-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AVYw9LI7bBJyZo/CMgCH/4DlvhoJMfCsNa43Z4aCanzOm7ZpcBX1iOfvGjYlWe7J mBRCjntDmewzYOLsag7zFA== 0000898430-97-002668.txt : 19970625 0000898430-97-002668.hdr.sgml : 19970625 ACCESSION NUMBER: 0000898430-97-002668 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970612 ITEM INFORMATION: FILED AS OF DATE: 19970624 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: PORTACOM WIRELESS INC/ CENTRAL INDEX KEY: 0000907166 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 330650673 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-23228 FILM NUMBER: 97629035 BUSINESS ADDRESS: STREET 1: 8055 W MANCHESTER AVE STREET 2: SUITE 730 CITY: PLAYA DEL REY STATE: CA ZIP: 90293 BUSINESS PHONE: 3104484410 MAIL ADDRESS: STREET 1: 8055 W MANCHESTER AVE STREET 2: SUITE 730 CITY: PLAYA DEL REY STATE: CA ZIP: 90293 FORMER COMPANY: FORMER CONFORMED NAME: EXTREME TECHNOLOGIES INC DATE OF NAME CHANGE: 19950127 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL PCBX SYSTEMS INC DATE OF NAME CHANGE: 19940119 8-K 1 FORM 8-K CURRENT REPORT DATED JUNE 12, 1997 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) June 12, 1997 PORTACOM WIRELESS, INC. - ------------------------------------------------------------------------------- (Exact name of Registrant as specified in its Charter) Delaware 0-23228 33-0650673 - -------------------------------------------------------------------------------- (State or Other Jurisdiction (Commission File No. ) (IRS Employer of Incorporation) Identification No.) 8055 W. Manchester Avenue, Suite #730, Playa del Rey, California 90293 - -------------------------------------------------------------------------------- (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code: (310) 448-4140 Item 9. Sales of Equity Securities Pursuant to Regulation S On June 12, 1997, PortaCom Wireless, Inc. (the "Company") sold 57,154 Units at a purchase price of $3.11 per Unit. Each Unit is comprised of one common share and one non-transferable warrant to purchase one additional share of the Company. Each warrant entitles the holder to purchase one share of common stock for two years at an exercise price equal to the purchase price of $3.11 for one year and thereafter at $3.58 until the expiration of two years from the date of subscription. The Offering was made to non-U.S. persons (as defined in Regulation S). The Offering raised an aggregate of $177,749. The Offering was made in reliance on Regulation S promulgated under the Securities Act of 1933, based on the fact that the Company is a reporting issuer pursuant to Section 13 of the Securities Exchange Act of 1934, the offer and sale of the Units were made in an offshore transaction (as defined in Regulation S), and no direct selling efforts were made in the United States by the Company, a distributor, any of their respective affiliates, or any person acting on behalf of any of the foregoing. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Dated: June 25, 1997 PORTACOM WIRELESS, INC By: /s/ Michael A. Richard ---------------------------- Michael A. Richard Vice President, Accounting -----END PRIVACY-ENHANCED MESSAGE-----