0001209191-14-077649.txt : 20141223 0001209191-14-077649.hdr.sgml : 20141223 20141223133747 ACCESSION NUMBER: 0001209191-14-077649 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141219 FILED AS OF DATE: 20141223 DATE AS OF CHANGE: 20141223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMPIRE RESORTS INC CENTRAL INDEX KEY: 0000906780 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 133714474 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 204 STATE ROUTE 17B STREET 2: P.O. BOX 5013 CITY: MONTICELLO STATE: NY ZIP: 12701 BUSINESS PHONE: (845) 807-0001 MAIL ADDRESS: STREET 1: 204 STATE ROUTE 17B STREET 2: P.O. BOX 5013 CITY: MONTICELLO STATE: NY ZIP: 12701 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA HOSPITALITY CORP DATE OF NAME CHANGE: 19930614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pitts Laurette CENTRAL INDEX KEY: 0001507667 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12522 FILM NUMBER: 141305999 MAIL ADDRESS: STREET 1: C/O MONTICELLO CASINO AND RACEWAY STREET 2: ROUTE 17B, P.O. BOX 5013 CITY: MONTICELLO STATE: NY ZIP: 12701 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-12-19 0 0000906780 EMPIRE RESORTS INC NYNY 0001507667 Pitts Laurette C/O MONTICELLO CASINO AND RACEWAY 204 STATE ROUTE 17B, P.O. BOX 5013 MONTICELLO NY 12701 0 1 0 0 EVP, COO, CFO Common Stock, $.01 par value per share 2014-12-19 4 M 0 5167 3.03 A 25167 D Common Stock, $.01 par value per share 2014-12-19 4 S 0 5167 8.154 D 20000 D Employee Stock Option (right to buy) 3.03 2014-12-19 4 M 0 5167 0.00 D 2015-12-12 Common Stock, $.01 par value per share 5167 0 D The option shares fully vested on December 13, 2013. /s/ Laurette J. Pitts 2014-12-23