8-K 1 c8k81402.txt ALPHA HOSPITALITY CORPORATION FORM 8K CERTIFICATION LETTER SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 14, 2002 ALPHA HOSPITALITY CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-12522 13-3714474 (State or other jurisdiction (Commission File No.) (IRS Employer of incorporation) Identification No.) 707 Skokie Boulevard, Suite 600, Northbrook, Illinois 60062 (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code: (847) 418-3804 ALPHA HOSPITALITY CORPORATION INDEX Item 7. Financial Statements and Exhibits . . . . . . . . . . . 3 Item 9. Regulation FD Disclosure. . . . . . . . . . . . . . . . 3 Signature. . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 2 ITEM 7. EXHIBITS. (c) Exhibits 99.1 Section 906 Certification (August 14, 2002) ITEM 9. REGULATION FD DISCLOSURE In connection with the filing of the Company's Quarterly Report on Form 10-QSB for the Quarterly Period ended June 30, 2002, the Company filed as correspondence the certificate attached hereto as Exhibit 99.1. 3 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Dated: August 14, 2002 ALPHA HOSPITALITY CORPORATION (Registrant) By: /s/ Scott A. Kaniewski Scott A. Kaniewski Chief Financial Officer 4 EXHIBIT 99.1 [LETTERHEAD OF ALPHA HOSPITALITY CORPORATION] August 14, 2002 Jonathon G. Katz Secretary Securities and Exchange Commission 450 5th Street, N.W. Washington, D.C. 20549-0609 Re: Alpha Hospitality Corporation Form 10QSB for the quarter ended June 30, 2002 (Commission File No. 1-12522) Ladies and Gentlemen: Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, the undersigned Chief Executive Officer of Alpha Hospitality Corporation (the "Issuer") hereby certify that the periodic report referenced above and filed by the Issuer with the Securities and Exchange Commission fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended, and that information contained in the periodic report fairly presents, in all material respects, the financial condition and results of operations of the Issuer. Very truly yours, /s/ Robert A. Berman Robert A. Berman Chief Executive Officer [LETTERHEAD OF ALPHA HOSPITALITY CORPORATION] August 14, 2002 Jonathon G. Katz Secretary Securities and Exchange Commission 450 5th Street, N.W. Washington, D.C. 20549-0609 Re: Alpha Hospitality Corporation Form 10QSB for the quarter ended June 30, 2002 (Commission File No. 1-12522) Ladies and Gentlemen: Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, the undersigned Chief Financial Officer of Alpha Hospitality Corporation (the "Issuer") hereby certify that the periodic report referenced above and filed by the Issuer with the Securities and Exchange Commission fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended, and that information contained in the periodic report fairly presents, in all material respects, the financial condition and results of operations of the Issuer. Very truly yours, /s/ Scott A. Kaniewski Scott A. Kaniewski Chief Financial Officer 5