
Amount Purchased (US$)$584,936.86
Amount Purchased (Foreign$)JPY 63,222,900
Trade Date4/21/2021
Price (US$)$1551.56
Price-ForeignJPY 167,700
UnderwriterMorgan Stanley
Other Syndicate Members:Mitsubishi UFJ Morgan Stanley Securities Co, Mizuho International PLC, Mizuho Securities Co Ltd, Nomura International PLC, Nomura Securities Co Ltd, SMBC Nikko Capital Markets, SMBC Nikko
Underwriting Spread3.50%
CurrencyJPY







FundNT Global Real Estate
IssuerHULIC CO LTD
Ticker/Sedol3003.T (6805317)
Principal Amount (US$)$914,995,738
Principal Amount (Foreign$)JPY 101,990,000,000
Amount Purchased (US$)$4,108,720.22
Amount Purchased (Foreign$)JPY 457,978,500
Trade Date10/06/2021
Price (US$)$9.73
Price-ForeignJPY 1085.00
UnderwriterDaiwa Securities Co Ltd
Other Syndicate Members:Daiwa Capital Markets Europe Ltd

Mizuho International PLC

Mizuho Securities Co Ltd

Nomura International PLC

Nomura Securities Co Ltd

SMBC Nikko Securities Inc
Underwriting Spread4.00%
CurrencyJPY