0000899243-19-019966.txt : 20190719
0000899243-19-019966.hdr.sgml : 20190719
20190719113522
ACCESSION NUMBER: 0000899243-19-019966
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190717
FILED AS OF DATE: 20190719
DATE AS OF CHANGE: 20190719
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Polle Gregg
CENTRAL INDEX KEY: 0001509460
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12522
FILM NUMBER: 19962637
MAIL ADDRESS:
STREET 1: C/O MONTICELLO CASINO AND RACEWAY
STREET 2: ROUTE 17B, P.O. BOX 5013
CITY: MONTICELLO
STATE: NY
ZIP: 12701
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMPIRE RESORTS INC
CENTRAL INDEX KEY: 0000906780
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810]
IRS NUMBER: 133714474
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 204 STATE ROUTE 17B
STREET 2: P.O. BOX 5013
CITY: MONTICELLO
STATE: NY
ZIP: 12701
BUSINESS PHONE: (845) 807-0001
MAIL ADDRESS:
STREET 1: 204 STATE ROUTE 17B
STREET 2: P.O. BOX 5013
CITY: MONTICELLO
STATE: NY
ZIP: 12701
FORMER COMPANY:
FORMER CONFORMED NAME: ALPHA HOSPITALITY CORP
DATE OF NAME CHANGE: 19930614
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-07-17
1
0000906780
EMPIRE RESORTS INC
NYNY
0001509460
Polle Gregg
C/O MONTICELLO CASINO AND RACEWAY,
204 STATE ROUTE 17B, P.O. BOX 5013
MONTICELLO
NY
12701
1
0
0
0
Common Stock
2019-07-17
4
A
0
6400
0.00
D
38576
D
Restricted Stock Units
2019-07-17
4
M
0
6400
0.00
D
Common Stock, par value $.01 per share
6400
0
D
Represents shares of common stock of Empire Resorts, Inc. (the "Company") issued upon accelerated vesting of restricted stock units ("RSUs") granted to Mr. Polle on May 6, 2019 under the Empire Resorts, Inc. 2015 Equity Incentive Plan, as amended (the "Plan"), as a result of Mr. Polle's resignation from the Company on July 17, 2019 (the "Resignation Date").
Each RSU represented a contingent right to receive one (1) share of common stock of the Company.
/s/ Ryan Eller, President and Chief Executive Officer
2019-07-19