0000899243-18-021314.txt : 20180802
0000899243-18-021314.hdr.sgml : 20180802
20180802213915
ACCESSION NUMBER: 0000899243-18-021314
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180801
FILED AS OF DATE: 20180802
DATE AS OF CHANGE: 20180802
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kramer Michael Robert
CENTRAL INDEX KEY: 0001744580
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22140
FILM NUMBER: 18990206
MAIL ADDRESS:
STREET 1: C/O META FINANCIAL GROUP, INC.
STREET 2: 5501 SOUTH BROADBAND LANE
CITY: SIOUX FALLS
STATE: SD
ZIP: 57108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: META FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0000907471
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 421406262
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 5501 SOUTH BROADBAND LANE
STREET 2: P O BOX 1307
CITY: SIOUX FALLS
STATE: SD
ZIP: 57108
BUSINESS PHONE: 6057821767
MAIL ADDRESS:
STREET 1: 5501 SOUTH BROADBAND LANE
STREET 2: P O BOX 1307
CITY: SIOUX FALLS
STATE: SD
ZIP: 57108
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST MIDWEST FINANCIAL INC
DATE OF NAME CHANGE: 19930618
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-08-01
0
0000907471
META FINANCIAL GROUP INC
CASH
0001744580
Kramer Michael Robert
C/O META FINANCIAL GROUP, INC.,
5501 SOUTH BROADBAND LANE
SIOUX FALLS
SD
57108
1
0
0
0
Common Stock
2018-08-01
4
A
0
23850
A
23850
I
See footnote
Common Stock
2018-08-01
4
A
0
10600
A
10600
I
See footnote
Common Stock
2018-08-01
4
A
0
542
0.00
A
542
D
Represents shares of common stock, $0.01 par value per share ("Meta Common Stock"), of Meta Financial Group, Inc. ("Meta") received by the Michael R. Kramer Revocable Trust u/a/d 9/21/1983, as amended (the "MRK Trust"), in exchange for 9,000 shares of common stock, no par value per share ("Crestmark Common Stock"), of Crestmark Bancorp, Inc. ("Crestmark") pursuant to the merger of Crestmark with and into Meta, with Meta continuing as the surviving entity (the "Merger"), pursuant to the Agreement and Plan of Merger, dated as of January 9, 2018, among, Meta, MetaBank, Crestmark and Crestmark Bank. As of the effective time of the Merger on August 1, 2018 (the "Effective Time"), each share of Crestmark Common Stock automatically converted into the right to receive 2.65 shares of Meta Common Stock along with cash in lieu of any fractional share (the "Merger Consideration"). The reporting person serves as sole trustee and is the sole beneficiary of the MRK Trust.
Represents shares of Meta Common Stock received by the Zina Kramer Revocable Trust u/a/d 12/22/1994, as amended (the "ZK Trust"), in exchange for 4,000 shares of Crestmark Common Stock pursuant to the Merger. As of the Effective Time, each share of Crestmark Common Stock automatically converted into the right to receive the Merger Consideration. The reporting person's wife serves as sole trustee and is the sole beneficiary of the ZK Trust.
Award granted pursuant to the Company's 2002 Omnibus Incentive Plan.
The reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of the reporting person's pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership by the reporting person of any securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise.
/s/ Michael Robert Kramer
2018-08-02