0000907242-21-000001.txt : 20210104
0000907242-21-000001.hdr.sgml : 20210104
20210104172705
ACCESSION NUMBER: 0000907242-21-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201230
FILED AS OF DATE: 20210104
DATE AS OF CHANGE: 20210104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Farahi David-Jacques
CENTRAL INDEX KEY: 0001548756
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22088
FILM NUMBER: 21502892
MAIL ADDRESS:
STREET 1: 3800 S. VIRGINIA STREET
CITY: RENO
STATE: NV
ZIP: 89502
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MONARCH CASINO & RESORT INC
CENTRAL INDEX KEY: 0000907242
STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011]
IRS NUMBER: 880300760
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3800 S VIRGINIA STREET
STREET 2: EXECUTIVE OFFICES
CITY: RENO
STATE: NV
ZIP: 89502
BUSINESS PHONE: 775-335-4600
MAIL ADDRESS:
STREET 1: 3800 S VIRGINIA STREET
STREET 2: EXECUTIVE OFFICES
CITY: RENO
STATE: NV
ZIP: 89502
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2020-12-30
0
0000907242
MONARCH CASINO & RESORT INC
MCRI
0001548756
Farahi David-Jacques
3800 S. VIRGINIA STREET
RENO
NV
89502
0
1
0
0
COO
Common Stock
2020-12-30
4
M
0
166665
A
166665
D
Common Stock
2020-12-30
4
F
0
106215
60.11
D
60450
D
Options / Right to Buy
Common Stock
33333
149999
D
Options / Right to Buy
Common Stock
33333
149999
D
Options / Right to Buy
Common Stock
83333
149999
D
Options / Right to Buy
2020-12-30
4
M
0
166665
0
D
Common Stock
166665
149999
D
Mr. David Farahi net exercised the following grants: (i)1,667 stock options at $9.30 exercise price, which vested on 8/13/2014; (ii)30,000 stock options at $7.55 exercise price , of which 10,000 vested on August 21, 2015, 10,000 vested on August 21, 2016 and 10,000 vested on August 21, 2017; (iii)1,667 stock options at $7.42 exercise price, which vested on August 13, 2015; (iv)1,666 stock options at $10.33 exercise price, which vested on February 10, 2016; (v)6,666 stock options at $17.79 exercise price, which vested on July 12, 2016;(vi)1,667 stock options at $20.00 exercise price, which vested on August 13, 2016; (vii)40,000 stock options at $19.00, of which 13,333 vested on January 17, 2017, 13,333 vested on January 17, 2018 and 13,334 vested on January 17, 2019; (viii)1,666 stock options at $18.41 exercise price, which vested on February 10, 2017; (ix)6,667 stock options at $14.95 exercise price, which vested on July 12, 2017.
In 2020 Mr. Farahi was granted 33,333 stock options, as follow: (i) 13,333 stock options at $53.680 exercise price, which vest on February 1, 2023; (ii) 1,667 stock options at $47.28 exercise price, which vest on March 1, 2023; and (iii) 18,333 stock options at $44.60 exercise price, which vest on September 30, 2023. All stock options expire 10 years from the grant date, or approximately 7 years from the vesting date.
In 2019 Mr. Farahi was granted 33,333 stock options, as follow: (i) 13,334 stock options at $43.30 exercise price, which vest on February 1, 2022; (ii) 1,666 stock options at $44.31 exercise price, which vest on March 1, 2022; (iii) 6,666 stock options at $45.69 exercise price, which vest on August 1, 2022 and (v) 11,667 stock options at $44.38 exercise price, which vest on September 1, 2022. All stock options expire 10 years from the grant date, or approximately 7 years from the vesting date.
In 2018 Mr. Farahi was granted 83,333 stock options, as follow: (i) 13,333 stock options at $45.55 exercise price, which vest on February 1, 2021; (ii) 1,667 stock options at $42.46 exercise price, which vest on March 1, 2021; (iii) 50,000 stock options at $42.74 exercise price, of which 16,666 vest on May 3, 2021, 16,667 vest on May 3, 2022 and 16,667 vest on May 3, 2023; (iv) 6,667 stock options at $47.81 exercise price, which vest on August 1, 2021 and (v) 11,666 stock options at $47.05 exercise price, which vest on September 1, 2021. All stock options expire 10 years from the grant date, or approximately 7 years from the vesting date.
In addition, Mr. David Farahi net exercised the following grants: (i)1,667 stock options at $12.40 exercise price, which vested on August 13, 2017; (ii)1,667 stock options at $17.08 exercise price, which vested on February 10, 2018;(iii)6,667 stock options at $20.69 exercise price, which vested on July 12, 2018; (iv)1,667 stock options at $18.44 exercise price, which vested on August 13, 2018; (v)10,000 stock options at $17.60 exercise price, which vested on August 21, 2018; (vi)1,666 stock options at $20.49 exercise price, which vested on March 1, 2019; (vii) 6,666 stock options at $23.52 exercise price, which vested on August 1, 2019 and (viii) 11,667 stock options at $23.63 exercise price, which vested on September 1, 2019. All stock options expire 10 years from the grant date, or approximately 7 years from the vesting date.
In addition, Mr. David Farahi net exercised the following grants: (i) 13,333 stock options at $23.54 exercise price, which vest on February 1, 2020; (ii) 1,666 stock options at $26.93 exercise price, which vest on March 1, 2020; (iii) 6,667 stock options at $33.34 exercise price, which vest on August 1, 2020 and (iv) 11,666 stock options at $35.10 exercise price, which vest on September 1, 2018. All stock options expire 10 years from the grant date, or approximately 7 years from the vesting date.
David Farahi
2021-01-04