0001387131-19-007085.txt : 20190923
0001387131-19-007085.hdr.sgml : 20190923
20190923162240
ACCESSION NUMBER: 0001387131-19-007085
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190923
FILED AS OF DATE: 20190923
DATE AS OF CHANGE: 20190923
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kien Huat Realty III Ltd
CENTRAL INDEX KEY: 0001470324
STATE OF INCORPORATION: XX
FISCAL YEAR END: 1209
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12522
FILM NUMBER: 191108260
BUSINESS ADDRESS:
STREET 1: 21ST FLOOR, WISMA GENTING
STREET 2: JALAN SULTAN ISMAIL
CITY: KUALA LUMPUR
STATE: N8
ZIP: 50250
BUSINESS PHONE: 603-2333-6839
MAIL ADDRESS:
STREET 1: 21ST FLOOR, WISMA GENTING
STREET 2: JALAN SULTAN ISMAIL
CITY: KUALA LUMPUR
STATE: N8
ZIP: 50250
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lim Kok Thay
CENTRAL INDEX KEY: 0001470308
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12522
FILM NUMBER: 191108261
MAIL ADDRESS:
STREET 1: 22ND FLOOR, WISMA GENTING
STREET 2: JALAN SULTAN ISMAIL
CITY: KUALA LUMPUR
STATE: N8
ZIP: 50250
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMPIRE RESORTS INC
CENTRAL INDEX KEY: 0000906780
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810]
IRS NUMBER: 133714474
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 204 STATE ROUTE 17B
STREET 2: P.O. BOX 5013
CITY: MONTICELLO
STATE: NY
ZIP: 12701
BUSINESS PHONE: (845) 807-0001
MAIL ADDRESS:
STREET 1: 204 STATE ROUTE 17B
STREET 2: P.O. BOX 5013
CITY: MONTICELLO
STATE: NY
ZIP: 12701
FORMER COMPANY:
FORMER CONFORMED NAME: ALPHA HOSPITALITY CORP
DATE OF NAME CHANGE: 19930614
4
1
ownership.xml
OWNERSHIP DOCUMENT
X0306
4
2019-09-23
0
0000906780
EMPIRE RESORTS INC
NYNY
0001470324
Kien Huat Realty III Ltd
21ST FLOOR, WISMA GENTING
JALAN SULTAN ISMAIL
KUALA LUMPUR MALAYSIA
N8
50250
MALAYSIA
0
0
1
0
0001470308
Lim Kok Thay
21ST FLOOR, WISMA GENTING
JALAN SULTAN ISMAIL
KUALA LUMPUR MALAYSIA
N8
50250
MALAYSIA
0
0
1
0
Series F Convertible Preferred Stock
20
2019-09-23
4
P
0
75
100000
A
2019-09-23
2038-12-31
Common Stock
375000
965
D
At any time prior to December 31, 2038 (the "Maturity Date"), the Series F Preferred Stock (the "Preferred Stock") is convertible in whole or in part, at the option of the holder of the Preferred Stock, into shares of common stock, par value $.01 per share ("Common Stock"), in such amount equal to $100,000 (the "Stated Value") divided by $20.00 (the "Conversion Price") multiplied by the number of shares of Preferred Stock being converted. The conversion price is subject to certain customary adjustments.
If the holder of Preferred Stock has not given notice of conversion prior to the Maturity Date, each share of Preferred Stock that is outstanding on the Maturity Date shall automatically be converted into that number of shares of Common Stock determined by dividing the Stated Value by the 90-day volume-weighted average price for a share of Common Stock for the period ending the day immediately prior to the Maturity Date.
Kien Huat shall also be entitled to vote on all matters submitted to the vote of the holders of Common Stock on an as-converted basis and not as a separate class, except as required by law.
4. Yap Chong Chew is signing on behalf of Kien Huat Realty III Limited and Lim Kok Thay pursuant to the letters of authorization dated July 25, 2019, which were previously filed with the Securities and Exchange Commission.
/s/ Yap Chong Chew for Kien Huat Realty III Limited (4)
2019-09-23
/s/ Yap Chong Chew for Lim Kok Thay (4)
2019-09-23