0001209191-14-022563.txt : 20140324 0001209191-14-022563.hdr.sgml : 20140324 20140324060156 ACCESSION NUMBER: 0001209191-14-022563 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140320 FILED AS OF DATE: 20140324 DATE AS OF CHANGE: 20140324 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMPIRE RESORTS INC CENTRAL INDEX KEY: 0000906780 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 133714474 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 204 STATE ROUTE 17B STREET 2: P.O. BOX 5013 CITY: MONTICELLO STATE: NY ZIP: 12701 BUSINESS PHONE: (845) 807-0001 MAIL ADDRESS: STREET 1: 204 STATE ROUTE 17B STREET 2: P.O. BOX 5013 CITY: MONTICELLO STATE: NY ZIP: 12701 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA HOSPITALITY CORP DATE OF NAME CHANGE: 19930614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pitts Laurette CENTRAL INDEX KEY: 0001507667 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12522 FILM NUMBER: 14711731 MAIL ADDRESS: STREET 1: C/O MONTICELLO CASINO AND RACEWAY STREET 2: ROUTE 17B, P.O. BOX 5013 CITY: MONTICELLO STATE: NY ZIP: 12701 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-03-20 0 0000906780 EMPIRE RESORTS INC NYNY 0001507667 Pitts Laurette C/O MONTICELLO CASINO AND RACEWAY ROUTE 17B, P.O. BOX 5013 MONTICELLO NY 12701 0 1 0 0 SVP, COO, CFO Common Stock, $.01 par value per share 2014-03-20 4 M 0 11500 3.03 A 24000 D Common Stock, $.01 par value per share 2014-03-20 4 S 0 11500 7.616 D 12500 D Employee Stock Option (right to buy) 3.03 2014-03-20 4 M 0 11500 0.00 D 2015-12-12 Common Stock, $.01 par value per share 11500 5167 D The price reported in Column 4 is a weighted average price. These shares were sold in more than one transaction at price ranging from $7.81 to $7.573, inclusive. The reporting person undertakes to provide to Empire Resorts, Inc., any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The option shares fully vested on December 13, 2013. /s/ Nanette L. Horner, by Power of Attorney 2014-03-21