-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M/aCFQujjb5WL3N8HV2UH9tJdb7WyGYesG0R0zSMRd3UKP8HuwTzN2Uas3UCLfC+ GeN6eLWYkOX1DGLzC/4Pmg== 0001099178-00-000001.txt : 20000503 0001099178-00-000001.hdr.sgml : 20000503 ACCESSION NUMBER: 0001099178-00-000001 CONFORMED SUBMISSION TYPE: 5/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991231 FILED AS OF DATE: 20000502 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CFI PROSERVICES INC CENTRAL INDEX KEY: 0000908180 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 930704365 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5/A SEC ACT: SEC FILE NUMBER: 000-21980 FILM NUMBER: 616996 BUSINESS ADDRESS: STREET 1: 400 S W SIXTH AVE STREET 2: SUITE 200 CITY: PORTLAND STATE: OR ZIP: 97204 BUSINESS PHONE: 5032747280 MAIL ADDRESS: STREET 1: 400 S W SIXTH AVE STREET 2: STE 200 CITY: PORTLAND STATE: OR ZIP: 97204 COMPANY DATA: COMPANY CONFORMED NAME: LARLEE DANIEL C CENTRAL INDEX KEY: 0001099178 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] OFFICER STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5/A BUSINESS ADDRESS: STREET 1: 400 S W SIXTH AVE STREET 2: SUITE 200 CITY: PORTLAND STATE: OR ZIP: 97204 BUSINESS PHONE: 5032747280 MAIL ADDRESS: STREET 1: 400 S W SIXTH AVE STREET 2: STE 200 CITY: PORTLAND STATE: OR ZIP: 97204 5/A 1 LARLEE FORM 5 AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 5/A AMENDMENT TO ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). ( ) Form 3 Holdings Reported ( ) Form 4 Transactions Reported 1. Name and Address of Reporting Person Larlee Daniel 1500 SW 5TH Avenue #1803 Portland, Oregon 97201 2. Issuer Name and Ticker or Trading Symbol CFI ProServices, Inc. (CCTX) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 1999 5. If Amendment, Date of Original (Month/Year) February 2000 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Vice President & Chief Technology Officer 7. Individual or Joint/Group Reporting (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
- ----------------------------------------------------------------------------------------------------------------------------------- Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | - -----------------------------------------------------------------------------------------------------------------------------------| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | |Transaction| or Disposed of (D) | Securities |ect | Beneficial Ownership | |Date |Code| | Beneficially |(D)or | | | | | | A/| | Owned at |Indir | | | | | Amount | D | Price | End of Year |ect(I)| | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | |D | | - - - -----------------------------------------------------------------------------------------------------------------------------------| - -----------------------------------------------------------------------------------------------------------------------------------| - ----------------------------------------------------------------------------------------------------------------------------------- Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | - -----------------------------------------------------------------------------------------------------------------------------------| 1.Title of Derivative |2.Con |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer |Date |Code| rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise Pr | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |ice of | | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity | | | Amount | |ble | | | |Year |(I)| | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$20.00 |1/21/| 5A | 5,000 | A |1 |1/21/|Common Stock| 5,000|$20.00 | |D | | ns | |97 | | | | |07 | | | | | | | - - - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$12.25 |1/9/ | 5A | 5,000 | A |2 |1/9/ |Common Stock| 5,000 |$12.25 | |D | | ns | |98 | | | | |08 | | | | | | | - - - -----------------------------------------------------------------------------------------------------------------------------------| Incentive Stock Options |$12.25 |1/21/| A | 2,900 | A |3 |1/21/|Common Stock| 2,900 |$12.25 | |D | | | |99 | | | | |09 | | | | | | | - - - -----------------------------------------------------------------------------------------------------------------------------------| Incentive Stock Options |$12.25 |1/21/| A | 7,100 | A |4 |1/21/|Common Stock| 7,100 |$12.25 | 65,000* |D | | | |99 | | | | |09 | | | | | | - - - -----------------------------------------------------------------------------------------------------------------------------------| - -----------------------------------------------------------------------------------------------------------------------------------|
Explanation of Responses: 1. 20% of each stock option vests on each of the five anniversary dates, thereafter. 2. 20% of each stock option vests on each of the five anniversary dates, thereafter. 3. 20% of each stock option vests on each of the five anniversary dates, thereafter. 4. 20% of each stock option vests on each of the five anniversary dates, thereafter. * Total number of derivative securities beneficially owned as of December 31, 1999. Includes all options granted to date whether vested or not. /s/ Daniel Larlee 4-1-00 - ------------------------------- ------------ **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedures. Alternatively, this Form is permitted to be submitted to the Commission in electronic format at the option of the reporting person pursuant to rule 101(b)(4) of Regulation S-T. -----END PRIVACY-ENHANCED MESSAGE-----