0000907242-14-000001.txt : 20140305
0000907242-14-000001.hdr.sgml : 20140305
20140305130650
ACCESSION NUMBER: 0000907242-14-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140303
FILED AS OF DATE: 20140305
DATE AS OF CHANGE: 20140305
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MONARCH CASINO & RESORT INC
CENTRAL INDEX KEY: 0000907242
STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011]
IRS NUMBER: 880300760
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3800 S VIRGINIA STREET
STREET 2: EXECUTIVE OFFICES
CITY: RENO
STATE: NV
ZIP: 89502
BUSINESS PHONE: 775-335-4600
MAIL ADDRESS:
STREET 1: 3800 S VIRGINIA STREET
STREET 2: EXECUTIVE OFFICES
CITY: RENO
STATE: NV
ZIP: 89502
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FARAHI JOHN
CENTRAL INDEX KEY: 0000937318
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22088
FILM NUMBER: 14668257
MAIL ADDRESS:
STREET 1: MONARCH CASINO & RESORT INC
STREET 2: 1175 MOANA LANE SUITE 200
CITY: RENO
STATE: NV
ZIP: 89509
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2014-03-03
0
0000907242
MONARCH CASINO & RESORT INC
MCRI
0000937318
FARAHI JOHN
MONARCH CASINO & RESORT INC
1175 MOANA LANE SUITE 200
RENO
NV
89509
1
1
1
0
CEO
Common Stock
2014-03-03
4
M
0
200000
11.685
A
1987392
D
Common Stock
2014-03-03
4
F
0
157007
18.55
D
1880385
D
Common Stock
1880385
D
Common Stock
256765
I
by trust
Common Stock
261467
I
by trust
Common Stock
261467
I
by trust
Common Stock
261467
I
by trust
Option/right to buy
11.685
2014-03-03
4
M
0
200000
0
D
2014-10-21
Common Stock
200000
603334
D
Option/right to buy
18.06
2008-10-21
2015-10-21
Common Stock
70000
603334
D
Option/right to buy
21.82
2009-10-21
2016-10-21
Common Stock
66666
603334
D
Option/right to buy
29
2010-10-21
2017-10-21
Common Stock
66668
603334
D
Option/right to buy
6.8
2011-10-21
2018-10-21
Common Stock
66668
603334
D
Option/right to buy
10.43
2012-10-21
2019-10-21
Common Stock
66666
603334
D
Option/right to buy
11.48
2013-10-21
2020-10-21
Common Stock
66666
603334
D
Option/right to buy
8.56
2015-10-09
2022-10-09
Common Stock
66666
603334
D
Option/right to buy
9.33
2014-10-21
2021-10-21
Common Stock
66668
603334
D
Option/right to buy
21.71
2016-10-21
2023-10-21
Common Stock
66666
603334
D
On March 3, 2014, Mr. Farahi completed a "net" stock option exercise whereby he exercised 200,000 stock options with an expiration date of October 21, 2014. The exercise price of the stock option, and the resultant required tax withholding, were paid in the form of stock totaling 157,007 shares. As a result of this "net" stock option exercise, Mr. Farahi's beneficial ownership increased by the balance, or 42,993 shares.
On October 21, 2004, Mr. Farahi was granted an option pursuant to the Company's 1993 Executive Long Term Incentive Plan, as amended, to purchase 200,000 shares of the Company's commmon stock at $11.685 per share. The shares' vesting schedule is as follows: 66,666 vested on October 21, 2005; 66,666 vested on October 21, 2006 and 66,668 vested on October 21, 2007.
John Farahi
2014-03-05