0000899243-19-019966.txt : 20190719 0000899243-19-019966.hdr.sgml : 20190719 20190719113522 ACCESSION NUMBER: 0000899243-19-019966 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190717 FILED AS OF DATE: 20190719 DATE AS OF CHANGE: 20190719 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Polle Gregg CENTRAL INDEX KEY: 0001509460 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12522 FILM NUMBER: 19962637 MAIL ADDRESS: STREET 1: C/O MONTICELLO CASINO AND RACEWAY STREET 2: ROUTE 17B, P.O. BOX 5013 CITY: MONTICELLO STATE: NY ZIP: 12701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMPIRE RESORTS INC CENTRAL INDEX KEY: 0000906780 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 133714474 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 204 STATE ROUTE 17B STREET 2: P.O. BOX 5013 CITY: MONTICELLO STATE: NY ZIP: 12701 BUSINESS PHONE: (845) 807-0001 MAIL ADDRESS: STREET 1: 204 STATE ROUTE 17B STREET 2: P.O. BOX 5013 CITY: MONTICELLO STATE: NY ZIP: 12701 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA HOSPITALITY CORP DATE OF NAME CHANGE: 19930614 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-07-17 1 0000906780 EMPIRE RESORTS INC NYNY 0001509460 Polle Gregg C/O MONTICELLO CASINO AND RACEWAY, 204 STATE ROUTE 17B, P.O. BOX 5013 MONTICELLO NY 12701 1 0 0 0 Common Stock 2019-07-17 4 A 0 6400 0.00 D 38576 D Restricted Stock Units 2019-07-17 4 M 0 6400 0.00 D Common Stock, par value $.01 per share 6400 0 D Represents shares of common stock of Empire Resorts, Inc. (the "Company") issued upon accelerated vesting of restricted stock units ("RSUs") granted to Mr. Polle on May 6, 2019 under the Empire Resorts, Inc. 2015 Equity Incentive Plan, as amended (the "Plan"), as a result of Mr. Polle's resignation from the Company on July 17, 2019 (the "Resignation Date"). Each RSU represented a contingent right to receive one (1) share of common stock of the Company. /s/ Ryan Eller, President and Chief Executive Officer 2019-07-19