0001181431-14-008977.txt : 20140224
0001181431-14-008977.hdr.sgml : 20140224
20140224212744
ACCESSION NUMBER: 0001181431-14-008977
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140224
FILED AS OF DATE: 20140224
DATE AS OF CHANGE: 20140224
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMPIRE RESORTS INC
CENTRAL INDEX KEY: 0000906780
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810]
IRS NUMBER: 133714474
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 204 STATE ROUTE 17B
STREET 2: P.O. BOX 5013
CITY: MONTICELLO
STATE: NY
ZIP: 12701
BUSINESS PHONE: (845) 807-0001
MAIL ADDRESS:
STREET 1: 204 STATE ROUTE 17B
STREET 2: P.O. BOX 5013
CITY: MONTICELLO
STATE: NY
ZIP: 12701
FORMER COMPANY:
FORMER CONFORMED NAME: ALPHA HOSPITALITY CORP
DATE OF NAME CHANGE: 19930614
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Palumbo Nancy
CENTRAL INDEX KEY: 0001465374
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12522
FILM NUMBER: 14638711
MAIL ADDRESS:
STREET 1: C/O MONTICELLO CASINO AND RACEWAY
STREET 2: ROUTE 17B, P.O. BOX 5013
CITY: MONTICELLO
STATE: NY
ZIP: 12701
4
1
rrd403614.xml
FORM 4
X0306
4
2014-02-24
0
0000906780
EMPIRE RESORTS INC
NYNY
0001465374
Palumbo Nancy
C/O MONTICELLO CASINO AND RACEWAY
ROUTE 17B, P.O. BOX 5013
MONTICELLO
NY
12701
1
0
0
0
Common Stock, $.01 par value per share
2014-02-24
4
M
0
3333
6.90
A
40000
D
Common Stock, $.01 par value per share
2014-02-24
4
S
0
3333
7.50
D
36667
D
Option to purchase Common Stock (right to buy)
6.90
2014-02-24
4
M
0
3333
0
D
2015-01-03
Common Stock, $.01 par value per share
3333
0
D
The exercise of options held by Ms. Palumbo and the sale of the underlying shares were effected pursuant to a Rule 10b5-1 trading plan adopted by Ms. Palumbo effective as of December 13, 2013.
The option was fully vested as of October 4, 2010.
/s/ Nanette L. Horner, by Power of Attorney
2014-02-24