-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rcx+TmrGkalw3nISU7Kxag5xsx8MfQ/of1MP2XP8XeIaM33IYMmRai3QecSddVEx Tb2Goe/wexpqwH/sZ7CsNQ== 0000912057-97-018484.txt : 19970522 0000912057-97-018484.hdr.sgml : 19970522 ACCESSION NUMBER: 0000912057-97-018484 CONFORMED SUBMISSION TYPE: 10-K405/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19961231 FILED AS OF DATE: 19970521 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: CFI PROSERVICES INC CENTRAL INDEX KEY: 0000908180 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 930704365 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-K405/A SEC ACT: SEC FILE NUMBER: 000-21980 FILM NUMBER: 97612328 BUSINESS ADDRESS: STREET 1: 400 S W SIXTH AVE STREET 2: SUITE 200 CITY: PORTLAND STATE: OR ZIP: 97204 BUSINESS PHONE: 5032747280 MAIL ADDRESS: STREET 1: 400 S W SIXTH AVE STREET 2: STE 200 CITY: PORTLAND STATE: OR ZIP: 97204 10-K405/A 1 10-K405/A - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-K/A (AMENDMENT NO. 1) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended: December 31, 1996 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 000 - 21980 CFI PROSERVICES, INC. (Exact name of registrant as specified in its charter) OREGON 93-0704365 (State or other jurisdiction (I.R.S. Employer of incorporation or organization) Identification No.) 400 SW SIXTH AVENUE, PORTLAND, OREGON 97204 (Address of principal executive offices) Registrant's telephone number, including area code: (503)-274-7280 SECURITIES REGISTERED PURSUANT TO SECTION 12(b) OF THE ACT: NONE SECURITIES REGISTERED PURSUANT TO SECTION 12(g) OF THE ACT: COMMON STOCK, NO PAR VALUE (Title of Class) -------------------- Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the Registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days: Yes [X] No [ ] Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of Registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K, or any amendment to this Form 10-K. [ X ] The aggregate market value of the voting stock held by non-affiliates of the Registrant is $77,236,920 as of February 28, 1997 based upon the last closing price as reported by the Nasdaq National Market System ($18.25). The number of shares outstanding of the Registrant's Common Stock as of February 28, 1997 was 4,832,816 shares. -------------------- DOCUMENTS INCORPORATED BY REFERENCE The Registrant has incorporated into Part III of Form 10-K by reference portions of its Proxy Statement for its 1997 Annual Meeting which was filed on April 11, 1997. - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- PART IV ITEM 14. EXHIBITS, FINANCIAL STATEMENT SCHEDULES AND REPORTS ON FORM 8-K (a) (3) EXHIBITS INCLUDED HEREIN: 27 Financial Data Schedule 1 SIGNATURES Pursuant to the requirements of Section 13 or 15 (d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Date: May 13, 1997 ------------ CFI PROSERVICES, INC. By:/s/MATTHEW W. CHAPMAN --------------------- Matthew W. Chapman Chairman and Chief Executive Officer Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities on May 13, 1997. Signature Title - --------- ----- /s/ MATTHEW W. CHAPMAN Chairman and Chief Executive Officer - ---------------------- (Principal Executive Officer) Matthew W. Chapman /s/ FRED HALL Vice President and Chief Financial Officer - ---------------------- (Principal Financial and Accounting Officer) Fred Hall /s/ ROBERT P. CHAMNESS Director, President and Chief Operating - ---------------------- Officer Robert P. Chamness /s/ ROBERT T. JETT Director, Executive Vice President and - ---------------------- Secretary Robert T. Jett /s/ BRIAN P. MURPHY Director - ---------------------- Brian P. Murphy /s/ LORRAINE O. LEGG Director - ---------------------- Lorraine O. Legg /s/ DAVID G. GOLDEN Director - ---------------------- David G. Golden /s/ ERAN S. ASHANY Director - ---------------------- Eran S. Ashany 2 EX-27 2 FINANCIAL DATA SCHEDULE
5 1,000 12-MOS DEC-31-1996 JAN-01-1996 DEC-31-1996 0 0 23,307 1,303 156 25,765 4,805 5,596 46,845 23,043 5,706 754 0 17,745 2,493 46,845 3,676 59,947 1,485 20,844 37,840 576 251 1,281 1,167 114 0 0 0 17 0 0
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