0000907242-20-000014.txt : 20201218 0000907242-20-000014.hdr.sgml : 20201218 20201218184047 ACCESSION NUMBER: 0000907242-20-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201202 FILED AS OF DATE: 20201218 DATE AS OF CHANGE: 20201218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FARAHI JOHN CENTRAL INDEX KEY: 0000937318 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22088 FILM NUMBER: 201401931 MAIL ADDRESS: STREET 1: MONARCH CASINO & RESORT INC STREET 2: 1175 MOANA LANE SUITE 200 CITY: RENO STATE: NV ZIP: 89509 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MONARCH CASINO & RESORT INC CENTRAL INDEX KEY: 0000907242 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 880300760 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3800 S VIRGINIA STREET STREET 2: EXECUTIVE OFFICES CITY: RENO STATE: NV ZIP: 89502 BUSINESS PHONE: 775-335-4600 MAIL ADDRESS: STREET 1: 3800 S VIRGINIA STREET STREET 2: EXECUTIVE OFFICES CITY: RENO STATE: NV ZIP: 89502 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-12-02 0 0000907242 MONARCH CASINO & RESORT INC MCRI 0000937318 FARAHI JOHN MONARCH CASINO & RESORT INC 3800 S. VIRGINIA ST. RENO NV 89502 1 1 1 0 CEO Common Stock 2020-12-02 4 J 0 1000000 54.17 D 460322 D Common Stock 2020-12-02 4 J 0 250000 54.17 A 596262 I Trust1 Common Stock 2020-12-02 4 J 0 250000 54.17 A 600964 I Trust2 Common Stock 2020-12-02 4 J 0 250000 54.17 A 600964 I Trust3 Common Stock 2020-12-02 4 J 0 250000 54.17 A 600964 I Trust4 Common Stock 4801 I Trust5 Options / Right to Buy 43.24 2022-11-01 2029-11-01 Common Stock 66666 600000 D Options / Right to Buy 39.82 2021-11-01 2028-11-01 Common Stock 66666 600000 D Options / Right to Buy 45.32 2020-11-01 2027-11-01 Common Stock 66668 600000 D Options / Right to Buy 23.08 2019-11-01 2026-11-01 Common Stock 66666 600000 D Options / Right to Buy 17.62 2018-10-21 2025-10-21 Common Stock 66666 600000 D Options / Right to Buy 12.32 2017-10-21 2024-10-21 Common Stock 66668 600000 D Options / Right to Buy 21.71 2016-10-21 2023-10-21 Common Stock 66666 600000 D Options / Right to Buy 8.56 2015-10-09 2022-10-09 Common Stock 66666 600000 D Options / Right to Buy 9.33 2014-10-21 2021-10-21 Common Stock 66668 600000 D On December 2, 2020, John Farahi transferred 250,000 shares of Monarch's stock to each of his four children's trust in exchange for a promissory note. The transaction was done for estate planning purposes. The value of the shares was calculated using the average of the $56.45 daily high and $51.89 daily low of the Monarch stock on December 2, 2020, the average being $54.17 per share. Mr. Farahi is the investment trustee of each trust. John Farahi 2020-12-18