0000899243-19-027385.txt : 20191115
0000899243-19-027385.hdr.sgml : 20191115
20191115164019
ACCESSION NUMBER: 0000899243-19-027385
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191115
FILED AS OF DATE: 20191115
DATE AS OF CHANGE: 20191115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Palumbo Nancy
CENTRAL INDEX KEY: 0001465374
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12522
FILM NUMBER: 191225014
MAIL ADDRESS:
STREET 1: C/O MONTICELLO CASINO AND RACEWAY
STREET 2: 204 STATE ROUTE 17B, P.O. BOX 5013
CITY: MONTICELLO
STATE: NY
ZIP: 12701
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMPIRE RESORTS INC
CENTRAL INDEX KEY: 0000906780
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810]
IRS NUMBER: 133714474
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 204 STATE ROUTE 17B
STREET 2: P.O. BOX 5013
CITY: MONTICELLO
STATE: NY
ZIP: 12701
BUSINESS PHONE: (845) 807-0001
MAIL ADDRESS:
STREET 1: 204 STATE ROUTE 17B
STREET 2: P.O. BOX 5013
CITY: MONTICELLO
STATE: NY
ZIP: 12701
FORMER COMPANY:
FORMER CONFORMED NAME: ALPHA HOSPITALITY CORP
DATE OF NAME CHANGE: 19930614
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-11-15
1
0000906780
EMPIRE RESORTS INC
NYNY
0001465374
Palumbo Nancy
C/O MONTICELLO CASINO AND RACEWAY,
204 STATE ROUTE 17B, P.O. BOX 5013
MONTICELLO
NY
12701
1
0
0
0
Common Stock, par value $.01 per share
2019-11-15
4
D
0
32372
9.74
D
0
D
Restricted Stock Units
2019-11-15
4
D
0
6400
A
Common Stock, par value $.01 per share
6400
0
D
Disposed of pursuant to the Agreement and Plan of Merger, by and between Empire Resorts, Inc. (the "Company"), Hercules Topco LLC, and Hercules Merger Subsidiary Inc. (the "Merger Agreement"), on the effective date of the merger.
On May 6, 2019, Ms. Palumbo was granted 6,400 restricted stock units ("RSUs") under the Empire Resorts, Inc. 2015 Equity Incentive Plan, as amended, which RSUs were to vest on May 15, 2020. Each RSU represented the right to receive one share of the Company's common stock. On the effective date of the merger, all outstanding RSUs, whether or not then vested, were canceled, extinguished and converted into the right to receive the merger consideration issuable to holders of common stock pursuant to the Merger Agreement.
/s/ Nanette L. Horner, by Power of Attorney
2019-11-15