0001209191-14-038600.txt : 20140623 0001209191-14-038600.hdr.sgml : 20140623 20140603154444 ACCESSION NUMBER: 0001209191-14-038600 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140530 FILED AS OF DATE: 20140603 DATE AS OF CHANGE: 20140603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMPIRE RESORTS INC CENTRAL INDEX KEY: 0000906780 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 133714474 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 204 STATE ROUTE 17B STREET 2: P.O. BOX 5013 CITY: MONTICELLO STATE: NY ZIP: 12701 BUSINESS PHONE: (845) 807-0001 MAIL ADDRESS: STREET 1: 204 STATE ROUTE 17B STREET 2: P.O. BOX 5013 CITY: MONTICELLO STATE: NY ZIP: 12701 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA HOSPITALITY CORP DATE OF NAME CHANGE: 19930614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIMON JAMES CENTRAL INDEX KEY: 0001410543 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12522 FILM NUMBER: 14887345 MAIL ADDRESS: STREET 1: 701 N. GREEN VALLEY PARKWAY STREET 2: SUITE 200 CITY: HENDERSON STATE: NV ZIP: 89074 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-05-30 0 0000906780 EMPIRE RESORTS INC NYNY 0001410543 SIMON JAMES C/O MONTICELLO CASINO AND RACEWAY ROUTE 17B, P.O. BOX 5013 MONTICELLO NY 12701 1 0 0 0 Common Stock, $.01 par value per share 2014-05-30 4 M 0 25000 3.69 A 78420 D Common Stock, $.01 par value per share 2014-05-30 4 F 0 10443 6.3373 D 67977 D Employee Stock Option (right to buy) 3.69 2014-05-30 4 M 0 25000 0.00 D 2014-06-06 Common Stock, $.01 par value per share 25000 0 D Restricted stock grant under the 2005 Empire Resorts, Inc. Equity Incentive Plan (the "Plan"). The option was fully vested and exercisable as of April 15, 2009. /s/ Nanette L. Horner, By, Nanette L. Horner, by Power of Attorney 2014-06-03