-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DJbml3KH/IAg+eFw1EohL/JW7iTE1AaGetGZ123HRuc8kYFRXEDtCfiZ8HunwwWw pD+uG+x/sJtobpCBsVGITg== 0000921895-09-001861.txt : 20090709 0000921895-09-001861.hdr.sgml : 20090709 20090709153944 ACCESSION NUMBER: 0000921895-09-001861 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090701 FILED AS OF DATE: 20090709 DATE AS OF CHANGE: 20090709 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marasco Mark CENTRAL INDEX KEY: 0001466885 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12522 FILM NUMBER: 09937104 MAIL ADDRESS: STREET 1: C/O MONTICELLO CASINO AND RACEWAY STREET 2: ROUTE 17B, P.O. BOX 5013 CITY: MONTICELLO STATE: NY ZIP: 12701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMPIRE RESORTS INC CENTRAL INDEX KEY: 0000906780 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 133714474 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: RT 17B STREET 2: P.O. BOX 5013 CITY: MONTICELLO STATE: NY ZIP: 12701 BUSINESS PHONE: (845) 807-0001 MAIL ADDRESS: STREET 1: RT 17B STREET 2: P.O. BOX 5013 CITY: MONTICELLO STATE: NY ZIP: 12701 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA HOSPITALITY CORP DATE OF NAME CHANGE: 19930614 3 1 mar249.xml X0203 3 2009-07-01 0 0000906780 EMPIRE RESORTS INC NYNY 0001466885 Marasco Mark C/O MONTICELLO CASINO AND RACEWAY ROUTE 17B, PO BOX 5013 MONTICELLO NY 12701 0 1 0 0 Principal Accounting Officer Stock Option (Right to Buy) 6.75 2005-12-16 2015-12-15 Common Stock, $.01 par value per share 12500.00 D Stock Option (Right to Buy) 2.98 2013-07-20 Common Stock, $.01 par value per share 12500.00 D Stock Option (Right to Buy) 1.57 2010-06-16 2014-06-15 Common Stock, $.01 par value per share 5000.00 D 1/3 of the options vested on October 21, 2008, 1/3 of the options vest on July 21, 2009 and the remaining 1/3 of the options vest on July 21, 2010. /s/ Marasco, Mark 2009-07-09 -----END PRIVACY-ENHANCED MESSAGE-----