-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Kd07i7r+ci2NwpEfJIiaAOmWzwhzD+7aVVgmSq2s++Tkjxve3Lugt1us7i+anhG1 NkSJkCdUXNfert1WJEludA== 0001193805-10-000547.txt : 20100223 0001193805-10-000547.hdr.sgml : 20100223 20100223103749 ACCESSION NUMBER: 0001193805-10-000547 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100104 FILED AS OF DATE: 20100223 DATE AS OF CHANGE: 20100223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIMON JAMES CENTRAL INDEX KEY: 0001410543 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-12522 FILM NUMBER: 10624643 MAIL ADDRESS: STREET 1: 701 N. GREEN VALLEY PARKWAY STREET 2: SUITE 200 CITY: HENDERSON STATE: NV ZIP: 89074 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMPIRE RESORTS INC CENTRAL INDEX KEY: 0000906780 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 133714474 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: RT 17B STREET 2: P.O. BOX 5013 CITY: MONTICELLO STATE: NY ZIP: 12701 BUSINESS PHONE: (845) 807-0001 MAIL ADDRESS: STREET 1: RT 17B STREET 2: P.O. BOX 5013 CITY: MONTICELLO STATE: NY ZIP: 12701 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA HOSPITALITY CORP DATE OF NAME CHANGE: 19930614 4/A 1 e606500_ex.xml X0303 4/A 2010-01-04 2010-01-06 0 0000906780 EMPIRE RESORTS INC NYNY 0001410543 SIMON JAMES C/O MONTICELLO CASINO AND RACEWAY ROUTE 17B, P.O. BOX 5013 MONTICELLO NY 12701 1 0 0 0 Stock Option (Right to Buy) 2.30 2010-01-04 4 A 0 25000 0 A 2015-01-03 Common Stock, $.01 par value per share 25000.00 25000.00 D Includes options to purchase 15,000 shares of common stock granted to Mr. Simon as the lead director of Empire Resorts, Inc.'s board of directors that were omitted from the orignial Form 4. 1/4 of the options are currenty exercisable. An additional 1/4 of the options vest on April 4, 2010. An additional 1/4 of the options vest on July 4, 2010. The remaining 1/4 of the options vest on October 4, 2010. /s/ Simon, James 2010-02-23 -----END PRIVACY-ENHANCED MESSAGE-----