0000899243-18-021314.txt : 20180802 0000899243-18-021314.hdr.sgml : 20180802 20180802213915 ACCESSION NUMBER: 0000899243-18-021314 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180801 FILED AS OF DATE: 20180802 DATE AS OF CHANGE: 20180802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kramer Michael Robert CENTRAL INDEX KEY: 0001744580 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22140 FILM NUMBER: 18990206 MAIL ADDRESS: STREET 1: C/O META FINANCIAL GROUP, INC. STREET 2: 5501 SOUTH BROADBAND LANE CITY: SIOUX FALLS STATE: SD ZIP: 57108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: META FINANCIAL GROUP INC CENTRAL INDEX KEY: 0000907471 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 421406262 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5501 SOUTH BROADBAND LANE STREET 2: P O BOX 1307 CITY: SIOUX FALLS STATE: SD ZIP: 57108 BUSINESS PHONE: 6057821767 MAIL ADDRESS: STREET 1: 5501 SOUTH BROADBAND LANE STREET 2: P O BOX 1307 CITY: SIOUX FALLS STATE: SD ZIP: 57108 FORMER COMPANY: FORMER CONFORMED NAME: FIRST MIDWEST FINANCIAL INC DATE OF NAME CHANGE: 19930618 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-08-01 0 0000907471 META FINANCIAL GROUP INC CASH 0001744580 Kramer Michael Robert C/O META FINANCIAL GROUP, INC., 5501 SOUTH BROADBAND LANE SIOUX FALLS SD 57108 1 0 0 0 Common Stock 2018-08-01 4 A 0 23850 A 23850 I See footnote Common Stock 2018-08-01 4 A 0 10600 A 10600 I See footnote Common Stock 2018-08-01 4 A 0 542 0.00 A 542 D Represents shares of common stock, $0.01 par value per share ("Meta Common Stock"), of Meta Financial Group, Inc. ("Meta") received by the Michael R. Kramer Revocable Trust u/a/d 9/21/1983, as amended (the "MRK Trust"), in exchange for 9,000 shares of common stock, no par value per share ("Crestmark Common Stock"), of Crestmark Bancorp, Inc. ("Crestmark") pursuant to the merger of Crestmark with and into Meta, with Meta continuing as the surviving entity (the "Merger"), pursuant to the Agreement and Plan of Merger, dated as of January 9, 2018, among, Meta, MetaBank, Crestmark and Crestmark Bank. As of the effective time of the Merger on August 1, 2018 (the "Effective Time"), each share of Crestmark Common Stock automatically converted into the right to receive 2.65 shares of Meta Common Stock along with cash in lieu of any fractional share (the "Merger Consideration"). The reporting person serves as sole trustee and is the sole beneficiary of the MRK Trust. Represents shares of Meta Common Stock received by the Zina Kramer Revocable Trust u/a/d 12/22/1994, as amended (the "ZK Trust"), in exchange for 4,000 shares of Crestmark Common Stock pursuant to the Merger. As of the Effective Time, each share of Crestmark Common Stock automatically converted into the right to receive the Merger Consideration. The reporting person's wife serves as sole trustee and is the sole beneficiary of the ZK Trust. Award granted pursuant to the Company's 2002 Omnibus Incentive Plan. The reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of the reporting person's pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership by the reporting person of any securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise. /s/ Michael Robert Kramer 2018-08-02