-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SkcLfYh1Rx/w5xwU2s5Mw+HrLsFp5ww7fo0kbqvKgXDWGwofHlyilP31W5zJ8E5S qgmDXRny24d+1e+u84nUSg== 0001099182-00-000001.txt : 20000503 0001099182-00-000001.hdr.sgml : 20000503 ACCESSION NUMBER: 0001099182-00-000001 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991022 FILED AS OF DATE: 20000502 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CFI PROSERVICES INC CENTRAL INDEX KEY: 0000908180 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 930704365 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: SEC FILE NUMBER: 000-21980 FILM NUMBER: 616993 BUSINESS ADDRESS: STREET 1: 400 S W SIXTH AVE STREET 2: SUITE 200 CITY: PORTLAND STATE: OR ZIP: 97204 BUSINESS PHONE: 5032747280 MAIL ADDRESS: STREET 1: 400 S W SIXTH AVE STREET 2: STE 200 CITY: PORTLAND STATE: OR ZIP: 97204 COMPANY DATA: COMPANY CONFORMED NAME: PIOTROWSKI ZENON S CENTRAL INDEX KEY: 0001099182 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] OFFICER STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A BUSINESS ADDRESS: STREET 1: 400 S W SIXTH AVE STREET 2: SUITE 200 CITY: PORTLAND STATE: OR ZIP: 97204 BUSINESS PHONE: 5032747280 MAIL ADDRESS: STREET 1: 400 S W SIXTH AVE STREET 2: STE 200 CITY: PORTLAND STATE: OR ZIP: 97204 3/A 1 PIOTROWSKI FORM 3 AMENDMENT FORM 3/A --------------------------- OMB APPROVAL --------------------------- OMB Number: 3235-0104 Expires: September 30, 1998 Estimated average burden hours per response......0.5 --------------------------- U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 - - ------------------------------------------------------------------------------ 1. Name and Address of Reporting Person(*) Piotrowski Zenon . - - ------------------------------------------------------------------------------ (Last) (First) (Middle) 3370 NW 125TH Place - - ------------------------------------------------------------------------------ (Street) Portland Oregon 97229 - - ------------------------------------------------------------------------------ (City) (State) (Zip) - - ------------------------------------------------------------------------------ 2. Date of Event Requiring Statement (Month/Day/Year) 10/22/99 - - ------------------------------------------------------------------------------ 3. IRS Identification Number of Reporting Person, if an Entity (Voluntary) - - ------------------------------------------------------------------------------ 4. Issuer Name and Ticker or Trading Symbol CFI ProServices, Inc. (CCTX) - - ------------------------------------------------------------------------------ 5. Relationship of Reporting Person to Issuer (Check all applicable) [ ] Director [_] 10% Owner [X] Officer (give title below) [_] Other (specify below) Vice President -------------------------- - - ------------------------------------------------------------------------------ 6. If Amendment, Date of Original (Month/Day/Year) 10/28/99 - - ------------------------------------------------------------------------------ 7. Individual or Joint/Group Filing (Check applicable line) [X] Form Filed by One Reporting Person [_] Form Filed by More Than One Reporting Person ================================================================================ TABLE I -- NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED ================================================================================
3. Ownership Form: 2. Amount of Securities Direct (D) or 1. Title of Security Beneficially Owned Indirect (I) 4. Nature of Indirect Beneficial Ownership (Instr. 4) (Instr. 4) (Instr. 5) (Instr. 4) - - - ------------------------------------------------------------------------------------------------------------------------------------ - - -Common Stock---------------------------2,411-------------------------D------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. *If the form is filed by more than one reporting person, see Instruction 5(b)(v). Page 1 2 FORM 3 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) ================================================================================
1. Title of 2. Date Exercisable 3. Title and Amount 4. Conversion or 5. Ownership 6. Nature Derivative and Expiration Date of Securities Underlying Exercise Price Form of of Indirect Security (Month, Day, Year) Derivative Security of Derivative Derivative Beneficial (Instr. 4) (Instr. 4) Security Security: Ownership Date Expiration Title Amount or Direct (D) (Instr. 5) Exercisable Date Number of or Indirect(I) Shares (Instr. 5) - ------------------------------------------------------------------------------------------------------------------------------------ Incentive Stock FN 1/21/07 Common Stock 4,000 $20.00 D Options - ------------------------------------------------------------------------------------------------------------------------------------ Incentive Stock FN 1/9/08 Common Stock 16,0000 $12.25 D Options - ------------------------------------------------------------------------------------------------------------------------------------ Incentive Stock FN 1/21/09 Common Stock 1,450 $12.25 D Options - ------------------------------------------------------------------------------------------------------------------------------------ Nonqualified FN 1/21/09 Common Stock 3,550 $12.25 D Stock Options - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Explanation of Responses: FN Each of the options listed above vests 20% on each of the anniversary dates of the date of grant for 5 years. /s/ Zenon Piotrowski 4/10/00 - - --------------------------------------------- --------------------- **Signature of Reporting Person Date **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this form, one of which must be manually signed. If space provided is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2 (Print or Type Responses) -----END PRIVACY-ENHANCED MESSAGE-----