0001387131-19-008291.txt : 20191104 0001387131-19-008291.hdr.sgml : 20191104 20191104170300 ACCESSION NUMBER: 0001387131-19-008291 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191104 FILED AS OF DATE: 20191104 DATE AS OF CHANGE: 20191104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Genting (USA) Ltd CENTRAL INDEX KEY: 0001788260 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12522 FILM NUMBER: 191190620 BUSINESS ADDRESS: STREET 1: C/O GENTING MALAYSIA BERHAD, 24TH FLOOR STREET 2: WISMA GENTING, JALAN SULTAN ISMAIL CITY: KUALA LUMPUR STATE: N8 ZIP: 50250 BUSINESS PHONE: 60 3 2178 2288 MAIL ADDRESS: STREET 1: C/O GENTING MALAYSIA BERHAD, 24TH FLOOR STREET 2: WISMA GENTING, JALAN SULTAN ISMAIL CITY: KUALA LUMPUR STATE: N8 ZIP: 50250 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Genting Malaysia Berhad CENTRAL INDEX KEY: 0001788490 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12522 FILM NUMBER: 191190621 BUSINESS ADDRESS: STREET 1: 24TH FLOOR, WISMA GENTING STREET 2: JALAN SULTAN ISMAIL CITY: KUALA LUMPUR STATE: N8 ZIP: 50250 BUSINESS PHONE: 60 3 2178 2288 MAIL ADDRESS: STREET 1: 24TH FLOOR, WISMA GENTING STREET 2: JALAN SULTAN ISMAIL CITY: KUALA LUMPUR STATE: N8 ZIP: 50250 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Genting Berhad CENTRAL INDEX KEY: 0001788489 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12522 FILM NUMBER: 191190622 BUSINESS ADDRESS: STREET 1: 24TH FLOOR, WISMA GENTING STREET 2: JALAN SULTAN ISMAIL CITY: KUALA LUMPUR STATE: N8 ZIP: 50250 BUSINESS PHONE: 60 3 2178 2288 MAIL ADDRESS: STREET 1: 24TH FLOOR, WISMA GENTING STREET 2: JALAN SULTAN ISMAIL CITY: KUALA LUMPUR STATE: N8 ZIP: 50250 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMPIRE RESORTS INC CENTRAL INDEX KEY: 0000906780 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 133714474 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 204 STATE ROUTE 17B STREET 2: P.O. BOX 5013 CITY: MONTICELLO STATE: NY ZIP: 12701 BUSINESS PHONE: (845) 807-0001 MAIL ADDRESS: STREET 1: 204 STATE ROUTE 17B STREET 2: P.O. BOX 5013 CITY: MONTICELLO STATE: NY ZIP: 12701 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA HOSPITALITY CORP DATE OF NAME CHANGE: 19930614 3 1 nyny-form3_110419.xml OWNERSHIP DOCUMENT X0206 3 2019-11-04 0 0000906780 EMPIRE RESORTS INC NYNY 0001788489 Genting Berhad 24TH FLOOR, WISMA GENTING JALAN SULTAN ISMAIL KUALA LUMPUR N8 50250 MALAYSIA 0 0 1 0 0001788490 Genting Malaysia Berhad GENTING HIGHLANDS RESORT GENTING HIGHLANDS PAHANG DARUL MAKMUR N8 69000 MALAYSIA 0 0 1 0 0001788260 Genting (USA) Ltd FIRST NAMES HOUSE VICTORIA ROAD DOUGLAS Y8 IM2 4DF ISLE OF MAN 0 0 1 0 Common Stock 13200000 I See Explanation of Responses Pursuant to an executed binding term sheet (the "Term Sheet"), dated as of August 5, 2019, by and among Kien Huat Realty III Limited ("Kien Huat"), Genting Malaysia Berhad ("GenM") and Genting (USA) Limited ("Gen USA"), Gen USA bought 13,200,000 shares of Common Stock, par value $0.01 per share, of the Issuer ("Common Stock") from Kien Huat. Lim Kok Thay may be deemed to indirectly control Genting Berhad, which may be deemed to control GenM, which controls its indirect, wholly-owned subsidiary, Gen USA. Genting Berhad may be deemed to be indirectly controlled by Lim Kok Thay through a discretionary trust of which Parkview Management Sdn Bhd is the trustee, which owns 100% of voting shares of Kien Huat International Limited, which, in turn, owns 100% of the voting shares in Kien Huat Realty Sdn Berhad ("KHR"), which, in turn owns 100% of the voting shares of Inverway Sdn Bhd ("Inverway"). KHR and Inverway own ordinary shares in Genting Berhad. Lim Kok Thay and Kien Huat filed separately from the Reporting Persons. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. (5) The Reporting Persons are jointly filing this Form 3 pursuant to Rule 16a-3(j) under the Exchange Act. /s/ Loh Bee Hong, Secretary, Genting Berhad (5) 2019-11-04 /s/ Ms. Koh Poy Yong, Chief Financial Officer, Genting Malaysia Berhad (5) 2019-11-04 /s/ Ms. Koh Poy Yong, Chief Financial Officer, Genting (USA) Limited (5) 2019-11-04