0000899243-19-001917.txt : 20190124
0000899243-19-001917.hdr.sgml : 20190124
20190124183834
ACCESSION NUMBER: 0000899243-19-001917
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190120
FILED AS OF DATE: 20190124
DATE AS OF CHANGE: 20190124
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sanko Jamie M.
CENTRAL INDEX KEY: 0001725305
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12522
FILM NUMBER: 19540884
MAIL ADDRESS:
STREET 1: C/O MONTICELLO CASINO AND RACEWAY
STREET 2: 204 STATE ROUTE 17B P.O. BOX 5013
CITY: MONTICELLO
STATE: NY
ZIP: 12701
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMPIRE RESORTS INC
CENTRAL INDEX KEY: 0000906780
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810]
IRS NUMBER: 133714474
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 204 STATE ROUTE 17B
STREET 2: P.O. BOX 5013
CITY: MONTICELLO
STATE: NY
ZIP: 12701
BUSINESS PHONE: (845) 807-0001
MAIL ADDRESS:
STREET 1: 204 STATE ROUTE 17B
STREET 2: P.O. BOX 5013
CITY: MONTICELLO
STATE: NY
ZIP: 12701
FORMER COMPANY:
FORMER CONFORMED NAME: ALPHA HOSPITALITY CORP
DATE OF NAME CHANGE: 19930614
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2019-01-20
2019-01-23
0
0000906780
EMPIRE RESORTS INC
NYNY
0001725305
Sanko Jamie M.
C/O MONTICELLO CASINO AND RACEWAY
ROUTE 17B, P.O. BOX 5013
MONTICELLO
NY
12701
0
1
0
0
Chief Accounting Officer
Common Stock, par value $.01 per share
2019-01-20
4
M
0
15000
0.00
A
25000
D
Restricted Stock Units
2019-01-20
4
A
0
30000
0.00
A
Common Stock, par value $.01 per share
30000
30000
D
Restricted Stock Units
2019-01-20
4
M
0
15000
0.00
D
Common Stock, par value $.01 per share
15000
15000
D
Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Empire Resorts, Inc. (the "Company"). The Company may also elect to settle the vested RSUs for cash at its discretion.
Mr. Sanko was granted 30,000 RSUs under the Empire Resorts, Inc. 2015 Equity Incentive Plan, as amended (the "Plan"), 15,000 of which RSUs vested immediately on the date of grant and 15,000 of which shall vest on March 20, 2020; provided that the RSUs shall vest immediately upon a Change in Control. Subject to Mr. Sanko's continued employment with the Company, the shares of common stock deliverable upon vesting of the RSUs shall be delivered on March 20, 2020. All capitalized but undefined terms have the meanings ascribed thereto by the Plan.
This Form 4/A is being filed to correct a typographical error in the vesting schedule of the RSU grant made to Mr. Sanko.
/s/ Jamie M. Sanko
2019-01-24