0000907242-14-000001.txt : 20140305 0000907242-14-000001.hdr.sgml : 20140305 20140305130650 ACCESSION NUMBER: 0000907242-14-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140303 FILED AS OF DATE: 20140305 DATE AS OF CHANGE: 20140305 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MONARCH CASINO & RESORT INC CENTRAL INDEX KEY: 0000907242 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 880300760 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3800 S VIRGINIA STREET STREET 2: EXECUTIVE OFFICES CITY: RENO STATE: NV ZIP: 89502 BUSINESS PHONE: 775-335-4600 MAIL ADDRESS: STREET 1: 3800 S VIRGINIA STREET STREET 2: EXECUTIVE OFFICES CITY: RENO STATE: NV ZIP: 89502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FARAHI JOHN CENTRAL INDEX KEY: 0000937318 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22088 FILM NUMBER: 14668257 MAIL ADDRESS: STREET 1: MONARCH CASINO & RESORT INC STREET 2: 1175 MOANA LANE SUITE 200 CITY: RENO STATE: NV ZIP: 89509 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-03-03 0 0000907242 MONARCH CASINO & RESORT INC MCRI 0000937318 FARAHI JOHN MONARCH CASINO & RESORT INC 1175 MOANA LANE SUITE 200 RENO NV 89509 1 1 1 0 CEO Common Stock 2014-03-03 4 M 0 200000 11.685 A 1987392 D Common Stock 2014-03-03 4 F 0 157007 18.55 D 1880385 D Common Stock 1880385 D Common Stock 256765 I by trust Common Stock 261467 I by trust Common Stock 261467 I by trust Common Stock 261467 I by trust Option/right to buy 11.685 2014-03-03 4 M 0 200000 0 D 2014-10-21 Common Stock 200000 603334 D Option/right to buy 18.06 2008-10-21 2015-10-21 Common Stock 70000 603334 D Option/right to buy 21.82 2009-10-21 2016-10-21 Common Stock 66666 603334 D Option/right to buy 29 2010-10-21 2017-10-21 Common Stock 66668 603334 D Option/right to buy 6.8 2011-10-21 2018-10-21 Common Stock 66668 603334 D Option/right to buy 10.43 2012-10-21 2019-10-21 Common Stock 66666 603334 D Option/right to buy 11.48 2013-10-21 2020-10-21 Common Stock 66666 603334 D Option/right to buy 8.56 2015-10-09 2022-10-09 Common Stock 66666 603334 D Option/right to buy 9.33 2014-10-21 2021-10-21 Common Stock 66668 603334 D Option/right to buy 21.71 2016-10-21 2023-10-21 Common Stock 66666 603334 D On March 3, 2014, Mr. Farahi completed a "net" stock option exercise whereby he exercised 200,000 stock options with an expiration date of October 21, 2014. The exercise price of the stock option, and the resultant required tax withholding, were paid in the form of stock totaling 157,007 shares. As a result of this "net" stock option exercise, Mr. Farahi's beneficial ownership increased by the balance, or 42,993 shares. On October 21, 2004, Mr. Farahi was granted an option pursuant to the Company's 1993 Executive Long Term Incentive Plan, as amended, to purchase 200,000 shares of the Company's commmon stock at $11.685 per share. The shares' vesting schedule is as follows: 66,666 vested on October 21, 2005; 66,666 vested on October 21, 2006 and 66,668 vested on October 21, 2007. John Farahi 2014-03-05