0000907242-19-000006.txt : 20190802 0000907242-19-000006.hdr.sgml : 20190802 20190802165355 ACCESSION NUMBER: 0000907242-19-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190801 FILED AS OF DATE: 20190802 DATE AS OF CHANGE: 20190802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Farahi David-Jacques CENTRAL INDEX KEY: 0001548756 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22088 FILM NUMBER: 19996657 MAIL ADDRESS: STREET 1: 3800 S. VIRGINIA STREET CITY: RENO STATE: NV ZIP: 89502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MONARCH CASINO & RESORT INC CENTRAL INDEX KEY: 0000907242 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 880300760 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3800 S VIRGINIA STREET STREET 2: EXECUTIVE OFFICES CITY: RENO STATE: NV ZIP: 89502 BUSINESS PHONE: 775-335-4600 MAIL ADDRESS: STREET 1: 3800 S VIRGINIA STREET STREET 2: EXECUTIVE OFFICES CITY: RENO STATE: NV ZIP: 89502 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-08-01 0 0000907242 MONARCH CASINO & RESORT INC MCRI 0001548756 Farahi David-Jacques 3800 S. VIRGINIA STREET RENO NV 89502 0 1 0 0 COO Options / Right to Buy 45.69 2019-08-01 4 A 0 6666 45.69 A 2022-08-01 2029-08-01 Common Stock 6666 301664 D Options / Right to Buy 44.31 2022-03-01 2029-03-01 Commin Stock 1666 301664 D Options / Right to Buy 43.3 2022-02-01 2029-02-01 Commin Stock 13334 301664 D Options / Right to Buy 47.05 2021-09-01 2028-09-01 Commin Stock 11666 301664 D Options / Right to Buy 47.81 2021-08-01 2028-08-01 Commin Stock 6667 301664 D Options / Right to Buy 42.74 2028-05-03 Common Stock 50000 301664 D Options / Right to Buy 42.46 2021-03-01 2028-03-01 Common Stock 1667 301664 D Options / Right to Buy 45.55 2021-02-01 2028-02-01 Common Stock 13333 301664 D Options / Right to Buy 35.1 2020-09-01 2027-09-01 Common Stock 11666 301664 D Options / Right to Buy 33.34 2020-08-01 2027-08-01 Common Stock 6667 301664 D Options / Right to Buy 26.93 2020-03-01 2027-03-01 Common Stock 1666 301664 D Options / Right to Buy 23.54 2020-02-01 2027-02-01 Common Stock 13333 301664 D Options / Right to Buy 23.63 2019-09-01 2026-09-01 Common Stock 11667 301664 D Options / Right to Buy 23.52 2019-08-01 2026-08-01 Common Stock 6666 301664 D Options / Right to Buy 20.49 2019-03-01 2026-03-01 Common Stock 1666 301664 D Options / Right to Buy 17.6 2018-08-21 2025-08-21 Common Stock 10000 301664 D Options / Right to Buy 18.44 2018-08-13 2025-08-13 Common Stock 1667 301664 D Options / Right to Buy 20.69 2018-07-12 2025-07-12 Common Stock 6667 301664 D Options / Right to Buy 17.08 2018-02-10 2025-02-10 Common Stock 1667 301664 D Options / Right to Buy 12.4 2017-08-13 2024-08-13 Common Stock 1667 301664 D Options / Right to Buy 14.95 2017-07-12 2024-07-12 Common Stock 6667 301664 D Options / Right to Buy 18.41 2017-02-10 2024-02-10 Common Stock 1666 301664 D Options / Right to Buy 19 2024-01-17 Common Stock 40000 301664 D Options / Right to Buy 20 2016-08-13 2023-08-13 Common Stock 1667 301664 D Options / Right to Buy 17.79 2016-07-12 2023-07-12 Common Stock 6666 301664 D Options / Right to Buy 10.33 2016-02-10 2023-02-10 Common Stock 1666 301664 D Options / Right to Buy 7.55 2022-08-21 Common Stock 30000 301664 D Options / Right to Buy 7.42 2015-08-13 2022-08-13 Common Stock 1667 301664 D Options / Right to Buy 9.3 2014-08-13 2021-08-13 Common Stock 1667 301664 D Options / Right to Buy Common Stock 30000 301664 D 20,000 shares are at $10.20, 5,000 shares are at price of $11.15 and 5,000 shares are at $6.72. On August 21, 2012, Mr. Farahi was granted 30,000 stock options, which vest as follows: 10,000 vest on August 21, 2015; 10,000 vest on August 21, 2016 and 10,000 vest on August 21, 2017. On July 12, 2010, Mr. Farahi was granted 20,000 stock options, which vest as follows: 6,666 vest on July 12, 2013; 6,667 vest on July 12, 2014 and 6,667 vest on July 12, 2015.On June 21, 2010, Mr. Farahi was granted 5,000 stock options, which vest as follows: 1,666 vest on June 21, 2013; 1,667 vest on June 21, 2014 and 1,667 vest on June 21, 2015.On February 10, 2010, Mr. Farahi was granted 5,000 stock options, which vest as follows: 1,666 vest on February 10, 2013; 1,667 vest on February 10, 2014 and 1,667 vest on February 10, 2015. On May 3, 2018, Mr. Farahi was granted 50,000 stock options, which vest as follows: 16,666 vest on May 3, 2021; 16,667 vest on May 3, 2022 and 16,667 vest on May 3, 2023. On January 17, 2014, Mr. Farahi was granted 40,000 stock options, which vest as follows: 13,333 vest on January 17, 2017; 13,333 vest on January 17, 2018 and 13,334 vest on January 17, 2019. David Farahi 2019-08-02