0000907242-19-000007.txt : 20190903
0000907242-19-000007.hdr.sgml : 20190903
20190903213727
ACCESSION NUMBER: 0000907242-19-000007
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190901
FILED AS OF DATE: 20190903
DATE AS OF CHANGE: 20190903
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Farahi David-Jacques
CENTRAL INDEX KEY: 0001548756
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22088
FILM NUMBER: 191073216
MAIL ADDRESS:
STREET 1: 3800 S. VIRGINIA STREET
CITY: RENO
STATE: NV
ZIP: 89502
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MONARCH CASINO & RESORT INC
CENTRAL INDEX KEY: 0000907242
STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011]
IRS NUMBER: 880300760
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3800 S VIRGINIA STREET
STREET 2: EXECUTIVE OFFICES
CITY: RENO
STATE: NV
ZIP: 89502
BUSINESS PHONE: 775-335-4600
MAIL ADDRESS:
STREET 1: 3800 S VIRGINIA STREET
STREET 2: EXECUTIVE OFFICES
CITY: RENO
STATE: NV
ZIP: 89502
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2019-09-01
0
0000907242
MONARCH CASINO & RESORT INC
MCRI
0001548756
Farahi David-Jacques
3800 S. VIRGINIA STREET
RENO
NV
89502
0
1
0
0
COO
Options / Right to Buy
44.38
2019-09-01
4
A
0
11667
44.38
A
2022-09-01
2029-09-01
Common Stock
11667
313331
D
Options / Right to Buy
45.69
2022-08-01
2029-08-01
Common Stock
6666
313331
D
Options / Right to Buy
44.31
2022-03-01
2029-03-01
Common Stock
1666
313331
D
Options / Right to Buy
43.3
2022-02-01
2029-02-01
Common Stock
13334
313331
D
Options / Right to Buy
Common Stock
83333
313331
D
Options / Right to Buy
Common Stock
33332
313331
D
Options / Right to Buy
Common Stock
19999
313331
D
Options / Right to Buy
Common Stock
20001
313331
D
Options / Right to Buy
Common Stock
50000
313331
D
Options / Right to Buy
Common Stock
9999
313331
D
Options / Right to Buy
Common Stock
31667
313331
D
Options / Right to Buy
9.3
2014-08-13
2021-08-13
Common Stock
1667
313331
D
Options / Right to Buy
Common Stock
30000
313331
D
In 2018 Mr. Farahi was granted 83,333 stock options, as follow: (i) 13,333 stock options at $45.55 exercise price, which vest on February 1, 2021; (ii) 1,667 stock options at $42.46 exercise price, which vest on March 1, 2021; (iii) 50,000 stock options at $42.74 exercise price, of which 16,666 vest on May 3, 2021, 16,667 vest on May 3, 2022 and 16,667 vest on May 3, 2023; (iv) 6,667 stock options at $47.81 exercise price, which vest on August 1, 2021 and (v) 11,666 stock options at $47.05 exercise price, which vest on September 1, 2021. All stock options expire 10 years from the grant date, or approximately 7 years from the vesting date.
In 2017 Mr. Farahi was granted 33,332 stock options, as follow: (i) 13,333 stock options at $23.54 exercise price, which vest on February 1, 2020; (ii) 1,666 stock options at $26.93 exercise price, which vest on March 1, 2020; (iii) 6,667 stock options at $33.34 exercise price, which vest on August 1, 2020 and (iv) 11,666 stock options at $35.10 exercise price, which vest on September 1, 2018. All stock options expire 10 years from the grant date, or approximately 7 years from the vesting date.
In 2016 Mr. Farahi was granted 19,999 stock options, as follow: (i) 1,666 stock options at $20.49 exercise price, which vested on March 1, 2019; (ii) 6,666 stock options at $23.52 exercise price, which vested on August 1, 2019 and (iii) 11,667 stock options at $23.63 exercise price, which vested on September 1, 2019. All stock options expire 10 years from the grant date, or approximately 7 years from the vesting date.
In 2015 Mr. Farahi was granted 20,001 stock options, as follow: (i) 1,666 stock options at $17.08 exercise price, which vested on February 10, 2018; (ii) 6,667 stock options at $20.69 exercise price, which vested on July 12, 2018; (iii) 1,667 stock options at $18.44 exercise price, which vested on August 13, 2018 and (iv) 10,000 stock options at $17.60 exercise price, which vested on August 21, 2018. All stock options expire 10 years from the grant date, or approximately 7 years from the vesting date.
In 2014 Mr. Farahi was granted 50,000 stock options, as follows: (i) 40,000 stock options at $19.00, of which 13,333 vested on January 17, 2017, 13,333 vested on January 17, 2018 and 13,334 vested on January 17, 2019; (ii) 1,666 stock options at $18.41 exercise price, which vested on February 10, 2017; (iii) 6,667 stock options at $14.95 exercise price, which vested on July 12, 2017 and (iv) 1,667 stock options at $12.40 exercise price, which vested on August 13, 2017. All stock options expire 10 years from the grant date, or approximately 7 years from the vesting date.
In 2013 Mr. Farahi was granted 9,999 stock options, as follow: (i) 1,666 stock options at $10.33 exercise price, which vested on February 10, 2016; (ii) 6,666 stock options at $17.79 exercise price, which vested on July 12, 2016 and (iii) 1,667 stock options at $20.00 exercise price, which vested on August 13, 2016. All stock options expire 10 years from the grant date, or approximately 7 years from the vesting date.
In 2012 Mr. Farahi was granted 31,667 stock options, as follow: (i) 30,000 stock options at $7.55 exercise price , of which 10,000 vested on August 21, 2015, 10,000 vested on August 21, 2016 and 10,000 vested on August 21, 2017 and (ii) 1,667 stock options at $7.42 exercise price, which vested on August 13, 2015. All stock options expire 10 years from the grant date, or approximately 7 years from the vesting date.
In 2010 Mr. Farahi was granted 30,000 stock options, as follows: (i) 5,000 stock options at $6.72 exercise price, of which 1,666 vested on February 10, 2013, 1,667 vested on February 10, 2014 and 1,667 vested on February 10, 2015; (ii) 5,000 stock options at $11.15 exercise price, of which 1,666 vested on June 21, 2013, 1,667 vested on June 21, 2014 and 1,667 vested on June 21, 2015 and (iii) 20,000 stock options at $10.20 exercise price, of which 6,666 vested on July 12, 2013, 6,667 vested on July 12, 2014 and 6,667 vested on July 12, 2015. All stock options expire 10 years from the grant date, or approximately 7 years from the vesting date.
David Farahi
2019-09-03