0000907242-12-000011.txt : 20121113 0000907242-12-000011.hdr.sgml : 20121112 20121113184408 ACCESSION NUMBER: 0000907242-12-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121009 FILED AS OF DATE: 20121113 DATE AS OF CHANGE: 20121113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MONARCH CASINO & RESORT INC CENTRAL INDEX KEY: 0000907242 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 880300760 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3800 S VIRGINIA STREET STREET 2: EXECUTIVE OFFICES CITY: RENO STATE: NV ZIP: 89502 BUSINESS PHONE: 775-335-4600 MAIL ADDRESS: STREET 1: 3800 S VIRGINIA STREET STREET 2: EXECUTIVE OFFICES CITY: RENO STATE: NV ZIP: 89502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FARAHI JOHN CENTRAL INDEX KEY: 0000937318 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22088 FILM NUMBER: 121200404 MAIL ADDRESS: STREET 1: MONARCH CASINO & RESORT INC STREET 2: 1175 MOANA LANE SUITE 200 CITY: RENO STATE: NV ZIP: 89509 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2012-10-09 0 0000907242 MONARCH CASINO & RESORT INC MCRI 0000937318 FARAHI JOHN MONARCH CASINO & RESORT INC 3800 S. VIRGINIA STREET RENO NV 89502 1 1 1 0 CEO Common Stock 1800165 D Common Stock 255119 I by trust Common Stock 257758 I by trust Common Stock 257758 I by trust Common Stock 257758 I by trust Option/right to buy 8.56 2012-10-09 4 A 0 66666 8.56 A 2015-10-09 2022-10-09 Common Stock 66666 536666 D Option/right to buy 11.685 2014-10-21 Common Stock 200000 536666 D Option/right to buy 18.06 2008-10-21 2015-10-21 Common Stock 70000 536666 D Option/right to buy 21.82 2009-10-21 2016-10-21 Common Stock 66666 536666 D Option/right to buy 29 2010-10-21 2017-10-21 Common Stock 66668 536666 D Option/right to buy 6.8 2011-10-21 2018-10-21 Common stock 66668 536666 D Option/right to buy 10.43 2012-10-21 2019-10-21 Common Stock 66666 536666 D Option/right to buy 11.48 2013-10-21 2020-10-21 Common Stock 66666 536666 D Option/right to buy 9.33 2014-10-21 2021-10-21 Common Stock 66668 536666 D On October 21, 2004, Mr. Farahi was granted an option pursuant to the Company's 1993 Executive Long Term Incentive Plan, as amended, to purchase 200,000 shares of the Company's common stock at $11.685 per share. The shares' vesting schedule is as follows: 66,666 vested on October 21, 2005; 66,666 vested on October 21, 2006 and 66,668 vested on October 21, 2007. John Farahi 2012-11-13