0000907242-15-000006.txt : 20151005 0000907242-15-000006.hdr.sgml : 20151005 20151005172123 ACCESSION NUMBER: 0000907242-15-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151001 FILED AS OF DATE: 20151005 DATE AS OF CHANGE: 20151005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MONARCH CASINO & RESORT INC CENTRAL INDEX KEY: 0000907242 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 880300760 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3800 S VIRGINIA STREET STREET 2: EXECUTIVE OFFICES CITY: RENO STATE: NV ZIP: 89502 BUSINESS PHONE: 775-335-4600 MAIL ADDRESS: STREET 1: 3800 S VIRGINIA STREET STREET 2: EXECUTIVE OFFICES CITY: RENO STATE: NV ZIP: 89502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FARAHI BOB CENTRAL INDEX KEY: 0000937326 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22088 FILM NUMBER: 151144195 MAIL ADDRESS: STREET 1: MONARCH CASINO & RESORT INC STREET 2: 3800 S. VIRGINIA STREET CITY: RENO STATE: NV ZIP: 89502 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-10-01 0 0000907242 MONARCH CASINO & RESORT INC MCRI 0000937326 FARAHI BOB MONARCH CASINO & RESORT INC 3800 S. VIRGINIA STREET RENO NV 89502 1 1 0 0 President Common Stock 2015-10-01 4 J 0 300000 D 520614 D Common Stock 2015-10-01 4 J 0 100000 A 435000 I by trust Common Stock 2015-10-01 4 J 0 100000 A 434626 I by trust Common Stock 2015-10-01 4 J 0 100000 A 100000 I by trust Option/right to buy 12.32 2017-10-21 2024-10-21 Common Stock 33334 200004 D Option/right to buy 21.71 2016-10-21 2023-10-21 Common Stock 33334 200004 D Option/right to buy 8.56 2015-10-09 2022-10-09 Common Stock 33334 200004 D Option/right to buy 9.33 2014-10-21 2021-10-21 Common Stock 33334 200004 D Option/right to buy 29 2010-10-21 2017-10-21 Common Stock 33334 200004 D Option/right to buy 21.82 2009-10-21 2016-10-21 Common Stock 33334 200004 D In connection with estate planning, the shares were transferred to three separate irrevocable trusts, for which reporting person is a trustee, in exchange for a promissory note. The principal amount of the note was based on a price per share of $17.72. The note provides for the payment of interest at an annual rate of 1.67%. Bob Farahi 2015-10-05