0000907242-14-000002.txt : 20140306 0000907242-14-000002.hdr.sgml : 20140306 20140306105517 ACCESSION NUMBER: 0000907242-14-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140304 FILED AS OF DATE: 20140306 DATE AS OF CHANGE: 20140306 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MONARCH CASINO & RESORT INC CENTRAL INDEX KEY: 0000907242 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 880300760 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3800 S VIRGINIA STREET STREET 2: EXECUTIVE OFFICES CITY: RENO STATE: NV ZIP: 89502 BUSINESS PHONE: 775-335-4600 MAIL ADDRESS: STREET 1: 3800 S VIRGINIA STREET STREET 2: EXECUTIVE OFFICES CITY: RENO STATE: NV ZIP: 89502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FARAHI JOHN CENTRAL INDEX KEY: 0000937318 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22088 FILM NUMBER: 14671852 MAIL ADDRESS: STREET 1: MONARCH CASINO & RESORT INC STREET 2: 1175 MOANA LANE SUITE 200 CITY: RENO STATE: NV ZIP: 89509 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-03-04 0 0000907242 MONARCH CASINO & RESORT INC MCRI 0000937318 FARAHI JOHN MONARCH CASINO & RESORT INC 3800 S. VIRGINIA STREET RENO NV 89502 1 1 1 0 CEO Common Stock 2014-03-04 4 S 0 39001 18.51 D 1791384 D Common Stock 2014-03-05 4 S 0 3992 18.56 D 1787392 D Common Stock 1787392 D Common Stock 256765 I by trust Common Stock 261467 I by trust Common Stock 261467 I by trust Common Stock 261467 I by trust Option/right to buy 18.06 2008-10-21 2015-10-21 Common Stock 70000 603334 D Option/right to buy 21.82 2009-10-21 2016-10-21 Common Stock 66666 603334 D Option/right to buy 29 2010-10-21 2017-10-21 Common Stock 66668 603334 D Option/right to buy 6.8 2011-10-21 2018-10-21 Common Stock 66668 603334 D Option/right to buy 10.43 2012-10-21 2019-10-21 Common Stock 66666 603334 D Option/right to buy 11.48 2013-10-21 2020-10-21 Common Stock 66666 603334 D Option/right to buy 9.33 2014-10-21 2021-10-21 Common Stock 66668 603334 D Option/right to buy 8.56 2015-10-09 2022-10-09 Common Stock 66666 603334 D Option/right to buy 21.71 2016-10-21 2023-10-21 Common Stock 66666 603334 D On March 3, 2014, Mr. Farahi completed a "net" stock option exercise whereby he exercised 200,000 stock options with an expiration date of October 21, 2014. The exercise price of the stock options, and the resultant required tax withholding, were paid in the form of stock totaling 157,000 shares. As a result of this "net" stock option exercise, Mr. Farahi's beneficial ownership increased by the balance, or 42,993 shares. The sale reported in this Form 4 reflects the sale of those 42,993 shares related to the stock option grant that was scheduled to expire on October 21, 2014. John Farahi 2014-03-06