0001209191-11-061658.txt : 20111216 0001209191-11-061658.hdr.sgml : 20111216 20111216145255 ACCESSION NUMBER: 0001209191-11-061658 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111214 FILED AS OF DATE: 20111216 DATE AS OF CHANGE: 20111216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Palumbo Nancy CENTRAL INDEX KEY: 0001465374 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12522 FILM NUMBER: 111266019 MAIL ADDRESS: STREET 1: C/O MONTICELLO CASINO AND RACEWAY STREET 2: ROUTE 17B, P.O. BOX 5013 CITY: MONTICELLO STATE: NY ZIP: 12701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMPIRE RESORTS INC CENTRAL INDEX KEY: 0000906780 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 133714474 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: RT 17B STREET 2: P.O. BOX 5013 CITY: MONTICELLO STATE: NY ZIP: 12701 BUSINESS PHONE: (845) 807-0001 MAIL ADDRESS: STREET 1: RT 17B STREET 2: P.O. BOX 5013 CITY: MONTICELLO STATE: NY ZIP: 12701 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA HOSPITALITY CORP DATE OF NAME CHANGE: 19930614 4 1 c26000_4x0.xml MAIN DOCUMENT DESCRIPTION X0304 4 2011-12-14 0000906780 EMPIRE RESORTS INC NYNY 0001465374 Palumbo Nancy C/O MONTICELLO CASINO AND RACEWAY ROUTE 17B, P.O. BOX 5013 MONTICELLO NY 12701 1 0 0 0 Common Stock, $.01 par value per share 2011-12-14 4 A 0 10000 0.00 A 16667 D Option to purchase Common Stock (right to buy) 1.98 2011-12-14 4 A 0 10000 0.00 D 2016-12-14 Common Stock, $.01 par value per share 10000 10000 D Post reverse split. Restricted stock grant under the 2005 Empire Resorts, Inc. Equity Incentive Plan (the "Plan"), which shall vest on January 4, 2013. Option grant under the Plan, which shall vest as to 2,500 immediately, as to 2,500 on March 14, 2012, as to 2,500 on June 14, 2012 and as to the remaining 2,500 on September 14, 2012. /s/ Nancy Palumbo 2011-12-14