-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JXMQjqFT5iecJutDQJVoXrwxqNN618Z7DZx5Zt/TWxO93Fq6Zhhr1gCKb6A42myt zEl3eg2VofAyzM6zcY79iA== 0001193805-09-002196.txt : 20091110 0001193805-09-002196.hdr.sgml : 20091110 20091110105759 ACCESSION NUMBER: 0001193805-09-002196 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091110 FILED AS OF DATE: 20091110 DATE AS OF CHANGE: 20091110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Au Fook Yew CENTRAL INDEX KEY: 0001470306 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12522 FILM NUMBER: 091170772 MAIL ADDRESS: STREET 1: APT. 83 STREET 2: 5 MACQUARIE STREET CITY: SYDNEY STATE: C3 ZIP: NSW2000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMPIRE RESORTS INC CENTRAL INDEX KEY: 0000906780 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 133714474 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: RT 17B STREET 2: P.O. BOX 5013 CITY: MONTICELLO STATE: NY ZIP: 12701 BUSINESS PHONE: (845) 807-0001 MAIL ADDRESS: STREET 1: RT 17B STREET 2: P.O. BOX 5013 CITY: MONTICELLO STATE: NY ZIP: 12701 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA HOSPITALITY CORP DATE OF NAME CHANGE: 19930614 4 1 e606042_ex.xml X0303 4 2009-11-10 0 0000906780 EMPIRE RESORTS INC NYNY 0001470306 Au Fook Yew APT. 83 5 MACQUARIE STREET SYDNEY C3 AUSTRALIA 1 0 0 0 Stock Option (Right to Buy) 3.38 2009-11-10 4 A 0 750000 0 A 2014-09-10 Common Stock, $.01 par value per share 750000.00 750000.00 D 1/3 of the options vest on August 19, 2010. An additional 1/3 of the options vest on August 19, 2011. The remaining 1/3 of the options vest on August 19, 2012. /s/ Au Fook Yew 2009-11-10 -----END PRIVACY-ENHANCED MESSAGE-----