0001181431-12-058084.txt : 20121113
0001181431-12-058084.hdr.sgml : 20121112
20121113065914
ACCESSION NUMBER: 0001181431-12-058084
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121107
FILED AS OF DATE: 20121113
DATE AS OF CHANGE: 20121113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Au Fook Yew
CENTRAL INDEX KEY: 0001470306
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12522
FILM NUMBER: 121195540
MAIL ADDRESS:
STREET 1: APT. 83
STREET 2: 5 MACQUARIE STREET
CITY: SYDNEY
STATE: C3
ZIP: NSW2000
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMPIRE RESORTS INC
CENTRAL INDEX KEY: 0000906780
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810]
IRS NUMBER: 133714474
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 204 STATE ROUTE 17B
STREET 2: P.O. BOX 5013
CITY: MONTICELLO
STATE: NY
ZIP: 12701
BUSINESS PHONE: (845) 807-0001
MAIL ADDRESS:
STREET 1: 204 STATE ROUTE 17B
STREET 2: P.O. BOX 5013
CITY: MONTICELLO
STATE: NY
ZIP: 12701
FORMER COMPANY:
FORMER CONFORMED NAME: ALPHA HOSPITALITY CORP
DATE OF NAME CHANGE: 19930614
4
1
rrd360098.xml
FORM 4
X0306
4
2012-11-07
0
0000906780
EMPIRE RESORTS INC
NYNY
0001470306
Au Fook Yew
APT. 83
5 MACQUARIE STREET
SYDNEY
C3
NSW2000
AUSTRALIA
1
0
0
0
Common Stock, $.01 par value per share
2012-11-07
4
A
0
10000
0
A
26667
D
Option to purchase Common Stock (right to buy)
1.55
2012-11-07
4
A
0
10000
0
A
2017-11-07
Common Stock, $.01 par value per share
10000
10000
D
Restricted stock grant under the 2005 Empire Resorts, Inc. Equity Incentive Plan (the "Plan"), which shall vest on January 4, 2014.
Option grant under the Plan, which shall vest as to 2,500 immediately, as to 2,500 on March 7, 2013, as to 2,500 on June 7, 2012 and as to the remaining 2,500 on September 7, 2013.
Au Fook Yew, By /s/ Nanette L. Horner, By Power of Attorney
2012-11-09