0000921895-22-003245.txt : 20221219 0000921895-22-003245.hdr.sgml : 20221219 20221219173358 ACCESSION NUMBER: 0000921895-22-003245 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221215 FILED AS OF DATE: 20221219 DATE AS OF CHANGE: 20221219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ma-Weaver Jacob CENTRAL INDEX KEY: 0001922140 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22873 FILM NUMBER: 221472219 MAIL ADDRESS: STREET 1: 2261 MARKET STREET STREET 2: #4307 CITY: SAN FRANCISCO STATE: CA ZIP: 94114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Funicular Funds, LP CENTRAL INDEX KEY: 0001937147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22873 FILM NUMBER: 221472220 BUSINESS ADDRESS: STREET 1: 2261 MARKET STREET STREET 2: #4307 CITY: SAN FRANCISCO STATE: CA ZIP: 94114 BUSINESS PHONE: 4158571965 MAIL ADDRESS: STREET 1: 2261 MARKET STREET STREET 2: #4307 CITY: SAN FRANCISCO STATE: CA ZIP: 94114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARCA biopharma, Inc. CENTRAL INDEX KEY: 0000907654 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 363855489 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10170 CHURCH RANCH WAY STREET 2: SUITE 100 CITY: WESTMINSTER STATE: CO ZIP: 80021 BUSINESS PHONE: 7209402200 MAIL ADDRESS: STREET 1: 10170 CHURCH RANCH WAY STREET 2: SUITE 100 CITY: WESTMINSTER STATE: CO ZIP: 80021 FORMER COMPANY: FORMER CONFORMED NAME: NUVELO INC DATE OF NAME CHANGE: 20030203 FORMER COMPANY: FORMER CONFORMED NAME: HYSEQ INC DATE OF NAME CHANGE: 19970610 4 1 form413392002_12192022.xml OWNERSHIP DOCUMENT X0306 4 2022-12-15 0 0000907654 ARCA biopharma, Inc. ABIO 0001937147 Funicular Funds, LP 2261 MARKET STREET #4307 SAN FRANCISCO CA 94114 0 0 1 1 See Footnote 1 0001922140 Ma-Weaver Jacob 2261 MARKET STREET #4307 SAN FRANCISCO CA 94114 1 0 1 1 See Footnote 1 Common Stock 2022-12-16 4 X 0 1420000 2.50 A 4000452 D Stock Option (right to buy) 2.32 2022-12-15 4 A 0 6000 0 A 2032-12-15 Common Stock 6000 18000 D Put Option 2.5 2022-12-16 4 X 0 14200 0 D 2022-12-16 2022-12-16 Common Stock 1420000 30000 D Put Option 2.5 2022-12-16 4 E 0 300 0 D 2022-12-16 2022-12-16 Common Stock 30000 0 D This Form 4 is filed by Funicular Funds, LP (the "Fund") and Jacob Ma-Weaver ("Mr. Ma-Weaver" and together with the Fund, the "Reporting Persons"). The Reporting Persons, the Funicular Fund ("Funicular") and Cable Car Capital LLC ("Cable Car") may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons, Funicular and Cable Car disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Represents securities directly owned by the Fund. Funicular, as a feeder fund to the Fund, may be deemed to beneficially own the securities directly ownedby the Fund. Cable Car, as the general partner of the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Mr. Ma-Weaver, asthe Managing Member of Cable Car, may be deemed to beneficially own the securities directly owned by the Fund. Grant to Mr. Ma-Weaver of a stock option under the 2020 Equity Incentive Plan (the "Plan"), vesting in 12 equal monthly installments beginning as of December 15, 2022. If Mr. Ma-Weaver's service as a director of the Issuer terminates in connection with or at any time following a change in control (for whatever reason), then any unexpired options that remain unvested shall become fully vested. Pursuant to the terms of the Plan, the stock option may not be transferred. Upon vesting, Mr. Ma-Weaver intends on exercising the option and assigning the underlying shares to the Fund. /s/ Jacob Ma-Weaver 2022-12-19 Funicular Funds, LP, By: /s/ Jacob Ma-Weaver, Managing Member of the General Partner 2022-12-19