0001181431-13-058719.txt : 20131113 0001181431-13-058719.hdr.sgml : 20131113 20131113160615 ACCESSION NUMBER: 0001181431-13-058719 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131112 FILED AS OF DATE: 20131113 DATE AS OF CHANGE: 20131113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMPIRE RESORTS INC CENTRAL INDEX KEY: 0000906780 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 133714474 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 204 STATE ROUTE 17B STREET 2: P.O. BOX 5013 CITY: MONTICELLO STATE: NY ZIP: 12701 BUSINESS PHONE: (845) 807-0001 MAIL ADDRESS: STREET 1: 204 STATE ROUTE 17B STREET 2: P.O. BOX 5013 CITY: MONTICELLO STATE: NY ZIP: 12701 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA HOSPITALITY CORP DATE OF NAME CHANGE: 19930614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Horner Nanette L. CENTRAL INDEX KEY: 0001499920 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12522 FILM NUMBER: 131214657 MAIL ADDRESS: STREET 1: C/O MONTICELLO CASINO RACEWAY, ROUTE 17B STREET 2: P.O. BOX 5013 CITY: MONTICELLO STATE: NY ZIP: 12701 4 1 rrd395314.xml FORM 4 X0306 4 2013-11-12 0 0000906780 EMPIRE RESORTS INC NYNY 0001499920 Horner Nanette L. C/O MONTICELLO CASINO AND RACEWAY ROUTE 17B, P.O. BOX 5013 MONTICELLO NY 12701 0 1 0 0 SVP, Chief Counsel, CCO Common Stock, $.01 par value per share 2013-11-12 4 A 0 12500 0 A 12500 D Restricted stock grant under the 2005 Empire Resorts, Inc. Equity Incentive Plan, which shall vest as to 4,166 on 11/12/2014, as to 4,167 on 11/12/2015 and as to the remaining 4,167 on 11/12/2016. /s/ Nanette L. Horner 2013-11-13