0000907242-19-000007.txt : 20190903 0000907242-19-000007.hdr.sgml : 20190903 20190903213727 ACCESSION NUMBER: 0000907242-19-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190901 FILED AS OF DATE: 20190903 DATE AS OF CHANGE: 20190903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Farahi David-Jacques CENTRAL INDEX KEY: 0001548756 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22088 FILM NUMBER: 191073216 MAIL ADDRESS: STREET 1: 3800 S. VIRGINIA STREET CITY: RENO STATE: NV ZIP: 89502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MONARCH CASINO & RESORT INC CENTRAL INDEX KEY: 0000907242 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 880300760 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3800 S VIRGINIA STREET STREET 2: EXECUTIVE OFFICES CITY: RENO STATE: NV ZIP: 89502 BUSINESS PHONE: 775-335-4600 MAIL ADDRESS: STREET 1: 3800 S VIRGINIA STREET STREET 2: EXECUTIVE OFFICES CITY: RENO STATE: NV ZIP: 89502 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-09-01 0 0000907242 MONARCH CASINO & RESORT INC MCRI 0001548756 Farahi David-Jacques 3800 S. VIRGINIA STREET RENO NV 89502 0 1 0 0 COO Options / Right to Buy 44.38 2019-09-01 4 A 0 11667 44.38 A 2022-09-01 2029-09-01 Common Stock 11667 313331 D Options / Right to Buy 45.69 2022-08-01 2029-08-01 Common Stock 6666 313331 D Options / Right to Buy 44.31 2022-03-01 2029-03-01 Common Stock 1666 313331 D Options / Right to Buy 43.3 2022-02-01 2029-02-01 Common Stock 13334 313331 D Options / Right to Buy Common Stock 83333 313331 D Options / Right to Buy Common Stock 33332 313331 D Options / Right to Buy Common Stock 19999 313331 D Options / Right to Buy Common Stock 20001 313331 D Options / Right to Buy Common Stock 50000 313331 D Options / Right to Buy Common Stock 9999 313331 D Options / Right to Buy Common Stock 31667 313331 D Options / Right to Buy 9.3 2014-08-13 2021-08-13 Common Stock 1667 313331 D Options / Right to Buy Common Stock 30000 313331 D In 2018 Mr. Farahi was granted 83,333 stock options, as follow: (i) 13,333 stock options at $45.55 exercise price, which vest on February 1, 2021; (ii) 1,667 stock options at $42.46 exercise price, which vest on March 1, 2021; (iii) 50,000 stock options at $42.74 exercise price, of which 16,666 vest on May 3, 2021, 16,667 vest on May 3, 2022 and 16,667 vest on May 3, 2023; (iv) 6,667 stock options at $47.81 exercise price, which vest on August 1, 2021 and (v) 11,666 stock options at $47.05 exercise price, which vest on September 1, 2021. All stock options expire 10 years from the grant date, or approximately 7 years from the vesting date. In 2017 Mr. Farahi was granted 33,332 stock options, as follow: (i) 13,333 stock options at $23.54 exercise price, which vest on February 1, 2020; (ii) 1,666 stock options at $26.93 exercise price, which vest on March 1, 2020; (iii) 6,667 stock options at $33.34 exercise price, which vest on August 1, 2020 and (iv) 11,666 stock options at $35.10 exercise price, which vest on September 1, 2018. All stock options expire 10 years from the grant date, or approximately 7 years from the vesting date. In 2016 Mr. Farahi was granted 19,999 stock options, as follow: (i) 1,666 stock options at $20.49 exercise price, which vested on March 1, 2019; (ii) 6,666 stock options at $23.52 exercise price, which vested on August 1, 2019 and (iii) 11,667 stock options at $23.63 exercise price, which vested on September 1, 2019. All stock options expire 10 years from the grant date, or approximately 7 years from the vesting date. In 2015 Mr. Farahi was granted 20,001 stock options, as follow: (i) 1,666 stock options at $17.08 exercise price, which vested on February 10, 2018; (ii) 6,667 stock options at $20.69 exercise price, which vested on July 12, 2018; (iii) 1,667 stock options at $18.44 exercise price, which vested on August 13, 2018 and (iv) 10,000 stock options at $17.60 exercise price, which vested on August 21, 2018. All stock options expire 10 years from the grant date, or approximately 7 years from the vesting date. In 2014 Mr. Farahi was granted 50,000 stock options, as follows: (i) 40,000 stock options at $19.00, of which 13,333 vested on January 17, 2017, 13,333 vested on January 17, 2018 and 13,334 vested on January 17, 2019; (ii) 1,666 stock options at $18.41 exercise price, which vested on February 10, 2017; (iii) 6,667 stock options at $14.95 exercise price, which vested on July 12, 2017 and (iv) 1,667 stock options at $12.40 exercise price, which vested on August 13, 2017. All stock options expire 10 years from the grant date, or approximately 7 years from the vesting date. In 2013 Mr. Farahi was granted 9,999 stock options, as follow: (i) 1,666 stock options at $10.33 exercise price, which vested on February 10, 2016; (ii) 6,666 stock options at $17.79 exercise price, which vested on July 12, 2016 and (iii) 1,667 stock options at $20.00 exercise price, which vested on August 13, 2016. All stock options expire 10 years from the grant date, or approximately 7 years from the vesting date. In 2012 Mr. Farahi was granted 31,667 stock options, as follow: (i) 30,000 stock options at $7.55 exercise price , of which 10,000 vested on August 21, 2015, 10,000 vested on August 21, 2016 and 10,000 vested on August 21, 2017 and (ii) 1,667 stock options at $7.42 exercise price, which vested on August 13, 2015. All stock options expire 10 years from the grant date, or approximately 7 years from the vesting date. In 2010 Mr. Farahi was granted 30,000 stock options, as follows: (i) 5,000 stock options at $6.72 exercise price, of which 1,666 vested on February 10, 2013, 1,667 vested on February 10, 2014 and 1,667 vested on February 10, 2015; (ii) 5,000 stock options at $11.15 exercise price, of which 1,666 vested on June 21, 2013, 1,667 vested on June 21, 2014 and 1,667 vested on June 21, 2015 and (iii) 20,000 stock options at $10.20 exercise price, of which 6,666 vested on July 12, 2013, 6,667 vested on July 12, 2014 and 6,667 vested on July 12, 2015. All stock options expire 10 years from the grant date, or approximately 7 years from the vesting date. David Farahi 2019-09-03