-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VX5ARJ/NvfEtfJ27LM7g2Ru6vIH6D5Vkahu7zCezxkMCPefNY+rYCoJB/VcT+Wfh 3OhQ1v92+UsD4Pk9bD2Bpg== 0000921895-09-001098.txt : 20090421 0000921895-09-001098.hdr.sgml : 20090421 20090421111631 ACCESSION NUMBER: 0000921895-09-001098 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090421 DATE AS OF CHANGE: 20090421 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EMPIRE RESORTS INC CENTRAL INDEX KEY: 0000906780 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 133714474 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-118899 FILM NUMBER: 09760788 BUSINESS ADDRESS: STREET 1: RT 17B STREET 2: P.O. BOX 5013 CITY: MONTICELLO STATE: NY ZIP: 12701 BUSINESS PHONE: (845) 807-0001 MAIL ADDRESS: STREET 1: RT 17B STREET 2: P.O. BOX 5013 CITY: MONTICELLO STATE: NY ZIP: 12701 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA HOSPITALITY CORP DATE OF NAME CHANGE: 19930614 424B3 1 form424b305558_04212009.htm form424b305558_04212009.htm
Rule 424(b)(3)
Registration Statement 333-118899
 
PROSPECTUS SUPPLEMENT
 
DATED APRIL 21, 2009
 
TO
 
PROSPECTUS DATED SEPTEMBER 30, 2004
 
_______________________________________
 
EMPIRE RESORTS, INC.
_______________________________________
 
This Prospectus Supplement, dated April 21, 2009 (“Supplement No. 4”), supplements that certain Prospectus dated September 30, 2004 (the “Original Prospectus”), as supplemented by those certain Prospectus Supplements dated November 5, 2005, September 15, 2005 and August 21, 2006 (together with the Original Prospectus, the “Prospectus”), and should be read in conjunction with the Prospectus.
 
SELLING SECURITYHOLDERS
 
It was recently brought to the attention of Empire Resorts, Inc. that the holdings of Whitebox Convertible Arbitrage Partners, LP, Cineasias Partners, L.P., Whitebox Combined Partners, LP, F Cubed Partners, L.P., IAM Mini-Fund 14 Limited, Whitebox Diversified Convertible Arbitrage Partners, LP, Whitebox Hedged High Yield Partners, LP, Pandora Select Partners, LP and DRE Partners, L.P. (collectively, the “Whitebox Funds”), as previously reported in the Prospectus were incorrect.  Rather, the correct holdings of the Whitebox Funds, as of the date hereof, are as follows, and each of their prior reported holdings are hereby amended and restated accordingly.
 

 
Name
  
Original Principal Amount of Notes Beneficially Owned That May be Sold
    
Percentage of Notes Outstanding before Offering
    
Number of Shares of Common Stock Held Before Offering(1)
    
Number of Shares of Common Stock Offered for Sale(1)
    
Number of Shares of Common Stock Held After Offer(2)
  
Whitebox Convertible Arbitrage Partners, LP
   $ 1,642,000       2.53 %     20,623       20,623       --  
Cineasias Partners, L.P.
   $ 2,062,000       3.17 %     25,898       25,898       --  
Whitebox Combined Partners, LP
   $ 393,000       *       4,936       4,936       --  
F Cubed Partners, L.P.
   $ 314,000       *       3,944       3,944       --  
IAM Mini-Fund 14 Limited
   $ 688,000       1.06 %     8,641       8,641       --  
Whitebox Diversified Convertible Arbitrage Partners, LP
   $ 473,000       *       5,941       5,941       --  
Whitebox Hedged High Yield Partners, LP
   $ 391,000       *       4,911       4,911       --  
Pandora Select Partners, LP
   $ 1,500,000       2.31 %     18,839       18,839       --  
DRE Partners, L.P.
   $ 714,000       1.10 %     8,968       8,968       --  

*  Less than 1%

(1)
The number of conversion shares shown in the table above assumes conversion of the full amount of notes held by such holder at the maximum conversion rate of 79.62 shares per $1,000 principal amount at maturity of notes. This conversion rate is subject to certain adjustments. Accordingly, the number of shares of common stock issuable upon conversion of the notes may decrease from time to time. Under the terms of the indenture, fractional shares will not be issued upon conversion of the notes. Cash will be paid instead of fractional shares, if any.

(2)
Except as noted in the table, assumes all of the notes and shares of common stock issuable upon their conversion are sold in the offering.

 
In addition, the selling securityholders listed in the Prospectus may have sold or transferred, in transactions exempt from the registration requirements of the Securities Act of 1933, some or all of their notes or underlying common stock since the date on which the information in the Prospectus is presented.  Information about the selling securityholders may change over time. Any changed information will be set forth in prospectus supplements.
 
All provisions of the Prospectus not specifically amended by this Supplement No. 4 remain in full force and effect.
 
Please insert this Supplement No. 4 into your Prospectus and retain both this Supplement No. 4 and the Prospectus for future reference. If you would like to receive a copy of the Prospectus, as supplemented to date, please write to Empire Resorts’ Corporate Secretary at c/o Monticello Raceway, Route 17B, P.O. Box 5013, Monticello, New York 12701 or call (845) 807-0001.
 
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