0001181431-12-058084.txt : 20121113 0001181431-12-058084.hdr.sgml : 20121112 20121113065914 ACCESSION NUMBER: 0001181431-12-058084 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121107 FILED AS OF DATE: 20121113 DATE AS OF CHANGE: 20121113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Au Fook Yew CENTRAL INDEX KEY: 0001470306 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12522 FILM NUMBER: 121195540 MAIL ADDRESS: STREET 1: APT. 83 STREET 2: 5 MACQUARIE STREET CITY: SYDNEY STATE: C3 ZIP: NSW2000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMPIRE RESORTS INC CENTRAL INDEX KEY: 0000906780 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 133714474 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 204 STATE ROUTE 17B STREET 2: P.O. BOX 5013 CITY: MONTICELLO STATE: NY ZIP: 12701 BUSINESS PHONE: (845) 807-0001 MAIL ADDRESS: STREET 1: 204 STATE ROUTE 17B STREET 2: P.O. BOX 5013 CITY: MONTICELLO STATE: NY ZIP: 12701 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA HOSPITALITY CORP DATE OF NAME CHANGE: 19930614 4 1 rrd360098.xml FORM 4 X0306 4 2012-11-07 0 0000906780 EMPIRE RESORTS INC NYNY 0001470306 Au Fook Yew APT. 83 5 MACQUARIE STREET SYDNEY C3 NSW2000 AUSTRALIA 1 0 0 0 Common Stock, $.01 par value per share 2012-11-07 4 A 0 10000 0 A 26667 D Option to purchase Common Stock (right to buy) 1.55 2012-11-07 4 A 0 10000 0 A 2017-11-07 Common Stock, $.01 par value per share 10000 10000 D Restricted stock grant under the 2005 Empire Resorts, Inc. Equity Incentive Plan (the "Plan"), which shall vest on January 4, 2014. Option grant under the Plan, which shall vest as to 2,500 immediately, as to 2,500 on March 7, 2013, as to 2,500 on June 7, 2012 and as to the remaining 2,500 on September 7, 2013. Au Fook Yew, By /s/ Nanette L. Horner, By Power of Attorney 2012-11-09