-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JqsQaaTV4w97CKaafxz+JH8BcBum8uwxQs4E/iyPL/Y4Lhsrvj3H8Yeacrbt7PN1 ZpjrM8HCWBFl13G0p0iKlg== 0001099183-00-000001.txt : 20000503 0001099183-00-000001.hdr.sgml : 20000503 ACCESSION NUMBER: 0001099183-00-000001 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991130 FILED AS OF DATE: 20000502 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CFI PROSERVICES INC CENTRAL INDEX KEY: 0000908180 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 930704365 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: SEC FILE NUMBER: 000-21980 FILM NUMBER: 617083 BUSINESS ADDRESS: STREET 1: 400 S W SIXTH AVE STREET 2: SUITE 200 CITY: PORTLAND STATE: OR ZIP: 97204 BUSINESS PHONE: 5032747280 MAIL ADDRESS: STREET 1: 400 S W SIXTH AVE STREET 2: STE 200 CITY: PORTLAND STATE: OR ZIP: 97204 COMPANY DATA: COMPANY CONFORMED NAME: BROMAGE KATHLEEN M CENTRAL INDEX KEY: 0001099183 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] OFFICER STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A BUSINESS ADDRESS: STREET 1: 400 S W SIXTH AVE STREET 2: SUITE 200 CITY: PORTLAND STATE: OR ZIP: 97204 BUSINESS PHONE: 5032747280 MAIL ADDRESS: STREET 1: 400 S W SIXTH AVE STREET 2: STE 200 CITY: PORTLAND STATE: OR ZIP: 97204 4/A 1 BROMAGE FORM 4 AMENDMENT FORM 4/A [_] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 - - ------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* Bromage Kathleen (Last) (First) (Middle) 15 Simsbury Road (Street) West Granby Connecticut 06090-1210 (City) (State) (Zip) - - ------------------------------------------------------------------------------ 2. Issuer Name and Ticker or Trading Symbol CFI ProServices, Inc. CCTX - - ------------------------------------------------------------------------------ 3. IRS or Social Security 4. Statement for 5. If Amendment, Number of Reporting Month/Year Date of Original Person (Voluntary) 11/99 12/9/99 - - ------------------------------------------------------------------------------ 6. Relationship of Reporting Person to Issuer (Check all applicable) [ ] Director [ ] 10% Owner [X] Officer (give title below) [_] Other (specify below) Vice President ------------------------------------------------------ 7. Individual or Joint/Group Filing (Check applicable line) [X] Form filed by one Reporting Person [_] Form filed by more than one Reporting Person ================================================================================
TABLE I - NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED ==================================================================================================================================== 1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired 5. Amount of 6. Owner- 7. Nature (Instr. 3) action action (A) or Disposed of (D) Securities ship of In- Date Code (Instr. 3, 4 and 5) Beneficially Form: direct (Instr. 8) Owned at Direct Bene- (Month/ End of (D) or ficial Day/ ------------ -------------------------- Month Indirect Owner- Year) Code V Amount (A) or Price (Instr. 3 and 4) (I) ship (D) (Instr.4) (Instr.4) ==================================================================================================================================== Common Stock, 11/12/99 P 1,400 A -7.17107- 1,400 D - - ---------------------------------------------------------------------------------------------------------------------------------- ====================================================================================================================================
* If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) (Print or Type Responses) SEC 1474 (8-92) FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
========================================================================================== 1. Title of 2. Conver- 3. Trans- 4. Transac- 5. Number of Derivative sion or action tion Derivative Security Exer- Date Code Securities (Instr. 3) cise (Month/ Acquired (A) Price Day/ (Instr. 8) or D isposed of Year) of (D) Deriv- ative (Inst. 3, 4, and 5) Security - - ------------------------------------------------------------------------------------------ Code V (A) (D) - - ------------------------------------------------------------------------------------------ ==========================================================================================
============================================================================================================== 6. Date Exer- 7. Title and Amount 8. Price 9. Number 10. Owner 11. Nature cisable and of Underlying of of Deriv- ship of Indirect Expiration Securities Deriv- ative Form Beneficial Date ative Secur- of Ownership (Month/Day/ (Instr. 3 and 4) Secur- ities Deri- Year) ity Bene- vative (Instr. 4) (Instr. 5) ficially Secu- Owned rity: at End Direct of Month (D) or Indi- (Instr. 4 rect (I) (Instr. 4) - - -------------------------------------------------------------------------------------------------------------- Amount Date Expi- or Exer- ration Title Number cisable Date of Shares - - ------- ------- ----- ------ ==============================================================================================================
Explanation of Responses: ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). **Signature of Reporting Person: /s/Kathleen M. Bromage 4/10/00 ---------------- -------` Signature Date Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Page 2 SEC 1474 (8-92) -----END PRIVACY-ENHANCED MESSAGE-----