-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pysg6d48g+r56/Io5YrXvmaZAsG4vlykl2v80wMm4Mv59rAGGv5VexvD6AmiDkkX M89mw47G6F9vywVGyY/YNQ== 0000921895-05-001377.txt : 20050818 0000921895-05-001377.hdr.sgml : 20050818 20050818175132 ACCESSION NUMBER: 0000921895-05-001377 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050817 FILED AS OF DATE: 20050818 DATE AS OF CHANGE: 20050818 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RADCLIFFE RONALD J CENTRAL INDEX KEY: 0001334909 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12522 FILM NUMBER: 051036685 BUSINESS ADDRESS: BUSINESS PHONE: 845-807-0001 MAIL ADDRESS: STREET 1: C/O MONTICELLO RACEWAY STREET 2: ROUTE 17B CITY: MONTICELLO STATE: NY ZIP: 12701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMPIRE RESORTS INC CENTRAL INDEX KEY: 0000906780 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 133714474 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: RT 17B STREET 2: P.O. BOX 5013 CITY: MONTICELLO STATE: NY ZIP: 12701 BUSINESS PHONE: (845) 807-0001 MAIL ADDRESS: STREET 1: RT 17B STREET 2: P.O. BOX 5013 CITY: MONTICELLO STATE: NY ZIP: 12701 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA HOSPITALITY CORP DATE OF NAME CHANGE: 19930614 4 1 rad124.xml X0202 4 2005-08-17 0 0000906780 EMPIRE RESORTS INC NYNY 0001334909 RADCLIFFE RONALD J C/O MONTICELLO RACEWAY ROUTE 17B MONTICELLO NY 12701 0 1 0 0 Chief Financial Officer Stock Option (Right to Buy) 3.99 2005-08-17 4 A 0 150000 0 A 2015-05-22 Common Stock, $.01 par value per share 150000 150000 D These options were granted on May 23, 2005 subject to stockholder approval. Such approval was obtained on August 17, 2005. 33% of the options vest on August 21, 2005. An additional 33% of the options vest on May, 23, 2006. The remaining 34% of the options vest on May 23, 2007. /s/ Radcliffe, Ronald J. 2005-08-18 -----END PRIVACY-ENHANCED MESSAGE-----