0001387131-19-008291.txt : 20191104
0001387131-19-008291.hdr.sgml : 20191104
20191104170300
ACCESSION NUMBER: 0001387131-19-008291
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191104
FILED AS OF DATE: 20191104
DATE AS OF CHANGE: 20191104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Genting (USA) Ltd
CENTRAL INDEX KEY: 0001788260
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12522
FILM NUMBER: 191190620
BUSINESS ADDRESS:
STREET 1: C/O GENTING MALAYSIA BERHAD, 24TH FLOOR
STREET 2: WISMA GENTING, JALAN SULTAN ISMAIL
CITY: KUALA LUMPUR
STATE: N8
ZIP: 50250
BUSINESS PHONE: 60 3 2178 2288
MAIL ADDRESS:
STREET 1: C/O GENTING MALAYSIA BERHAD, 24TH FLOOR
STREET 2: WISMA GENTING, JALAN SULTAN ISMAIL
CITY: KUALA LUMPUR
STATE: N8
ZIP: 50250
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Genting Malaysia Berhad
CENTRAL INDEX KEY: 0001788490
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12522
FILM NUMBER: 191190621
BUSINESS ADDRESS:
STREET 1: 24TH FLOOR, WISMA GENTING
STREET 2: JALAN SULTAN ISMAIL
CITY: KUALA LUMPUR
STATE: N8
ZIP: 50250
BUSINESS PHONE: 60 3 2178 2288
MAIL ADDRESS:
STREET 1: 24TH FLOOR, WISMA GENTING
STREET 2: JALAN SULTAN ISMAIL
CITY: KUALA LUMPUR
STATE: N8
ZIP: 50250
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Genting Berhad
CENTRAL INDEX KEY: 0001788489
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12522
FILM NUMBER: 191190622
BUSINESS ADDRESS:
STREET 1: 24TH FLOOR, WISMA GENTING
STREET 2: JALAN SULTAN ISMAIL
CITY: KUALA LUMPUR
STATE: N8
ZIP: 50250
BUSINESS PHONE: 60 3 2178 2288
MAIL ADDRESS:
STREET 1: 24TH FLOOR, WISMA GENTING
STREET 2: JALAN SULTAN ISMAIL
CITY: KUALA LUMPUR
STATE: N8
ZIP: 50250
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMPIRE RESORTS INC
CENTRAL INDEX KEY: 0000906780
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810]
IRS NUMBER: 133714474
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 204 STATE ROUTE 17B
STREET 2: P.O. BOX 5013
CITY: MONTICELLO
STATE: NY
ZIP: 12701
BUSINESS PHONE: (845) 807-0001
MAIL ADDRESS:
STREET 1: 204 STATE ROUTE 17B
STREET 2: P.O. BOX 5013
CITY: MONTICELLO
STATE: NY
ZIP: 12701
FORMER COMPANY:
FORMER CONFORMED NAME: ALPHA HOSPITALITY CORP
DATE OF NAME CHANGE: 19930614
3
1
nyny-form3_110419.xml
OWNERSHIP DOCUMENT
X0206
3
2019-11-04
0
0000906780
EMPIRE RESORTS INC
NYNY
0001788489
Genting Berhad
24TH FLOOR, WISMA GENTING
JALAN SULTAN ISMAIL
KUALA LUMPUR
N8
50250
MALAYSIA
0
0
1
0
0001788490
Genting Malaysia Berhad
GENTING HIGHLANDS RESORT
GENTING HIGHLANDS
PAHANG DARUL MAKMUR
N8
69000
MALAYSIA
0
0
1
0
0001788260
Genting (USA) Ltd
FIRST NAMES HOUSE
VICTORIA ROAD
DOUGLAS
Y8
IM2 4DF
ISLE OF MAN
0
0
1
0
Common Stock
13200000
I
See Explanation of Responses
Pursuant to an executed binding term sheet (the "Term Sheet"), dated as of August 5, 2019, by and among Kien Huat Realty III Limited ("Kien Huat"), Genting Malaysia Berhad ("GenM") and Genting (USA) Limited ("Gen USA"), Gen USA bought 13,200,000 shares of Common Stock, par value $0.01 per share, of the Issuer ("Common Stock") from Kien Huat.
Lim Kok Thay may be deemed to indirectly control Genting Berhad, which may be deemed to control GenM, which controls its indirect, wholly-owned subsidiary, Gen USA.
Genting Berhad may be deemed to be indirectly controlled by Lim Kok Thay through a discretionary trust of which Parkview Management Sdn Bhd is the trustee, which owns 100% of voting shares of Kien Huat International Limited, which, in turn, owns 100% of the voting shares in Kien Huat Realty Sdn Berhad ("KHR"), which, in turn owns 100% of the voting shares of Inverway Sdn Bhd ("Inverway"). KHR and Inverway own ordinary shares in Genting Berhad. Lim Kok Thay and Kien Huat filed separately from the Reporting Persons.
Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.
(5) The Reporting Persons are jointly filing this Form 3 pursuant to Rule 16a-3(j) under the Exchange Act.
/s/ Loh Bee Hong, Secretary, Genting Berhad (5)
2019-11-04
/s/ Ms. Koh Poy Yong, Chief Financial Officer, Genting Malaysia Berhad (5)
2019-11-04
/s/ Ms. Koh Poy Yong, Chief Financial Officer, Genting (USA) Limited (5)
2019-11-04