0001209191-14-077652.txt : 20141223
0001209191-14-077652.hdr.sgml : 20141223
20141223133944
ACCESSION NUMBER: 0001209191-14-077652
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140320
FILED AS OF DATE: 20141223
DATE AS OF CHANGE: 20141223
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMPIRE RESORTS INC
CENTRAL INDEX KEY: 0000906780
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810]
IRS NUMBER: 133714474
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 204 STATE ROUTE 17B
STREET 2: P.O. BOX 5013
CITY: MONTICELLO
STATE: NY
ZIP: 12701
BUSINESS PHONE: (845) 807-0001
MAIL ADDRESS:
STREET 1: 204 STATE ROUTE 17B
STREET 2: P.O. BOX 5013
CITY: MONTICELLO
STATE: NY
ZIP: 12701
FORMER COMPANY:
FORMER CONFORMED NAME: ALPHA HOSPITALITY CORP
DATE OF NAME CHANGE: 19930614
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Degliomini Charles
CENTRAL INDEX KEY: 0001428788
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12522
FILM NUMBER: 141306006
MAIL ADDRESS:
STREET 1: C/O MONTICELLO CASINO AND RACEWAY
STREET 2: 204 STATE ROUTE 17B, P.O. BOX 5013
CITY: MONTICELLO
STATE: NY
ZIP: 12701
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2014-03-20
2014-03-24
0
0000906780
EMPIRE RESORTS INC
NYNY
0001428788
Degliomini Charles
C/O MONTICELLO CASINO AND RACEWAY
204 STATE ROUTE 17B, P.O. BOX 5013
MONTICELLO
NY
12701
0
1
0
0
EVP
Common Stock, $.01 par value per share
2014-03-20
4
M
0
10000
3.33
A
22500
D
Common Stock, $.01 par value per share
2014-03-20
4
S
0
10000
7.65
D
12500
D
Common Stock, $.01 par value per share
923
I
By Fox-Hollow Lane, LLC
Employee Stock Option (right to buy)
3.33
2014-03-20
4
M
0
10000
0.00
D
2014-04-22
Common Stock, $.01 par value per share
10000
0
D
The price reported in Column 4 is a weighted average price. These shares were sold in more than one transaction at price ranging from $7.751 to $7.650, inclusive. The reporting person undertakes to provide to Empire Resorts, Inc., any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Mr. Degliomini is a managing member of Fox-Hollow Lane, LLC. He disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
The option shares fully vested on April 23, 2011.
/s/ Charles Degliomini
2014-12-23