9999999997-13-008781.txt : 20130426 9999999997-13-008781.hdr.sgml : 20130426 20130426135802 ACCESSION NUMBER: 9999999997-13-008781 CONFORMED SUBMISSION TYPE: CT ORDER PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20130426 DATE AS OF CHANGE: 20130426 20130426 20130426 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EMPIRE RESORTS INC CENTRAL INDEX KEY: 0000906780 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 133714474 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CT ORDER SEC ACT: 1934 Act SEC FILE NUMBER: 001-12522 FILM NUMBER: 13786550 BUSINESS ADDRESS: STREET 1: 204 STATE ROUTE 17B STREET 2: P.O. BOX 5013 CITY: MONTICELLO STATE: NY ZIP: 12701 BUSINESS PHONE: (845) 807-0001 MAIL ADDRESS: STREET 1: 204 STATE ROUTE 17B STREET 2: P.O. BOX 5013 CITY: MONTICELLO STATE: NY ZIP: 12701 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA HOSPITALITY CORP DATE OF NAME CHANGE: 19930614 CT ORDER 1 filename1.pdf begin 644 filename1.pdf M)5!$1BTQ+C4-)>+CS],-"C0R(#`@;V)J#3P\+TQI;F5AF4@-34O5'EP92]84F5F+U=;,2`R(#%=/CYS=')E86T-"FC>8F)D$&!@ M8F#R`A(,4X`$XPT@P1(()-C_`HE/"0Q,C`P[0;(,C.C$?\99?P`"#`#7C0?D M#0IE;F1S=')E86T-96YD;V)J#7-T87)T>')E9@T*,`T*)25%3T8-"B`@("`@ M("`@#0HU-"`P(&]B:@T\/"]#(#8Y+T9I;'1E8F!@8&%@8(IF``(>#P94P,@` MDN5H0!9C@6(&AAL,W`R7!E+U!A9V4^/@UE;F1O8FH--#4@,"!O8FH-/#PO1FEL=&5R+T9L871E M1&5C;V1E+T9I;ORH9,4*X M(3/X].N$\T!2VA1C80V^5*DN%MY]G'O7.MFK@QN)B\IH4]KR0`Q)NF3E"OMG M;`\Y_=KV:^\/.8ZHC'Q(JF\`^E-%A&#XU/#4?7-TQ,.?0-RYSN"JAA=(P2WI M(3TNX4MWP2&K)PC$($+UG10C`AY`UG,P3B>D]YG!AIL#FTK1+WU3C6N"&IAU M]B[?Z`$Z.J0QP@GB2$3`C40(20=F',CZ$1D#QB>?+[IO*J(\IKV6GA5?:D\)ZKN>)_UES% M!OD$10$?MZ.KG*BS)3?,IJOA`;.;"KYWI^)[X.\% M?$&:^[Q8<562!C%!I>U5,:AC)$#QO1+^'A_ZI3A><4_&BJMZTXL+N47`Y?R6X7A%>"6YJS]#;B(%)8.M)&`-O.Z6W2LM]O>6O]59%1S0& M;-3_?6.$FCV.Y6/[D^/UO>P=DE0`?/N/Y?88O-P>AY/;WP(,`+D'?&0-"F5N M9'-T6U^[?[^XHDI)LR\&P`*$IZGB\^^Z[.^I= M/KC^R-Z^O?XPOINP@/WPP[O)F`VNQP\!6^QA@>T7Q>`ZSP,F6?X\D(KY`2S# M;Q:P)$A%-F3Y9L"9E_\UN/F`>YT^:?3)E/E2R)CERS.BRH@&1G)R1C*TDB(( M0I8OP"(]^\K\4&29.VK&/WDQG\+_G:=X?C.!&7OP?,GS$4SSFP?O]_QG.!*4 M!+@_$5F*LW-61N9L.E+1/CV!LV4DDF'S<#AIR&\\/^;C3_=WGA_R'!]H1LLD MP$;3":/'WSP9\/%/GA_QT?1'K][+QK_BR@?/3V%0>COMI($>26+:<>:T"[%Q M(1%)W+1V!+JWJ&?G17SE^8JO<6!J>,54($/2?EKGT,("&&078YWTH!B+K&45 M>78_(23N&8)R/X(`!GSJL"2L&*UJK*:W7J9?Z8T-V=%[PI06[N&EC/F('A!: M(]S&444BR/I8D?:Q`G:'+49.C3-T+$5;Q_F5=-%4.:;):$SBC!!``)C$^&4X MA#A$QW[%LL^OS/H5!D+%E\(J@Q8.D<$APL-D*.*TB0,8G?`-F+E%8J_0M=T3 MNX>(*/ZT1T]*(F.%Z;HGTX=B6&?GC%_A2W:'<@4J6(BN=WA2CW/2%B<_$I&\ MZ)PM4/Y0Q%'3DUM/RD;"/$'ZL"FPJ11,YTP0H$8N<8Q%8"J,C\^!",/Z6:I8 M*9(D"_3[T,G3*D$K#;02/9WQL>=G_/:[(P0L;55&&F,:P\P=UB$TKW^95:(APXX5\LP6X5SLH MZ4]8"9!$--M[$EBD.+ZI]@UXA$9N*&1F"05DDB$O%A`^RR531&>@"G0>YE1D M-AAF"GAE!XSZDCW"6-"XW:ZM%*K$M"0'QQ[5#37S"$* MR%2DL3%3L1TF#HI].>!(ACG-Q9_81#3Q3L#FJU0$+?8N`"?$J(#_9\!IM?04 M@8<+U>H19FM6&6SQL=K8U[KHXC8-,]:?E=%DD-_0II4YA*TJA@J^4=JB^@.L MFE/QE^'N7:UAPZJ7^AW#6-,V7%G-<:@PQ@Q]KE":X5GLUDN=01O6[8LR:.27 M$JE)P%\TUQ+53+@3(,XT4&MK;^<`/X1BURR7$&Z;N^VR.,.^'O/''49Q\4)% MK6NNHL(!%<^5!NK'.!$X)B(=]I8ZUY])]%*I2XX2T&;;.R\A*N]UBB'GT3ED M`3(95[:6H%:H('YV4P!?0^QT3OWCJ1[:OB;-@1;G\EPF8G@ZT7M.)-H1=34# M5\2TB^S^`L.AWKE>$5&,C41.S=<.852`!K:R,@*$GL%I`@M*!>Y0>+NMW2@< ME`BLOJO1-BI/&U-,*!H+7''E-0_3HAK-^B7&ECO3D5TU99HQ?X4O*LNS.*5AM-7G;M_S#Z!F'C` MI!)C++&"Q;'ZS$'M_+,'(TTCFEXUK9W45Q+%_Z:1B&S.UL:2/K)P2^.1B>AL M!U32_4)NVAQB!%?EHA4VVDNA,ZPH*[H6:1-+MCW,V\UE3:\;*02).^-+9_O" M1+*T.NTRJ,A6I?LO1* M@TNFN-D>;0)HJF`=FH8/1U%B%@]-]8:LP\7F+=L:/FB\EEW':+JE7+(96V>R MK.\C;W35D"**>ON#^X#1LI<:A/TP"+JB8?.<4P]8R64W=BE@4=>WUIT=.K70 MORG^*!%E[=8<#T\>H9%%[,H#$>9%I\6,4S&@+F53CA"?$XX4&XG?NV1?(..> MCU[E/G?DT2?O11S.Z'0?)5E79=\EV%UXX`+F[DMCI`A=HC;4O?"_[E3M!I0* M:/JV/S8[LJX\IBRJ_[TJUIW@"M)E9_A]>+1W!I-7IDU3.X>L0WL;Z;ELY"9H MI)C;L]W5_*")4=JLJNK"::_[B?W$Y&\TZ"KK#9AJ7*VRY%+FJ/#H:G4D$ET6 M.?Y">B7?7I&>[_%KMM0?,@!1H!<(/7NQ*]A':JKPF0N-DM`^D"QQAB0(TDP, M92]Z[F*J$I3];UET_N'$C=LZ^H"V;ZD>+%;(FL'2 MN>YDS5!$2:][B7,O0ME+[$A/A_XF'_PKP`!EU+V!-+B@J`=('@-@H M);4X&4A_`>+,\I("H#AC`I`MDI0-9H/4B62'!#D#V1U`-E]):@5(C,$YOZ"R M*#,]HT3!T-+24L$Q)3\I52&XLK@D-;=8P3,O.;^H(+\HL20U!:@6:@<(\+L7 M)58JN"?FYB8J&.D9D>AR(@`H+"&LSR'@,&(4.X\00X#DTJ(R*).1R9B!`2#` M`$G&."\-"F5N9'-T7!E+T]B:E-T M;3X^55%!%22B1%(EJ$J[(%Q19R'NJYA53 M%1%"54($2AX1*05$2:E"5%07"``$45-=5L0%U37"@P<,,S(FFL%%JHD##D`/ M1V3TQ"4R,2TGXC!.R!"(:V05,1Y&*$H2\`2G"'A28FSPI,;@X`4T"7BA]"3@ MA9II'FC^&@$OQD`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`Q(#8S+C$S.30S.2P@,C`Q,"\P.2\R-RTQ,SHS-SHR-B`@("`@("`@ M(CX*("`@/')D9CI21$8@>&UL;G,Z&UL;G,Z>&UP/2)H='1P M.B\O;G,N861O8F4N8V]M+WAA<"\Q+C`O(CX*("`@("`@("`@/'AM<#I-;V1I M9GE$871E/C(P,3,M,#0M,C94,3,Z-3&UP.D-R96%T941A=&4^,C`Q,RTP-"TR-E0Q,SHU M-SHR-2TP-#HP,#PO>&UP.D-R96%T941A=&4^"B`@("`@("`@(#QX;7`Z365T M861A=&%$871E/C(P,3,M,#0M,C94,3,Z-3&UP34TZ26YS=&%N M8V5)1#YU=6ED.C&UP34TZ26YS=&%N8V5)1#X*("`@("`@("`@/'AM<$U-.G-U8FIE8W0^ M"B`@("`@("`@("`@(#QR9&8Z4V5Q/@H@("`@("`@("`@("`@("`\&UL;G,Z<&1F/2)H='1P M.B\O;G,N861O8F4N8V]M+W!D9B\Q+C,O(CX*("`@("`@("`@/'!D9CI02`Q,"XP/"]P9&8Z4')O9'5C97(^"B`@ M("`@("`@(#QP9&8Z2V5Y=V]R9',O/@H@("`@("`\+W)D9CI$97-C&UL;G,Z<&1F>#TB:'1T<#HO+VYS+F%D;V)E+F-O;2]P9&9X+S$N M,R\B/@H@("`@("`@("`\<&1F>#I3;W5R8V5-;V1I9FEE9#Y$.C(P,3,P-#(V M,30P,S4X/"]P9&9X.E-O=7)C94UO9&EF:65D/@H@("`@("`@("`\<&1F>#I# M;VUP86YY/E-E8W5R:71I97,@86YD($5X:&%N9V4@0V]M;6ES#I#;VUP86YY/@H@("`@("`\+W)D9CI$97-C&UP;65T83X*("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@(`H@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@"B`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`*("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@(`H@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@"B`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`*("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@(`H@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@"B`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`*("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@(`H@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@"B`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`*("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@(`H@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@"B`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`*("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@(`H@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@"B`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`*("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M(`H@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@"B`@("`@("`@("`@("`@("`@("`@("`@("`@(`H\/WAP M86-K970@96YD/2)W(C\^#0IE;F1S=')E86T-96YD;V)J#3,@,"!O8FH-/#PO M1FEL=&5R+T9L871E1&5C;V1E+T9I7!E M+T]B:E-T;3X^J'5!:DZ@"$5<='?@'+[3&-`PGZME3@=BL;1O50Z6CJFW"3;=V]H>D<'H1P,[8O@D]E*]X_A30A12K%6U5%O*[+`X81?0WT.-KMM9&>3^"UTJ9Q\AG5#( MQ>(BP`#5DE+V#0IE;F1S=')E86T-96YD;V)J#34@,"!O8FH-/#PO1&5C;V1E M4&%R;7,\/"]#;VQU;6YS(#0O4')E9&EC=&]R(#$R/CXO1FEL=&5R+T9L871E M1&5C;V1E+TE$6SPQ,S!%.40V,CDT-4,Q,S1"0D0V039%1$%"-#DU,34W-3X\ M1#7!E+UA2968O5ULQ M(#(@,5T^/G-T!<0@03/>!!",#0(`!`&L4!%L-"F5N9'-T