UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
CORIXA CORPORATION
Common Stock
21887F 10 0
December 31, 2004
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1 (b)
o Rule 13d-1 (c)
þ Rule 13d-1 (d)
*The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the notes).
Page 1 of 27 Pages
13G | ||||||
CUSIP No. 21887F 10 0 | Page 2 of 27 Pages | |||||
1. | Name of Reporting Person: InterWest Partners V, LP |
I.R.S. Identification Nos. of above persons (entities only): |
||||
2. | Check the Appropriate Box if a Member of a Group: | |||||
(a) | o | |||||
(b) | o | |||||
3. | SEC Use Only: | |||||
4. | Citizenship or Place of Organization: California |
|||||
Number of Shares Beneficially Owned by Each Reporting Person With | ||||||
5. | Sole Voting Power: 501,500 | |||||
6. | Shared Voting Power: 0 | |||||
7. | Sole Dispositive Power: 501,500 | |||||
8. | Shared Dispositive Power: 0 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person: 501,500 |
|||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares: o |
|||||
11. | Percent of Class Represented by Amount in Row (9): 0.8% | |||||
12. | Type of Reporting Person: PN | |||||
Page 2 of 27 Pages
13G | ||||||
CUSIP No. 21887F 10 0 | Page 3 of 27 Pages | |||||
1. | Name of Reporting Person: InterWest Investors V |
I.R.S. Identification Nos. of above persons (entities only): |
||||
2. | Check the Appropriate Box if a Member of a Group: | |||||
(a) | o | |||||
(b) | o | |||||
3. | SEC Use Only: | |||||
4. | Citizenship or Place of Organization: California |
|||||
Number of Shares Beneficially Owned by Each Reporting Person With | ||||||
5. | Sole Voting Power: 3,154 | |||||
6. | Shared Voting Power: 0 | |||||
7. | Sole Dispositive Power: 3,154 | |||||
8. | Shared Dispositive Power: 0 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person: 3,154 |
|||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares: o |
|||||
11. | Percent of Class Represented by Amount in Row (9): Less than 1% | |||||
12. | Type of Reporting Person: PN | |||||
Page 3 of 27 Pages
13G | ||||||
CUSIP No. 21887F 10 0 | Page 4 of 27 Pages | |||||
1. | Name of Reporting Person: InterWest Partners, VIII, LP |
I.R.S. Identification Nos. of above persons (entities only): |
||||
2. | Check the Appropriate Box if a Member of a Group: | |||||
(a) | o | |||||
(b) | o | |||||
3. | SEC Use Only: | |||||
4. | Citizenship or Place of Organization: California |
|||||
Number of Shares Beneficially Owned by Each Reporting Person With | ||||||
5. | Sole Voting Power: 2,752,389 | |||||
6. | Shared Voting Power: 0 | |||||
7. | Sole Dispositive Power: 2,752,389 | |||||
8. | Shared Dispositive Power: 0 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person: 2,752,389 |
|||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares: o |
|||||
11. | Percent of Class Represented by Amount in Row (9): 4.6% | |||||
12. | Type of Reporting Person: PN | |||||
Page 4 of 27 Pages
13G | ||||||
CUSIP No. 21887F 10 0 | Page 5 of 27 Pages | |||||
1. | Name of Reporting Person: InterWest Investors VIII, LP |
I.R.S. Identification Nos. of above persons (entities only): |
||||
2. | Check the Appropriate Box if a Member of a Group: | |||||
(a) | o | |||||
(b) | o | |||||
3. | SEC Use Only: | |||||
4. | Citizenship or Place of Organization: California |
|||||
Number of Shares Beneficially Owned by Each Reporting Person With | ||||||
5. | Sole Voting Power: 21,969 | |||||
6. | Shared Voting Power: 0 | |||||
7. | Sole Dispositive Power: 21,969 | |||||
8. | Shared Dispositive Power: 0 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person: 21,969 |
|||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares: o |
|||||
11. | Percent of Class Represented by Amount in Row (9): Less than 1% | |||||
12. | Type of Reporting Person: PN | |||||
Page 5 of 27 Pages
13G | ||||||
CUSIP No. 21887F 10 0 | Page 6 of 27 Pages | |||||
1. | Name of Reporting Person: InterWest Investors Q VIII, LP |
I.R.S. Identification Nos. of above persons (entities only): |
||||
2. | Check the Appropriate Box if a Member of a Group: | |||||
(a) | o | |||||
(b) | o | |||||
3. | SEC Use Only: | |||||
4. | Citizenship or Place of Organization: California |
|||||
Number of Shares Beneficially Owned by Each Reporting Person With | ||||||
5. | Sole Voting Power: 78,746 | |||||
6. | Shared Voting Power: 0 | |||||
7. | Sole Dispositive Power: 78,746 | |||||
8. | Shared Dispositive Power: 0 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person: 78,746 |
|||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares: o |
|||||
11. | Percent of Class Represented by Amount in Row (9): 0.1% | |||||
12. | Type of Reporting Person: PN | |||||
Page 6 of 27 Pages
13G | ||||||
CUSIP No. 21887F 10 0 | Page 7 of 27 Pages | |||||
1. | Name of Reporting Person: InterWest Management Partners V, LP (the general partner of InterWest Partners V, LP) |
I.R.S. Identification Nos. of above persons (entities only): |
||||
2. | Check the Appropriate Box if a Member of a Group: | |||||
(a) | o | |||||
(b) | o | |||||
3. | SEC Use Only: | |||||
4. | Citizenship or Place of Organization: California |
|||||
Number of Shares Beneficially Owned by Each Reporting Person With | ||||||
5. | Sole Voting Power: 501,500 | |||||
6. | Shared Voting Power: 0 | |||||
7. | Sole Dispositive Power: 501,500 | |||||
8. | Shared Dispositive Power: 0 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person: 501,500 |
|||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares: o |
|||||
11. | Percent of Class Represented by Amount in Row (9): 0.8% | |||||
12. | Type of Reporting Person: PN | |||||
Page 7 of 27 Pages
13G | ||||||
CUSIP No. 21887F 10 0 | Page 8 of 27 Pages | |||||
1. | Name of Reporting Person: InterWest Management Partners VIII, LLC (the general partner of InterWest Partners VIII, LP, InterWest Investors VIII, LP, and InterWest Investors Q VIII, LP) |
I.R.S. Identification Nos. of above persons (entities only): |
||||
2. | Check the Appropriate Box if a Member of a Group: | |||||
(a) | o | |||||
(b) | o | |||||
3. | SEC Use Only: | |||||
4. | Citizenship or Place of Organization: California |
|||||
Number of Shares Beneficially Owned by Each Reporting Person With | ||||||
5. | Sole Voting Power: 2,853,104 | |||||
6. | Shared Voting Power: 0 | |||||
7. | Sole Dispositive Power: 2,853,104 | |||||
8. | Shared Dispositive Power: 0 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person: 2,853,104 |
|||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares: o |
|||||
11. | Percent of Class Represented by Amount in Row (9): 4.8% | |||||
12. | Type of Reporting Person: OO | |||||
Page 8 of 27 Pages
13G | ||||||
CUSIP No. 21887F 10 0 | Page 9 of 27 Pages | |||||
1. | Name of Reporting Person: John C. Adler (a venture member of InterWest Management Partners VIII, LLC) |
I.R.S. Identification Nos. of above persons (entities only): |
||||
2. | Check the Appropriate Box if a Member of a Group: | |||||
(a) | o | |||||
(b) | o | |||||
3. | SEC Use Only: | |||||
4. | Citizenship or Place of Organization: United States |
|||||
Number of Shares Beneficially Owned by Each Reporting Person With | ||||||
5. | Sole Voting Power: 0 | |||||
6. | Shared Voting Power: 2,853,104 | |||||
7. | Sole Dispositive Power: 0 | |||||
8. | Shared Dispositive Power: 2,853,104 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person: 2,853,104 |
|||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares: o |
|||||
11. | Percent of Class Represented by Amount in Row (9): 4.8% | |||||
12. | Type of Reporting Person: IN | |||||
Page 9 of 27 Pages
13G | ||||||
CUSIP No. 21887F 10 0 | Page 10 of 27 Pages | |||||
1. | Name of Reporting Person: Stephen C. Bowsher (a managing director of InterWest Management Partners VIII, LLC) |
I.R.S. Identification Nos. of above persons (entities only): |
||||
2. | Check the Appropriate Box if a Member of a Group: | |||||
(a) | o | |||||
(b) | o | |||||
3. | SEC Use Only: | |||||
4. | Citizenship or Place of Organization: United States |
|||||
Number of Shares Beneficially Owned by Each Reporting Person With | ||||||
5. | Sole Voting Power: 0 | |||||
6. | Shared Voting Power: 2,853,104 | |||||
7. | Sole Dispositive Power: 0 | |||||
8. | Shared Dispositive Power: 2,853,104 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person: 2,853,104 |
|||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares: o |
|||||
11. | Percent of Class Represented by Amount in Row (9): 4.8% | |||||
12. | Type of Reporting Person: IN | |||||
Page 10 of 27 Pages
13G | ||||||
CUSIP No. 21887F 10 0 | Page 11 of 27 Pages | |||||
1. | Name of Reporting Person: Harvey B. Cash (a managing director of InterWest Management Partners VIII, LLC) |
I.R.S. Identification Nos. of above persons (entities only): |
||||
2. | Check the Appropriate Box if a Member of a Group: | |||||
(a) | o | |||||
(b) | o | |||||
3. | SEC Use Only: | |||||
4. | Citizenship or Place of Organization: United States |
|||||
Number of Shares Beneficially Owned by Each Reporting Person With | ||||||
5. | Sole Voting Power: 39,303 | |||||
6. | Shared Voting Power: 2,853,104 | |||||
7. | Sole Dispositive Power: 39,303 | |||||
8. | Shared Dispositive Power: 2,853,104 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person: 2,892,407 |
|||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares: o |
|||||
11. | Percent of Class Represented by Amount in Row (9): 4.9% | |||||
12. | Type of Reporting Person: IN | |||||
Page 11 of 27 Pages
13G | ||||||
CUSIP No. 21887F 10 0 | Page 12 of 27 Pages | |||||
1. | Name of Reporting Person: Christopher B. Ehrlich (a venture member of InterWest Management Partners VIII, LLC) |
I.R.S. Identification Nos. of above persons (entities only): |
||||
2. | Check the Appropriate Box if a Member of a Group: | |||||
(a) | o | |||||
(b) | o | |||||
3. | SEC Use Only: | |||||
4. | Citizenship or Place of Organization: United States |
|||||
Number of Shares Beneficially Owned by Each Reporting Person With | ||||||
5. | Sole Voting Power: 200 | |||||
6. | Shared Voting Power: 2,853,104 | |||||
7. | Sole Dispositive Power: 200 | |||||
8. | Shared Dispositive Power: 2,853,104 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person: 2,853,304 |
|||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares: o |
|||||
11. | Percent of Class Represented by Amount in Row (9): 4.8% | |||||
12. | Type of Reporting Person: IN | |||||
Page 12 of 27 Pages
13G | ||||||
CUSIP No. 21887F 10 0 | Page 13 of 27 Pages | |||||
1. | Name of Reporting Person: Philip T. Gianos (a managing director of InterWest Management Partners VIII, LLC and a general partner of InterWest Management Partners V, LP) |
I.R.S. Identification Nos. of above persons (entities only): |
||||
2. | Check the Appropriate Box if a Member of a Group: | |||||
(a) | o | |||||
(b) | o | |||||
3. | SEC Use Only: | |||||
4. | Citizenship or Place of Organization: United States |
|||||
Number of Shares Beneficially Owned by Each Reporting Person With | ||||||
5. | Sole Voting Power: 56,640 | |||||
6. | Shared Voting Power: 3,354,604 | |||||
7. | Sole Dispositive Power: 56,640 | |||||
8. | Shared Dispositive Power: 3,354,604 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person: 3,411,244 |
|||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares: o |
|||||
11. | Percent of Class Represented by Amount in Row (9): 5.7% | |||||
12. | Type of Reporting Person: IN | |||||
Page 13 of 27 Pages
13G | ||||||
CUSIP No. 21887F 10 0 | Page 14 of 27 Pages | |||||
1. | Name of Reporting Person: Wallace R. Hawley (a general partner of InterWest Management Partners V, LP and InterWest Investors V) |
I.R.S. Identification Nos. of above persons (entities only): |
||||
2. | Check the Appropriate Box if a Member of a Group: | |||||
(a) | o | |||||
(b) | o | |||||
3. | SEC Use Only: | |||||
4. | Citizenship or Place of Organization: United States |
|||||
Number of Shares Beneficially Owned by Each Reporting Person With | ||||||
5. | Sole Voting Power: 0 | |||||
6. | Shared Voting Power: 504,654 | |||||
7. | Sole Dispositive Power: 0 | |||||
8. | Shared Dispositive Power: 504,654 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person: 504,654 |
|||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares: o |
|||||
11. | Percent of Class Represented by Amount in Row (9): 0.9% | |||||
12. | Type of Reporting Person: IN | |||||
Page 14 of 27 Pages
13G | ||||||
CUSIP No. 21887F 10 0 | Page 15 of 27 Pages | |||||
1. | Name of Reporting Person: W. Scott Hedrick (a managing director of InterWest Management Partners VIII, LLC and a general partner of InterWest Management Partners V, LP and InterWest Investors V) |
I.R.S. Identification Nos. of above persons (entities only): |
||||
2. | Check the Appropriate Box if a Member of a Group: | |||||
(a) | o | |||||
(b) | o | |||||
3. | SEC Use Only: | |||||
4. | Citizenship or Place of Organization: United States |
|||||
Number of Shares Beneficially Owned by Each Reporting Person With | ||||||
5. | Sole Voting Power: 51,189 | |||||
6. | Shared Voting Power: 3,357,758 | |||||
7. | Sole Dispositive Power: 51,189 | |||||
8. | Shared Dispositive Power: 3,357,758 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person: 3,408,947 |
|||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares: o |
|||||
11. | Percent of Class Represented by Amount in Row (9): 5.7% | |||||
12. | Type of Reporting Person: IN | |||||
Page 15 of 27 Pages
13G | ||||||
CUSIP No. 21887F 10 0 | Page 16 of 27 Pages | |||||
1. | Name of Reporting Person: W. Stephen Holmes III (a managing director of InterWest Management Partners VIII, LLC and a general partner of InterWest Management Partners V, LP and InterWest Investors V) |
I.R.S. Identification Nos. of above persons (entities only): |
||||
2. | Check the Appropriate Box if a Member of a Group: | |||||
(a) | o | |||||
(b) | o | |||||
3. | SEC Use Only: | |||||
4. | Citizenship or Place of Organization: United States |
|||||
Number of Shares Beneficially Owned by Each Reporting Person With | ||||||
5. | Sole Voting Power: 37,803 | |||||
6. | Shared Voting Power: 3,357,758 | |||||
7. | Sole Dispositive Power: 37,803 | |||||
8. | Shared Dispositive Power: 3,357,758 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person: 3,395,561 |
|||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares: o |
|||||
11. | Percent of Class Represented by Amount in Row (9): 5.7% | |||||
12. | Type of Reporting Person: IN | |||||
Page 16 of 27 Pages
13G | ||||||
CUSIP No. 21887F 10 0 | Page 17 of 27 Pages | |||||
1. | Name of Reporting Person: Gilbert H. Kliman (a managing director of InterWest Management Partners VIII, LLC) |
I.R.S. Identification Nos. of above persons (entities only): |
||||
2. | Check the Appropriate Box if a Member of a Group: | |||||
(a) | o | |||||
(b) | o | |||||
3. | SEC Use Only: | |||||
4. | Citizenship or Place of Organization: United States |
|||||
Number of Shares Beneficially Owned by Each Reporting Person With | ||||||
5. | Sole Voting Power: 0 | |||||
6. | Shared Voting Power: 2,853,104 | |||||
7. | Sole Dispositive Power: 0 | |||||
8. | Shared Dispositive Power: 2,853,104 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person: 2,853,104 |
|||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares: o |
|||||
11. | Percent of Class Represented by Amount in Row (9): 4.8% | |||||
12. | Type of Reporting Person: IN | |||||
Page 17 of 27 Pages
13G | ||||||
CUSIP No. 21887F 10 0 | Page 18 of 27 Pages | |||||
1. | Name of Reporting Person: Robert R. Momsen (a general partner of InterWest Management Partners V, LP and InterWest Investors V) |
I.R.S. Identification Nos. of above persons (entities only): |
||||
2. | Check the Appropriate Box if a Member of a Group: | |||||
(a) | o | |||||
(b) | o | |||||
3. | SEC Use Only: | |||||
4. | Citizenship or Place of Organization: United States |
|||||
Number of Shares Beneficially Owned by Each Reporting Person With | ||||||
5. | Sole Voting Power: 135,609 | |||||
6. | Shared Voting Power: 504,654 | |||||
7. | Sole Dispositive Power: 135,609 | |||||
8. | Shared Dispositive Power: 504,654 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person: 640,263 |
|||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares: o |
|||||
11. | Percent of Class Represented by Amount in Row (9): 1.1% | |||||
12. | Type of Reporting Person: IN | |||||
Page 18 of 27 Pages
13G | ||||||
CUSIP No. 21887F 10 0 | Page 19 of 27 Pages | |||||
1. | Name of Reporting Person: H. Ronald Nash (a venture member of InterWest Management Partners VIII, LLC) |
I.R.S. Identification Nos. of above persons (entities only): |
||||
2. | Check the Appropriate Box if a Member of a Group: | |||||
(a) | o | |||||
(b) | o | |||||
3. | SEC Use Only: | |||||
4. | Citizenship or Place of Organization: United States |
|||||
Number of Shares Beneficially Owned by Each Reporting Person With | ||||||
5. | Sole Voting Power: 0 | |||||
6. | Shared Voting Power: 2,853,104 | |||||
7. | Sole Dispositive Power: 0 | |||||
8. | Shared Dispositive Power: 2,853,104 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person: 2,853,104 |
|||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares: o |
|||||
11. | Percent of Class Represented by Amount in Row (9): 4.8% | |||||
12. | Type of Reporting Person: IN | |||||
Page 19 of 27 Pages
13G | ||||||
CUSIP No. 21887F 10 0 | Page 20 of 27 Pages | |||||
1. | Name of Reporting Person: Arnold L. Oronsky (a managing director of InterWest Management Partners VIII, LLC and a general partner of InterWest Management Partners V, LP) |
I.R.S. Identification Nos. of above persons (entities only): |
||||
2. | Check the Appropriate Box if a Member of a Group: | |||||
(a) | o | |||||
(b) | o | |||||
3. | SEC Use Only: | |||||
4. | Citizenship or Place of Organization: United States |
|||||
Number of Shares Beneficially Owned by Each Reporting Person With | ||||||
5. | Sole Voting Power: 126,799 | |||||
6. | Shared Voting Power: 3,354,604 | |||||
7. | Sole Dispositive Power: 126,799 | |||||
8. | Shared Dispositive Power: 3,354,604 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person: 3,481,403 |
|||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares: o |
|||||
11. | Percent of Class Represented by Amount in Row (9): 5.9% | |||||
12. | Type of Reporting Person: IN | |||||
Page 20 of 27 Pages
13G | ||||||
CUSIP No. 21887F 10 0 | Page 21 of 27 Pages | |||||
1. | Name of Reporting Person: Thomas L. Rosch (a managing director of InterWest Management Partners VIII, LLC) |
I.R.S. Identification Nos. of above persons (entities only): |
||||
2. | Check the Appropriate Box if a Member of a Group: | |||||
(a) | o | |||||
(b) | o | |||||
3. | SEC Use Only: | |||||
4. | Citizenship or Place of Organization: United States |
|||||
Number of Shares Beneficially Owned by Each Reporting Person With | ||||||
5. | Sole Voting Power: 0 | |||||
6. | Shared Voting Power: 2,853,104 | |||||
7. | Sole Dispositive Power: 0 | |||||
8. | Shared Dispositive Power: 2,853,104 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person: 2,853,104 |
|||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares: o |
|||||
11. | Percent of Class Represented by Amount in Row (9): 4.8% | |||||
12. | Type of Reporting Person: IN | |||||
Page 21 of 27 Pages
13G | ||||||
CUSIP No. 21887F 10 0 | Page 22 of 27 Pages | |||||
1. | Name of Reporting Person: Michael B. Sweeney (a managing director of InterWest Management Partners VIII, LLC) |
I.R.S. Identification Nos. of above persons (entities only): |
||||
2. | Check the Appropriate Box if a Member of a Group: | |||||
(a) | o | |||||
(b) | o | |||||
3. | SEC Use Only: | |||||
4. | Citizenship or Place of Organization: United States |
|||||
Number of Shares Beneficially Owned by Each Reporting Person With | ||||||
5. | Sole Voting Power: 1,504 | |||||
6. | Shared Voting Power: 2,853,104 | |||||
7. | Sole Dispositive Power: 1,504 | |||||
8. | Shared Dispositive Power: 2,853,104 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person: 2,854,608 |
|||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares: o |
|||||
11. | Percent of Class Represented by Amount in Row (9): 4.8% | |||||
12. | Type of Reporting Person: IN |
|||||
Page 22 of 27 Pages
ITEM 1.
(a) | NAME OF ISSUER : Corixa Corporation | |||
(b) | ADDRESS OF ISSUERS PRINCIPAL EXECUTIVE OFFICE : 1900 9th Avenue, Suite 1100, Seattle, WA 98101 |
ITEM 2.
(a) | NAME OF PERSON(S) FILING: | |||
InterWest Partners V, LP (IWP V) InterWest Investors V (II V) InterWest Management Partners V, LP (IMP V) InterWest Partners VIII, LP (IWP VIII) InterWest Investors VIII, LP (II VIII) InterWest Investors Q VIII, LP (IIQ VIII) InterWest Management Partners VIII, LLC (IMP VIII) John C. Adler (Adler) Stephen C. Bowsher (Bowsher) Harvey B. Cash (Cash) Christopher B. Ehrlich (Ehrlich) Philip T. Gianos (Gianos) Wallace R. Hawley (Hawley) W. Scott Hedrick (Hedrick) W. Stephen Holmes III (Holmes) Gilbert H. Kliman (Kliman) Robert R. Momsen (Momsen) H. Ronald Nash (Nash) Arnold L. Oronsky (Oronsky) Thomas L. Rosch (Rosch) Michael B. Sweeney (Sweeney) |
||||
(b) | ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE : 2710 Sand Hill Road, Second Floor, Menlo Park, CA 94025 |
|||
(c) | CITIZENSHIP/PLACE OF ORGANIZATION: |
IWP V: II V: IMP V: IWP VIII: II VIII: IIQ VIII: IMP VIII Adler: Bowsher: Cash: Ehrlich: Gianos: Hawley: Hedrick: Holmes: Kliman: Momsen: Nash: Oronsky: Rosch: Sweeney: |
California California California California California California California United States United States United States United States United States United States United States United States United States United States United States United States United States United States |
Page 23 of 27 Pages
(d) | TITLE OF CLASS OF SECURITIES: Common Stock | |||
(e) | CUSIP NUMBER: 21887F 10 0 |
ITEM 3. NOT APPLICABLE.
ITEM 4. OWNERSHIP.
IWP V | II V | IWP VIII (1) | II VIII (2) | IIQ VIII (3) | IMP V (4) | |||||||||||||||||||
Beneficial Ownership |
501,500 | 3,154 | 2,752,389 | 21,969 | 78,746 | 501,500 | ||||||||||||||||||
Percentage of Class |
0.8 | % | * | 4.6 | % | * | 0.1 | % | 0.8 | % | ||||||||||||||
Sole Voting Power |
501,500 | 3,154 | 2,752,389 | 21,969 | 78,746 | 501,500 | ||||||||||||||||||
Shared Voting Power |
0 | 0 | 0 | 0 | 0 | 0 | ||||||||||||||||||
Sole Dispositive Power |
501,500 | 3,154 | 2,752,389 | 21,969 | 78,746 | 501,500 | ||||||||||||||||||
Shared Dispositive Power |
0 | 0 | 0 | 0 | 0 | 0 |
IMP VIII (5) | Adler (5) | Bowsher (5) | Cash (5) | Ehrlich (5) | ||||||||||||||||
Beneficial Ownership |
2,853,104 | 2,853,104 | 2,853,104 | 2,892,407 | 2,853,304 | |||||||||||||||
Percentage of Class |
4.8 | % | 4.8 | % | 4.8 | % | 4.9 | % | 4.8 | % | ||||||||||
Sole Voting Power |
2,853,104 | 0 | 0 | 39,303 | 200 | |||||||||||||||
Shared Voting Power |
0 | 2,853,104 | 2,853,104 | 2,853,104 | 2,853,104 | |||||||||||||||
Sole Dispositive Power |
2,853,104 | 0 | 0 | 39,303 | 200 | |||||||||||||||
Shared Dispositive Power |
0 | 2,853,104 | 2,853,104 | 2,853,104 | 2,853,104 |
Gianos (5)(6) | Hawley(6)(7) | Hedrick (5-7) | Holmes(5-7) | Kliman (5) | ||||||||||||||||
Beneficial Ownership |
3,411,244 | 504,654 | 3,408,947 | 3,395,561 | 2,853,104 | |||||||||||||||
Percentage of Class |
5.7 | % | 0.9 | % | 5.7 | % | 5.7 | % | 4.8 | % | ||||||||||
Sole Voting Power |
56,640 | 0 | 51,189 | 37,803 | 0 | |||||||||||||||
Shared Voting Power |
3,354,604 | 504,654 | 3,357,758 | 3,357,758 | 2,853,104 | |||||||||||||||
Sole Dispositive Power |
56,640 | 0 | 51,189 | 37,803 | 0 | |||||||||||||||
Shared Dispositive Power |
3,354,604 | 504,654 | 3,357,758 | 3,357,758 | 2,853,104 |
Momsen (6)(7) | Nash (5) | Oronsky (5)(6) | Rosch (5) | Sweeney (5) | ||||||||||||||||
Beneficial Ownership |
640,263 | ** | 2,853,104 | 3,481,403 | ** | 2,853,104 | 2,854,608 | |||||||||||||
Percentage of Class |
1.1 | % | 4.8 | % | 5.9 | % | 4.8 | % | 4.8 | % | ||||||||||
Sole Voting Power |
135,609 | ** | 0 | 126,799 | ** | 0 | 1,504 | |||||||||||||
Shared Voting Power |
504,654 | 2,853,104 | 3,354,604 | 2,853,104 | 2,853,104 | |||||||||||||||
Sole Dispositive Power |
135,609 | ** | 0 | 126,799 | ** | 0 | 1,504 | |||||||||||||
Shared Dispositive Power |
504,654 | 2,853,104 | 3,354,604 | 2,853,104 | 2,853,104 |
* less than 1%
** Includes 54,435 and 64,405 shares issuable to Momsen and Oronsky, respectively, pursuant to outstanding options exercisable within 60 days of December 31, 2004.
(1) Includes 399,920 shares issuable pursuant to warrant exercise.
(2) Includes 3,192 shares issuable pursuant to warrant exercise.
(3) Includes 11,442 shares issuable pursuant to warrant exercise.
(4) IMP V is the general partner of IWP V.
Page 24 of 27 Pages
(5) Includes 414,554 shares issuable pursuant to warrant exercise. IMP VIII is the general partner of IWP VIII, II VIII and IIQ VIII. Bowsher, Cash, Gianos, Hedrick, Holmes, Kliman, Oronsky, Rosch, and Sweeney are managing directors of IMP VIII. Adler, Ehrlich and Nash are venture members of IMP VIII.
(6) Gianos, Hawley, Hedrick, Holmes, Momsen and Oronsky are general partners of IMP V.
(7) Hawley, Hedrick, Holmes and Momsen are the administrative general partners of IIV.
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.
Not applicable.
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.
Under certain circumstances set forth in the partnership agreements of IMP V and II V and the limited liability company operating agreement of IMP VIII, the general partners and/or limited partners of such partnerships and the members of such limited liability company have the right to receive dividends from, or the proceeds from the sale of, the common stock of issuer beneficially owned by such partnerships and limited liability company.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY.
Not applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
No reporting person is a member of a group as defined in section 240.13d-1(b)(1)(iii)(H) of the Act.
ITEM 9. NOTICE OF DISSOLUTION OF THE GROUP.
Not applicable.
ITEM 10. CERTIFICATION.
Not applicable.
EXHIBITS
Joint Filing Statement attached as Exhibit A.
Page 25 of 27 Pages
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 8, 2005
INTERWEST PARTNERS V, LP | ||||||||
By:
|
/s/ John C. Adler | By: | InterWest Management Partners V, LP | |||||
Name: |
John C. Adler | its General Partner | ||||||
By:
|
/s/ Stephen C. Bowsher | By: | /s/ W. Stephen Holmes | |||||
Name:
|
Stephen C. Bowsher | General Partner | ||||||
INTERWEST INVESTORS V | ||||||||
By:
|
/s/ Harvey B. Cash | By: | /s/ W. Stephen Holmes | |||||
Name:
|
Harvey B. Cash | General Partner | ||||||
INTERWEST MANAGEMENT PARTNERS V, LP | ||||||||
By:
|
/s/ Christopher B. Ehrlich | By: | /s/ W. Stephen Holmes | |||||
Name:
|
Christopher B. Ehrlich | General Partner | ||||||
INTERWEST PARTNERS VIII, LP | ||||||||
By:
|
/s/ Philip T. Gianos | By: | InterWest Management Partners VIII, LLC | |||||
Name:
|
Philip T. Gianos | its General Partner | ||||||
By:
|
/s/ Wallace R. Hawley | By: | /s/ W. Stephen Holmes | |||||
Name:
|
Wallace R. Hawley | Managing Director | ||||||
INTERWEST INVESTORS VIII, LP | ||||||||
By:
|
/s/ W. Scott Hedrick | By: | InterWest Management Partners VIII, LLC | |||||
Name:
|
W. Scott Hedrick | its General Partner | ||||||
By:
|
/s/ W. Stephen Holmes | By: | /s/ W. Stephen Holmes | |||||
Name:
|
W. Stephen Holmes | Managing Director | ||||||
INTERWEST INVESTORS Q VIII, LP | ||||||||
By:
|
/s/ Gilbert H. Kliman | By: | InterWest Management Partners VIII, LLC | |||||
Name:
|
Gilbert H. Kliman | its General Partner | ||||||
By:
|
/s/ Robert R. Momsen | By: | /s/ W. Stephen Holmes | |||||
Name:
|
Robert R. Momsen | Managing Director | ||||||
INTERWEST MANAGEMENT PARTNERS VIII, LLC | ||||||||
By:
|
/s/ H. Ronald Nash | By: | /s/ W. Stephen Holmes | |||||
Name:
|
H. Ronald Nash | Managing Director | ||||||
By:
|
/s/ Arnold L. Oronsky | |||||||
Name:
|
Arnold L. Oronsky | |||||||
By:
|
/s/ Thomas L. Rosch | |||||||
Name:
|
Thomas L. Rosch | |||||||
By:
|
/s/ Michael B. Sweeney | |||||||
Name:
|
Michael B. Sweeney | |||||||
Page 26 of 27 Pages
EXHIBIT A
Joint Filing Statement
We, the undersigned, hereby express our agreement that the attached Schedule 13G is filed on behalf of each of us.
Date: February 8, 2005
INTERWEST PARTNERS V, LP | ||||||||
By:
|
/s/ John C. Adler | By: | InterWest Management Partners V, LP | |||||
Name: |
John C. Adler | its General Partner | ||||||
By:
|
/s/ Stephen C. Bowsher | By: | /s/ W. Stephen Holmes | |||||
Name:
|
Stephen C. Bowsher | General Partner | ||||||
INTERWEST INVESTORS V | ||||||||
By:
|
/s/ Harvey B. Cash | By: | /s/ W. Stephen Holmes | |||||
Name:
|
Harvey B. Cash | General Partner | ||||||
INTERWEST MANAGEMENT PARTNERS V, LP | ||||||||
By:
|
/s/ Christopher B. Ehrlich | By: | /s/ W. Stephen Holmes | |||||
Name:
|
Christopher B. Ehrlich | General Partner | ||||||
INTERWEST PARTNERS VIII, LP | ||||||||
By:
|
/s/ Philip T. Gianos | By: | InterWest Management Partners VIII, LLC | |||||
Name:
|
Philip T. Gianos | its General Partner | ||||||
By:
|
/s/ Wallace R. Hawley | By: | /s/ W. Stephen Holmes | |||||
Name:
|
Wallace R. Hawley | Managing Director | ||||||
INTERWEST INVESTORS VIII, LP | ||||||||
By:
|
/s/ W. Scott Hedrick | By: | InterWest Management Partners VIII, LLC | |||||
Name:
|
W. Scott Hedrick | its General Partner | ||||||
By:
|
/s/ W. Stephen Holmes | By: | /s/ W. Stephen Holmes | |||||
Name:
|
W. Stephen Holmes | Managing Director | ||||||
INTERWEST INVESTORS Q VIII, LP | ||||||||
By:
|
/s/ Gilbert H. Kliman | By: | InterWest Management Partners VIII, LLC | |||||
Name:
|
Gilbert H. Kliman | its General Partner | ||||||
By:
|
/s/ Robert R. Momsen | By: | /s/ W. Stephen Holmes | |||||
Name:
|
Robert R. Momsen | Managing Director | ||||||
INTERWEST MANAGEMENT PARTNERS VIII, LLC | ||||||||
By:
|
/s/ H. Ronald Nash | By: | /s/ W. Stephen Holmes | |||||
Name:
|
H. Ronald Nash | Managing Director | ||||||
By:
|
/s/ Arnold L. Oronsky | |||||||
Name:
|
Arnold L. Oronsky | |||||||
By:
|
/s/ Thomas L. Rosch | |||||||
Name:
|
Thomas L. Rosch | |||||||
By:
|
/s/ Michael B. Sweeney | |||||||
Name:
|
Michael B. Sweeney | |||||||
Page 27 of 27 Pages