0000899243-19-001817.txt : 20190123
0000899243-19-001817.hdr.sgml : 20190123
20190123212502
ACCESSION NUMBER: 0000899243-19-001817
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190120
FILED AS OF DATE: 20190123
DATE AS OF CHANGE: 20190123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Horner Nanette L.
CENTRAL INDEX KEY: 0001499920
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12522
FILM NUMBER: 19538511
MAIL ADDRESS:
STREET 1: C/O MONTICELLO CASINO RACEWAY, ROUTE 17B
STREET 2: P.O. BOX 5013
CITY: MONTICELLO
STATE: NY
ZIP: 12701
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMPIRE RESORTS INC
CENTRAL INDEX KEY: 0000906780
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810]
IRS NUMBER: 133714474
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 204 STATE ROUTE 17B
STREET 2: P.O. BOX 5013
CITY: MONTICELLO
STATE: NY
ZIP: 12701
BUSINESS PHONE: (845) 807-0001
MAIL ADDRESS:
STREET 1: 204 STATE ROUTE 17B
STREET 2: P.O. BOX 5013
CITY: MONTICELLO
STATE: NY
ZIP: 12701
FORMER COMPANY:
FORMER CONFORMED NAME: ALPHA HOSPITALITY CORP
DATE OF NAME CHANGE: 19930614
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-01-20
0
0000906780
EMPIRE RESORTS INC
NYNY
0001499920
Horner Nanette L.
C/O MONTICELLO CASINO AND RACEWAY
ROUTE 17B, P.O. BOX 5013
MONTICELLO
NY
12701
0
1
0
0
EVP, Chief Counsel, CCO
Common Stock, $.01 par value per share
2019-01-20
4
M
0
11250
0.00
A
27584
D
Restricted Stock Units
2019-01-20
4
A
0
22500
0.00
A
Common Stock, par value $.01 per share
22500
22500
D
Restricted Stock Units
2019-01-20
4
M
0
11250
0.00
D
Common Stock, par value $.01 per share
11250
11250
D
Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Empire Resorts, Inc. (the "Company"). The Company may also elect to settle the vested RSUs for cash at its discretion.
Ms. Horner was granted 22,500 RSUs under the Empire Resorts, Inc. 2015 Equity Incentive Plan, as amended (the "Plan"), 11,250 of which RSUs vested immediately on the date of grant and 11,250 of which shall vest on March 20, 2019; provided that the RSUs shall vest immediately upon a Change in Control. Subject to Ms. Horner's continued employment with the Company, the shares of common stock deliverable upon vesting of the RSUs shall be delivered on March 20, 2019. All capitalized but undefined terms have the meanings ascribed thereto by the Plan.
/s/ Nanette Horner
2019-01-23